SILVERBACK ASSET MANAGEMENT LLC Q2 2016 Filing
Filed August 15, 2016
Portfolio Value
$490.6M
Holdings
45
Report Date
Q2 2016
Filing Type
13F-HR
All Holdings (45 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —Proofpoint Inc | 20,514,000 | $34.3M | 7.00% | |
| 2 | IWMISHARES TR | 250,000 | $28.7M | 5.86% | Put |
| 3 | —TTM TECHNOLOGIES INC | 27,354,000 | $27.0M | 5.51% | |
| 4 | —Depomed Inc | 21,750,000 | $26.2M | 5.34% | |
| 5 | —Oclaro Inc | 9,112,000 | $23.8M | 4.86% | |
| 6 | —NVIDIA Corp | 10,000,000 | $23.3M | 4.76% | |
| 7 | GECBLE 4.5 11/15/29GENERAL CABLE CORP DEL NEW | 35,406,000 | $20.5M | 4.19% | |
| 8 | —Mentor Graphics Corp | 17,767,000 | $19.6M | 3.99% | |
| 9 | —Spectranetics Corp | 19,099,000 | $17.0M | 3.47% | |
| 10 | —TITAN MACHY INC | 20,569,000 | $16.9M | 3.44% | |
| 11 | —SERVICESOURCE INTL INC | 18,058,000 | $16.0M | 3.26% | |
| 12 | —VECTOR GROUP LTD | 14,200,000 | $15.8M | 3.22% | |
| 13 | —YAHOO INC | 15,500,000 | $15.4M | 3.14% | |
| 14 | —Monster Worldwide Inc | 17,500,000 | $15.3M | 3.11% | |
| 15 | —Emergent BioSolutions Inc | 13,000,000 | $14.7M | 3.01% | |
| 16 | —ISTAR INC | 14,000,000 | $14.1M | 2.87% | |
| 17 | LAB 2.75 02/01/34FLUIDIGM CORP DEL | 22,364,000 | $13.7M | 2.79% | |
| 18 | —DYNEGY INC NEW DEL | 10,000,000 | $10.8M | 2.20% | |
| 19 | —JAZZ US HLDGS INC | 7,420,000 | $10.7M | 2.17% | |
| 20 | MCHP 1.625 02/15/25Microchip Technology Inc | 9,000,000 | $10.0M | 2.04% | |
| 21 | —Finisar Corp | 9,250,000 | $8.9M | 1.82% | |
| 22 | —Encore Cap Group Inc | 12,455,000 | $8.8M | 1.79% | |
| 23 | —Blucora Inc | 8,869,000 | $8.2M | 1.67% | |
| 24 | —Array Biopharma Inc | 9,000,000 | $7.7M | 1.57% | |
| 25 | —KEYW HLDG CORP | 8,285,000 | $7.7M | 1.56% | |
| 26 | —APOLLO COML REAL EST FIN INC | 7,175,000 | $7.3M | 1.49% | |
| 27 | —Orexigen Therapeutics Inc | 20,909,000 | $7.1M | 1.45% | |
| 28 | SPYSPDR S&P 500 ETF TR | 33,205 | $7.0M | 1.42% | Put |
| 29 | —HORNBECK OFFSHORE SVCS INC N | 11,000,000 | $6.3M | 1.29% | |
| 30 | —Violin Memory Inc | 14,250,000 | $6.3M | 1.29% | |
| 31 | —Encore Cap Group Inc | 8,242,000 | $6.3M | 1.28% | |
| 32 | —ILLUMINA INC | 6,000,000 | $5.9M | 1.19% | |
| 33 | —STARWOOD PPTY TR INC | 5,500,000 | $5.5M | 1.13% | |
| 34 | —CARRIAGE SVCS INC | 4,340,000 | $5.1M | 1.04% | |
| 35 | —TESLA MTRS INC | 5,500,000 | $4.5M | 0.92% | |
| 36 | —Solazyme Inc | 8,150,000 | $4.2M | 0.86% | |
| 37 | —Exelixis Inc | 2,500,000 | $3.7M | 0.76% | |
| 38 | —EnerNOC Inc | 4,509,000 | $3.2M | 0.66% | |
| 39 | —Amyris Inc | 1,450,000 | $725K | 0.15% | |
| 40 | —COBALT INTL ENERGY INC | 1,500,000 | $559K | 0.11% | |
| 41 | —Amyris Inc | 2,000,000 | $540K | 0.11% | |
| 42 | —KEYW HLDG CORP | 53,750 | $534K | 0.11% | |
| 43 | —FUELCELL ENERGY INC | 41,774 | $260K | 0.05% | |
| 44 | —JDS UNIPHASE CORP | 250,000 | $244K | 0.05% | |
| 45 | —MEDICAL TRANSCRIPTION BLG CO | 100,000 | $88K | 0.02% |