Sigma Planning Corp Q4 2021 Filing

Filed February 2, 2022

Portfolio Value

$3.6T

Holdings

1,363

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (1,363 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	AAPLAPPLE INC	1,009,574	$179.3B	5.00%	Call
2	IVVISHARES S&P 500 INDEX	327,151	$156.0B	4.35%
3	MSFTMICROSOFT	214,941	$72.3B	2.01%	Call
4	AMZNAMAZON.COM INC	21,614	$72.1B	2.01%	Call
5	NDQPOWERSHARES QQQ TR	174,870	$69.6B	1.94%	Put
6	SPYSPDR S&P 500 ETF	135,223	$64.2B	1.79%	Put
7	DGROISHARES TR CORE DIVID GROWTH ETF	832,695	$46.3B	1.29%
8	IJRISHARES S&P SMALLCAP 600 ETF	364,110	$41.7B	1.16%
9	LQDISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF	312,709	$41.4B	1.15%
10	IVWISHARES S&P 500 GROWTH ETF	486,596	$40.7B	1.13%
11	MTUMISHARES MSCI USA MOMENTUM FACTOR	221,761	$40.3B	1.12%
12	AGGISHARES AGGREGATE BOND ETF	335,788	$38.3B	1.07%
13	NVDANVIDIA CORP	119,493	$35.1B	0.98%	Put
14	IJHISHARES CORE S&P MID CAP ETF	100,125	$28.3B	0.79%
15	IVEISHARES S&P 500 VALUE ETF	175,838	$27.5B	0.77%
16	VOOVANGUARD S&P 500 ETF	61,100	$26.7B	0.74%
17	SCHGSCHWAB U.S. LARGE-CAP GROWTH ETF	162,764	$26.7B	0.74%
18	GOOGLGOOGLE INC	8,550	$24.8B	0.69%
19	RDVYFIRST TR EXCHANGE TRADED FD VI FIRST TR NASDAQ RISING DIVI ACHIEVER ETF	472,702	$24.5B	0.68%
20	SHYISHARES 1-3 YR TREASURY BOND ETF	269,159	$23.0B	0.64%
21	USMVISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD	283,943	$23.0B	0.64%
22	GOOGALPHABET INC CAP STK CL C	7,931	$23.0B	0.64%	Call
23	ITOTISHARES TR S&P 1500 INDEX FD	208,271	$22.3B	0.62%
24	TIPISHARES TIPS BOND ETF	167,668	$21.7B	0.60%
25	HDHOME DEPOT	50,779	$21.1B	0.59%
26	GQ9SPDR GOLD ETF	120,159	$20.5B	0.57%
27	JPMJPMORGAN CHASE & CO COM	128,436	$20.3B	0.57%
28	METAMETA PLATFORMS INC CL A	60,242	$20.3B	0.56%	Call
29	RSPGUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT	123,180	$20.0B	0.56%
30	XLKTECHNOLOGY SELECT SECTOR SPDR	114,074	$19.8B	0.55%
31	AQLTISHARES CORE MSCI EAFE	264,215	$19.7B	0.55%
32	JNJJOHNSON & JOHNSON COM	111,364	$19.1B	0.53%
33	TSLATESLA MOTORS INC	17,677	$18.7B	0.52%	Put
34	LMBSFIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF	357,008	$17.8B	0.50%
35	ABBVABBVIE INC COM	130,924	$17.7B	0.49%	Put
36	DISDISNEY WALT CO COM	107,285	$16.6B	0.46%
37	IEMGISHARES CORE MSCI EMERGING MKTS	269,808	$16.2B	0.45%
38	PFEPFIZER INC COM	255,196	$15.1B	0.42%
39	MUBISHARES AMT-FREE MUNI BOND ETF	123,774	$14.4B	0.40%
40	FIXDFIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF	266,708	$14.2B	0.40%
41	PGPROCTER AND GAMBLE CO COM	86,431	$14.1B	0.39%
42	VVISA INC	64,786	$14.0B	0.39%
43	BABOEING CO COM	69,019	$13.9B	0.39%	Call
44	UNHUNITEDHEALTH GROUP	26,824	$13.5B	0.38%
45	SCHDSCHWAB US DIVIDEND EQUITY ETF	166,040	$13.4B	0.37%
46	FTSMFIRST TRUST ENHANCED SHORT MATURITY ETF	223,217	$13.3B	0.37%
47	JVALJPMORGAN U.S. VALUE FACTOR ETF	343,645	$13.2B	0.37%
48	NEENEXTERA ENERGY INC COM	140,833	$13.1B	0.37%
49	BACVERIZON COMMUNICATIONS	248,676	$12.9B	0.36%
50	FHLCFIDELITY MSCI HEALTH CARE INDEX ETF	186,327	$12.8B	0.36%
51	IHIISHARES TR DOW JONES US MEDICAL DEVICES INDEX	193,425	$12.7B	0.35%
52	VLUEISHARES TRUST MSCI USA VALUE FACTOR ETF	113,141	$12.4B	0.35%
53	XLVHEALTH CARE SELECT SECTOR SPDR	86,919	$12.2B	0.34%
54	PTBDPACER TRENDPILOT US BOND ETF	446,357	$12.0B	0.34%
55	XLFFINANCIAL SELECT SECTOR SPDR	306,017	$11.9B	0.33%
56	VOVANGUARD MID CAP	46,863	$11.9B	0.33%
57	COSTCOSTCO WHOLESALE CORP	20,987	$11.9B	0.33%
58	FVDFIRST TRUST VALUE LINE DIVIDEND FUND	274,977	$11.8B	0.33%
59	FTCSFIRST TR EXCHANGE TRADED FD DB STRATEGIC VALUE INDEX FD	138,595	$11.7B	0.33%
60	FFORD MOTOR COMPANY	556,906	$11.6B	0.32%
61	ARKKARK INNOVATION ETF	120,328	$11.4B	0.32%
62	FDNFIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD	50,219	$11.4B	0.32%
63	ISTBISHARES TRUST CORE SHORT-TERM US BD ETF	220,648	$11.1B	0.31%
64	BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW	36,270	$10.8B	0.30%
65	CRMSALESFORCE COM	42,006	$10.7B	0.30%
66	VTVVANGUARD VALUE ETF	71,244	$10.5B	0.29%
67	WMTWALMART INC COM	71,945	$10.4B	0.29%
68	ADBEADOBE SYS INC	17,342	$9.8B	0.27%	Put
69	VBVANGUARD SMALL CAP ETF	42,073	$9.5B	0.27%
70	BACBK OF AMERICA CORP COM	211,456	$9.4B	0.26%
71	VTIVANGUARD TOTAL STK MKT	38,917	$9.4B	0.26%
72	PYPLPAYPAL HLDGS INC COM	49,569	$9.3B	0.26%
73	BXBLACKSTONE GROUP LP	71,091	$9.2B	0.26%
74	SOXXISHARES SEMICONDUCTOR FUND	16,782	$9.1B	0.25%
75	TAT&T INC COM	368,566	$9.1B	0.25%
76	WMWASTE MANAGEMENT INC	54,212	$9.0B	0.25%
77	IUSVISHARES CORE S&P U.S. VALUE ETF	117,912	$9.0B	0.25%
78	UPSUNITED PARCEL SERVICE INC	41,651	$8.9B	0.25%
79	NKENIKE INC CLASS B	52,204	$8.7B	0.24%
80	EFAVISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FD	110,837	$8.5B	0.24%
81	HYGISHARES IBOXX HIGH YIELD CORPORATE BOND ETF	97,128	$8.5B	0.24%
82	EFAISHARES MSCI EAFE ETF	106,457	$8.4B	0.23%
83	AMDADVANCED MICRO DEVICES INC COM	58,051	$8.4B	0.23%
84	XFEBFIRST TR EXCHANGE-TRADED FD III FIRST TR PFD SECS & INCOME ETF	410,654	$8.3B	0.23%
85	XLEENERGY SELECT SECTOR SPDR	149,144	$8.3B	0.23%
86	PEPPEPSICO INC COM	46,989	$8.2B	0.23%
87	NFLXNETFLIX COM INC	13,328	$8.0B	0.22%	Call
88	CVXCHEVRON CORP NEW COM	68,307	$8.0B	0.22%
89	SBUXSTARBUCKS CORP	68,262	$8.0B	0.22%
90	DYHTARGET CORP COM	34,288	$7.9B	0.22%
91	CATCATERPILLAR INC COM	37,202	$7.7B	0.21%
92	IJSISHARES S&P SMALLCAP 600 VALUE ETF	71,788	$7.5B	0.21%
93	IGPTPOWERSHARES DYNAMIC SOFTWARE	57,521	$7.3B	0.20%
94	KOCOCA COLA CO COM	123,242	$7.3B	0.20%
95	MCDMCDONALDS CORP COM	27,111	$7.3B	0.20%
96	XOMEXXON MOBIL CORP COM	118,548	$7.3B	0.20%
97	VIGVANGUARD DIVIDEND APPRECIATION ETF	41,642	$7.2B	0.20%
98	ROKUROKU INC COM CL A	31,210	$7.1B	0.20%	Call
99	BSVVANGUARD SHORT-TERM BOND INDEX FUND	87,062	$7.0B	0.20%
100	MOALTRIA GROUP INC COM	147,903	$7.0B	0.20%

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