Sigma Planning Corp Q4 2020 Filing

Filed February 9, 2021

Portfolio Value

$2.9T

Holdings

1,175

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (1,175 positions)

#StockSharesValue% PortfolioType
1
AAPLAPPLE INC
1,044,812$138.6B4.71%Put
2
IVVISHARES TR
277,424$104.1B3.54%
3
SPYSPDR S&P 500 ETF TR
268,224$100.3B3.41%Put
4
AMZNAMAZON COM INC
20,401$66.4B2.26%Call
5
NDQINVESCO QQQ TR
183,047$57.4B1.95%Put
6
LQDISHARES TR
388,982$53.7B1.83%
7
MSFTMICROSOFT CORP
206,356$45.9B1.56%
8
AGGISHARES TR
352,751$41.7B1.42%
9
IVWISHARES TR
535,017$34.1B1.16%
10
USMVISHARES TR
500,726$34.0B1.16%
11
MTUMISHARES TR
209,019$33.7B1.15%
12
DGROISHARES TR
722,542$32.4B1.10%
13
IEFISHARES TR
254,215$30.5B1.04%
14
GQ9SPDR GOLD TR
151,076$26.9B0.92%
15
DONSPDR DOW JONES INDL AVERAGE
73,079$22.3B0.76%
16
VGTVANGUARD WORLD FDS
58,495$20.7B0.70%
17
IJRISHARES TR
211,330$19.4B0.66%
18
ITOTISHARES TR
225,253$19.4B0.66%
19
IVEISHARES TR
146,154$18.7B0.64%
20
VOOVANGUARD INDEX FDS
52,727$18.1B0.62%
21
JNJJOHNSON & JOHNSON
113,019$17.8B0.60%
22
FTCSFIRST TR EXCHANGE-TRADED FD
258,575$17.5B0.59%
23
IJHISHARES TR
73,272$16.8B0.57%
24
HYGISHARES TR
188,888$16.5B0.56%
25
SHYISHARES TR
190,512$16.5B0.56%
26
JPMJPMORGAN CHASE & CO
125,903$16.0B0.54%
27
DISDISNEY WALT CO
88,048$16.0B0.54%
28
METAFACEBOOK INC
57,520$15.7B0.53%
29
TSLATESLA INC
21,997$15.5B0.53%Put
30
FIXDFIRST TR EXCHNG TRADED FD VI
271,587$14.9B0.51%
31
VVISA INC
66,216$14.5B0.49%
32
ARKKARK ETF TR
116,130$14.5B0.49%
33
FVDFIRST TR VALUE LINE DIVID IN
411,571$14.4B0.49%
34
AQLTISHARES TR
207,153$14.3B0.49%
35
NEENEXTERA ENERGY INC
181,113$14.0B0.48%
36
FDNFIRST TR EXCHANGE-TRADED FD
63,498$13.5B0.46%
37
BACVERIZON COMMUNICATIONS INC
225,235$13.2B0.45%
38
PYPLPAYPAL HLDGS INC
55,919$13.1B0.45%
39
ABBVABBVIE INC
121,470$13.0B0.44%
40
EFAVISHARES TR
172,164$12.6B0.43%
41
GOOGALPHABET INC
7,177$12.6B0.43%
42
TAT&T INC
431,043$12.4B0.42%
43
HDHOME DEPOT INC
46,667$12.4B0.42%
44
MUBISHARES TR
105,288$12.3B0.42%
45
IHIISHARES TR
37,639$12.3B0.42%
46
BABOEING CO
57,082$12.2B0.42%Call
47
SPHBINVESCO EXCH TRADED FD TR II
214,733$12.2B0.41%
48
CRMSALESFORCE COM INC
54,314$12.1B0.41%Call
49
ARKTARK ETF TR
78,758$11.5B0.39%
50
IEMGISHARES INC
184,748$11.5B0.39%
51
PGPROCTER AND GAMBLE CO
81,769$11.4B0.39%
52
WMTWALMART INC
74,915$10.8B0.37%
53
QCOMQUALCOMM INC
70,796$10.8B0.37%
54
NVDANVIDIA CORPORATION
20,333$10.6B0.36%
55
PFEPFIZER INC
287,142$10.6B0.36%Call
56
PWRQUANTA SVCS INC
146,362$10.5B0.36%
57
SPLVINVESCO EXCH TRADED FD TR II
186,043$10.5B0.36%
58
XYZSQUARE INC
47,220$10.3B0.35%
59
FDXFEDEX CORP
39,439$10.2B0.35%
60
IWMISHARES TR
51,646$10.1B0.34%
61
ROKUROKU INC
29,417$9.8B0.33%
62
TLTISHARES TR
61,615$9.7B0.33%
63
ARKGARK ETF TR
103,892$9.7B0.33%
64
BRK/BBERKSHIRE HATHAWAY INC DEL
41,408$9.6B0.33%
65
GOOGLALPHABET INC
5,460$9.6B0.33%
66
UPSUNITED PARCEL SERVICE INC
53,246$9.0B0.30%
67
PHYS/USPROTT PHYSICAL GOLD TR
578,359$8.7B0.30%
68
IGPTINVESCO EXCHANGE TRADED FD T
56,379$8.7B0.29%
69
IJKISHARES TR
119,871$8.7B0.29%
70
FHLCFIDELITY COVINGTON TRUST
149,707$8.6B0.29%
71
TIPISHARES TR
67,531$8.6B0.29%
72
SBUXSTARBUCKS CORP
79,348$8.5B0.29%
73
XLFSELECT SECTOR SPDR TR
284,820$8.4B0.29%
74
XLBSELECT SECTOR SPDR TR
115,714$8.4B0.28%
75
FXYINVESCO CURRENCYSHARES JAPAN
91,245$8.3B0.28%
76
FPXFIRST TR EXCHANGE TRADED FD
70,130$8.3B0.28%
77
ADBEADOBE SYSTEMS INCORPORATED
16,526$8.3B0.28%Call
78
XLKSELECT SECTOR SPDR TR
63,270$8.2B0.28%
79
COSTCOSTCO WHSL CORP NEW
21,781$8.2B0.28%
80
XLISELECT SECTOR SPDR TR
89,785$8.0B0.27%
81
FCXFREEPORT-MCMORAN INC
305,175$7.9B0.27%
82
XLYSELECT SECTOR SPDR TR
47,703$7.7B0.26%
83
BNDVANGUARD BD INDEX FDS
85,526$7.5B0.26%
84
UNHUNITEDHEALTH GROUP INC
21,332$7.5B0.25%
85
AFWALIGN TECHNOLOGY INC
13,859$7.4B0.25%
86
WMWASTE MGMT INC DEL
62,223$7.3B0.25%
87
PEPPEPSICO INC
49,343$7.3B0.25%
88
VOVANGUARD INDEX FDS
35,165$7.3B0.25%
89
FTECFIDELITY COVINGTON TRUST
69,396$7.3B0.25%
90
MOALTRIA GROUP INC
172,740$7.1B0.24%
91
VBVANGUARD INDEX FDS
35,639$6.9B0.24%
92
FTSMFIRST TR EXCHANGE-TRADED FD
115,195$6.9B0.24%
93
IMCGISHARES TR
17,957$6.9B0.23%
94
SCHGSCHWAB STRATEGIC TR
52,232$6.7B0.23%
95
LMBSFIRST TR EXCHANGE-TRADED FD
127,949$6.6B0.22%
96
SCHDSCHWAB STRATEGIC TR
101,482$6.5B0.22%
97
ISCGISHARES TR
21,187$6.4B0.22%
98
XLVSELECT SECTOR SPDR TR
55,785$6.3B0.22%
99
BARCLAYS BANK PLC
374,877$6.3B0.21%
100
MAMASTERCARD INCORPORATED
17,469$6.2B0.21%
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