Sigma Planning Corp Q3 2020 Filing

Filed November 3, 2020

Portfolio Value

$2.5T

Holdings

1,047

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (1,047 positions)

#StockSharesValue% PortfolioType
1
AAPLAPPLE INC
1,090,621$126.3B5.00%Call
2
IVVISHARES TR
263,622$88.6B3.51%
3
SPYSPDR S&P 500 ETF TR
207,214$69.4B2.75%Put
4
AMZNAMAZON COM INC
21,784$68.6B2.71%Call
5
LQDISHARES TR
419,992$56.6B2.24%
6
NDQINVESCO QQQ TR
181,711$50.5B2.00%Put
7
USMVISHARES TR
757,989$48.3B1.91%
8
MSFTMICROSOFT CORP
212,887$44.8B1.77%Call
9
AGGISHARES TR
372,025$43.9B1.74%
10
GQ9SPDR GOLD TR
211,157$37.4B1.48%
11
MTUMISHARES TR
220,963$32.6B1.29%
12
IVWISHARES TR
137,964$31.9B1.26%
13
DGROISHARES TR
689,560$27.4B1.09%
14
IEFISHARES TR
200,932$24.5B0.97%
15
IVEISHARES TR
158,881$17.9B0.71%
16
ITOTISHARES TR
229,660$17.3B0.69%
17
JNJJOHNSON & JOHNSON
113,256$16.9B0.67%
18
SHYISHARES TR
194,850$16.9B0.67%
19
NVDANVIDIA CORPORATION
31,082$16.8B0.67%
20
DONSPDR DOW JONES INDL AVERAGE
56,032$15.5B0.62%
21
HDHOME DEPOT INC
55,668$15.5B0.61%
22
HYGISHARES TR
180,737$15.2B0.60%
23
VGTVANGUARD WORLD FDS
48,236$15.0B0.59%
24
METAFACEBOOK INC
57,180$15.0B0.59%
25
FTCSFIRST TR EXCHANGE-TRADED FD
224,655$14.2B0.56%
26
IJRISHARES TR
201,097$14.1B0.56%
27
IJHISHARES TR
71,986$13.3B0.53%
28
BACVERIZON COMMUNICATIONS INC
220,680$13.1B0.52%
29
VVISA INC
63,393$12.7B0.50%
30
TAT&T INC
442,033$12.6B0.50%
31
PYPLPAYPAL HLDGS INC
63,736$12.6B0.50%
32
EFAVISHARES TR
178,578$12.2B0.48%
33
DISDISNEY WALT CO
95,709$11.9B0.47%
34
FDNFIRST TR EXCHANGE-TRADED FD
62,639$11.8B0.47%
35
AQLTISHARES TR
193,971$11.7B0.46%
36
FVDFIRST TR VALUE LINE DIVID IN
358,250$11.3B0.45%
37
PGPROCTER AND GAMBLE CO
81,065$11.3B0.45%
38
SPLVINVESCO EXCH TRADED FD TR II
209,095$11.2B0.44%
39
WMTWALMART INC
80,009$11.2B0.44%
40
CRMSALESFORCE COM INC
44,157$11.1B0.44%
41
IHIISHARES TR
36,796$11.0B0.44%
42
MUBISHARES TR
92,487$10.7B0.42%
43
ARKKARK ETF TR
113,151$10.4B0.41%
44
GOOGALPHABET INC
7,067$10.4B0.41%
45
ABBVABBVIE INC
117,916$10.3B0.41%
46
NEENEXTERA ENERGY INC
36,775$10.2B0.40%
47
TLTISHARES TR
61,756$10.1B0.40%
48
JPMJPMORGAN CHASE & CO
104,687$10.1B0.40%Put
49
VOOVANGUARD INDEX FDS
32,580$10.0B0.40%
50
TSLATESLA INC
22,156$9.5B0.38%
51
MCDMCDONALDS CORP
43,251$9.5B0.38%
52
BNDVANGUARD BD INDEX FDS
102,631$9.1B0.36%
53
FTSMFIRST TR EXCHANGE-TRADED FD
150,678$9.0B0.36%
54
IEMGISHARES INC
171,197$9.0B0.36%
55
BRK/BBERKSHIRE HATHAWAY INC DEL
42,011$8.9B0.35%
56
BABOEING CO
53,340$8.8B0.35%Call
57
FIXDFIRST TR EXCHNG TRADED FD VI
158,958$8.7B0.35%
58
AMDADVANCED MICRO DEVICES INC
101,784$8.3B0.33%
59
PFEPFIZER INC
218,967$8.0B0.32%
60
MINTPIMCO ETF TR
78,289$8.0B0.32%
61
XLKSELECT SECTOR SPDR TR
68,203$8.0B0.31%
62
GOOGLALPHABET INC
5,402$7.9B0.31%
63
BARCLAYS BANK PLC
301,743$7.5B0.30%Call
64
FHLCFIDELITY COVINGTON TRUST
140,424$7.4B0.29%
65
TIPISHARES TR
58,383$7.4B0.29%
66
ICSHISHARES TR
145,486$7.4B0.29%
67
ADBEADOBE SYSTEMS INCORPORATED
14,960$7.3B0.29%
68
SPGIS&P GLOBAL INC
20,316$7.3B0.29%
69
COSTCOSTCO WHSL CORP NEW
20,599$7.3B0.29%
70
IGVISHARES TR
23,091$7.2B0.28%
71
IGPTINVESCO EXCHANGE TRADED FD T
57,202$7.1B0.28%
72
WMWASTE MGMT INC DEL
62,245$7.0B0.28%
73
MOALTRIA GROUP INC
176,181$6.8B0.27%
74
PHYS/USPROTT PHYSICAL GOLD TR
452,172$6.8B0.27%
75
PEPPEPSICO INC
47,134$6.5B0.26%
76
SBUXSTARBUCKS CORP
75,182$6.5B0.26%
77
FTECFIDELITY COVINGTON TRUST
69,691$6.4B0.25%
78
ARKGARK ETF TR
99,833$6.4B0.25%
79
VTVVANGUARD INDEX FDS
60,724$6.3B0.25%
80
LBEURL BRANDS INC
199,014$6.3B0.25%
81
IWMISHARES TR
41,302$6.2B0.24%
82
VOVANGUARD INDEX FDS
34,765$6.1B0.24%
83
IAUUSDISHARES GOLD TRUST
335,743$6.0B0.24%
84
DTEDTE ENERGY CO
52,295$6.0B0.24%
85
XLFISELECT SECTOR SPDR TR
93,085$6.0B0.24%
86
UNHUNITEDHEALTH GROUP INC
19,121$6.0B0.24%
87
IJKISHARES TR
24,875$6.0B0.24%
88
MAMASTERCARD INCORPORATED
17,522$5.9B0.23%
89
SCHGSCHWAB STRATEGIC TR
51,401$5.9B0.23%
90
INTCINTEL CORP
113,512$5.9B0.23%
91
NFLXNETFLIX INC
11,452$5.7B0.23%
92
LMBSFIRST TR EXCHANGE-TRADED FD
109,995$5.7B0.22%
93
XLVSELECT SECTOR SPDR TR
53,719$5.7B0.22%
94
ABMDEURABIOMED INC
20,372$5.6B0.22%
95
LMTLOCKHEED MARTIN CORP
14,609$5.6B0.22%
96
ACWVISHARES INC
60,431$5.6B0.22%
97
ROKUROKU INC
29,330$5.5B0.22%
98
FTCFIRST TRUST LRGCP GWT ALPHAD
65,489$5.5B0.22%
99
UPSUNITED PARCEL SERVICE INC
32,688$5.4B0.22%
100
KOCOCA COLA CO
109,867$5.4B0.21%
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