Sigma Planning Corp Q2 2021 Filing

Filed August 13, 2021

Portfolio Value

$3.4T

Holdings

1,389

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (1,389 positions)

#StockSharesValue% PortfolioType
1
AAPLAPPLE INC
985,877$135.0B4.02%
2
IVVISHARES S&P 500 INDEX
295,691$127.1B3.79%
3
AMZNAMAZON.COM INC
20,479$70.5B2.10%Call
4
MSFTMICROSOFT
219,762$59.5B1.77%Call
5
NDQPOWERSHARES QQQ TR
150,757$53.4B1.59%Put
6
SPYSPDR S&P 500 ETF
109,588$46.9B1.40%Put
7
LQDISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
324,409$43.6B1.30%
8
DGROISHARES TR CORE DIVID GROWTH ETF
762,130$38.4B1.14%
9
MTUMISHARES MSCI USA MOMENTUM FACTOR
217,651$37.7B1.13%
10
AGGISHARES AGGREGATE BOND ETF
300,594$34.7B1.03%
11
IJRISHARES S&P SMALLCAP 600 ETF
303,807$34.3B1.02%
12
IVWISHARES S&P 500 GROWTH ETF
468,796$34.1B1.02%
13
IVEISHARES S&P 500 VALUE ETF
161,397$23.8B0.71%
14
GQ9SPDR GOLD ETF
140,129$23.2B0.69%
15
SPHBPOWERSHARES SP500 HIGH BETA ETF
303,976$23.0B0.68%
16
IJHISHARES CORE S&P MID CAP ETF
85,274$22.9B0.68%
17
ITOTISHARES TR S&P 1500 INDEX FD
230,953$22.8B0.68%
18
RSPGUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT
146,239$22.0B0.66%
19
USMVISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD
295,353$21.7B0.65%
20
VOOVANGUARD S&P 500 ETF
53,439$21.0B0.63%
21
NVDANVIDIA CORP
25,247$20.2B0.60%
22
SHYISHARES 1-3 YR TREASURY BOND ETF
229,590$19.8B0.59%
23
JPMJPMORGAN CHASE & CO COM
127,042$19.8B0.59%
24
ARKKARK INNOVATION ETF
147,006$19.2B0.57%
25
METAFACEBOOK INC CL A
55,163$19.2B0.57%
26
DISDISNEY WALT CO COM
108,923$19.1B0.57%Call
27
GOOGALPHABET INC CAP STK CL C
7,378$18.5B0.55%
28
PYPLPAYPAL HLDGS INC COM
62,823$18.3B0.55%
29
AQLTISHARES CORE MSCI EAFE
235,044$17.6B0.52%
30
JNJJOHNSON & JOHNSON COM
106,221$17.5B0.52%
31
BABOEING CO COM
72,174$17.3B0.52%Call
32
IWMISHARES RUSSELL 2000 ETF
75,172$17.2B0.51%
33
FVDFIRST TRUST VALUE LINE DIVIDEND FUND
430,264$17.1B0.51%
34
IEMGISHARES CORE MSCI EMERGING MKTS
250,012$16.7B0.50%
35
FIXDFIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF
309,372$16.6B0.49%
36
HDHOME DEPOT
51,823$16.5B0.49%
37
PTBDPACER TRENDPILOT US BOND ETF
565,446$15.7B0.47%
38
VTVVANGUARD VALUE ETF
112,156$15.4B0.46%
39
VVISA INC
64,444$15.1B0.45%
40
GOOGLGOOGLE INC
6,119$14.9B0.45%
41
BACVERIZON COMMUNICATIONS
253,846$14.2B0.42%
42
ROKUROKU INC COM CL A
30,292$13.9B0.41%Call
43
ABBVABBVIE INC COM
123,263$13.9B0.41%
44
XLEENERGY SELECT SECTOR SPDR
252,852$13.6B0.41%
45
MUBISHARES AMT-FREE MUNI BOND ETF
113,413$13.3B0.40%
46
TSLATESLA MOTORS INC
18,897$12.8B0.38%
47
BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW
44,486$12.4B0.37%
48
TAT&T INC COM
415,408$12.0B0.36%
49
IHIISHARES TR DOW JONES US MEDICAL DEVICES INDEX
33,008$11.9B0.36%
50
FDNFIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD
48,640$11.9B0.35%
51
IJSISHARES S&P SMALLCAP 600 VALUE ETF
109,303$11.5B0.34%
52
ISTBISHARES TRUST CORE SHORT-TERM US BD ETF
224,224$11.5B0.34%
53
TIPISHARES TIPS BOND ETF
88,373$11.3B0.34%
54
HYGISHARES IBOXX HIGH YIELD CORPORATE BOND ETF
126,778$11.2B0.33%
55
PGPROCTER AND GAMBLE CO COM
78,033$10.5B0.31%
56
WMTWALMART INC COM
72,744$10.3B0.31%
57
FTCSFIRST TR EXCHANGE TRADED FD DB STRATEGIC VALUE INDEX FD
135,740$10.3B0.31%
58
FEXFIRST TR LARGE CAP CORE ALPHADEX FD COMSHS
117,410$10.1B0.30%
59
SPLVPOWERSHARES SP500 LOW VOLATILITY ETF
165,097$10.1B0.30%
60
SCHDSCHWAB US DIVIDEND EQUITY ETF
132,866$10.0B0.30%
61
SCHGSCHWAB U.S. LARGE-CAP GROWTH ETF
68,057$9.9B0.30%
62
XLIINDUSTRIAL SELECT SECTOR SPDR
96,423$9.9B0.29%
63
FFORD MOTOR COMPANY
659,595$9.8B0.29%
64
PFEPFIZER INC COM
248,280$9.7B0.29%
65
FHLCFIDELITY MSCI HEALTH CARE INDEX ETF
151,301$9.6B0.29%
66
IJTISHARES S&P SMALLCAP 600 GROWTH ETF
72,334$9.6B0.29%
67
XLFFINANCIAL SELECT SECTOR SPDR
257,935$9.5B0.28%
68
ADBEADOBE SYS INC
16,034$9.4B0.28%
69
NEENEXTERA ENERGY INC COM
127,275$9.3B0.28%
70
IGPTPOWERSHARES DYNAMIC SOFTWARE
55,710$9.2B0.27%
71
CRMSALESFORCE COM
37,493$9.2B0.27%Call
72
VOVANGUARD MID CAP
38,578$9.2B0.27%
73
UNHUNITEDHEALTH GROUP
22,847$9.1B0.27%
74
DYHTARGET CORP COM
37,823$9.1B0.27%Put
75
CATCATERPILLAR INC COM
41,057$8.9B0.27%
76
RDVYFIRST TR EXCHANGE TRADED FD VI FIRST TR NASDAQ RISING DIVI ACHIEVER ETF
185,382$8.9B0.27%
77
LBEURL BRANDS INC COM
121,828$8.8B0.26%
78
XYZSQUARE INC CL A
35,794$8.7B0.26%
79
LMBSFIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF
171,410$8.7B0.26%
80
NUENUCOR CORP COM
89,888$8.6B0.26%
81
XLKTECHNOLOGY SELECT SECTOR SPDR
57,790$8.5B0.25%
82
VBVANGUARD SMALL CAP ETF
37,722$8.5B0.25%
83
IJJISHARES S&P MIDCAP 400 VALUE ETF
80,411$8.5B0.25%
84
FPXIFIRST TRUST INTERNATIONAL EQUITY OPPORTUNITIES ETF
120,770$8.3B0.25%
85
COSTCOSTCO WHOLESALE CORP
20,282$8.0B0.24%
86
DVNDEVON ENERGY CORP
273,908$8.0B0.24%
87
WMWASTE MANAGEMENT INC
56,924$8.0B0.24%
88
BACBK OF AMERICA CORP COM
193,429$8.0B0.24%
89
SBUXSTARBUCKS CORP
69,668$7.8B0.23%
90
MOALTRIA GROUP INC COM
161,917$7.7B0.23%
91
EFAVISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FD
101,148$7.6B0.23%
92
EFAISHARES MSCI EAFE ETF
95,913$7.6B0.23%
93
UPSUNITED PARCEL SERVICE INC
36,220$7.5B0.22%
94
RPVRYDEX ETF TRUST S&P 500 PURE VALUE
95,116$7.3B0.22%
95
SHOPSHOPIFY INC CL A
4,957$7.2B0.22%
96
XOMEXXON MOBIL CORP COM
114,637$7.2B0.22%
97
SCHMSCHWAB US MID-CAP ETF
92,229$7.2B0.22%
98
COFCAPITAL ONE FINANCIAL CORP
46,505$7.2B0.21%
99
VTIVANGUARD TOTAL STK MKT
32,192$7.2B0.21%
100
CROXCROCS INC
61,450$7.2B0.21%
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