Sigma Planning Corp Q1 2021 Filing
Filed May 6, 2021
Portfolio Value
$3.1T
Holdings
1,304
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (1,304 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | AAPLAPPLE INC | 1,003,758 | $122.6B | 3.92% | Call |
| 2 | IVVISHARES S&P 500 INDEX | 286,844 | $114.1B | 3.65% | |
| 3 | SPYSPDR S&P 500 ETF | 169,344 | $67.1B | 2.14% | Put |
| 4 | AMZNAMAZON.COM INC | 19,706 | $61.0B | 1.95% | Call |
| 5 | MSFTMICROSOFT | 193,921 | $45.7B | 1.46% | Call |
| 6 | NDQPOWERSHARES QQQ TR | 125,548 | $40.1B | 1.28% | Put |
| 7 | LQDISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 297,128 | $38.6B | 1.23% | |
| 8 | MTUMISHARES MSCI USA MOMENTUM FACTOR | 222,237 | $35.7B | 1.14% | |
| 9 | DGROISHARES TR CORE DIVID GROWTH ETF | 725,693 | $35.0B | 1.12% | |
| 10 | AGGISHARES AGGREGATE BOND ETF | 287,944 | $32.8B | 1.05% | |
| 11 | IVWISHARES S&P 500 GROWTH ETF | 460,595 | $30.0B | 0.96% | |
| 12 | IJRISHARES S&P SMALLCAP 600 ETF | 252,482 | $27.4B | 0.88% | |
| 13 | IVEISHARES S&P 500 VALUE ETF | 153,155 | $21.6B | 0.69% | |
| 14 | DONSPDR DOW JONES INDUSTRIAL ETF | 63,746 | $21.0B | 0.67% | |
| 15 | IJHISHARES CORE S&P MID CAP ETF | 80,413 | $20.9B | 0.67% | |
| 16 | USMVISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 301,088 | $20.8B | 0.67% | |
| 17 | VGTVANGUARD INFORMATION TECHNOLOGY | 57,616 | $20.7B | 0.66% | |
| 18 | VOOVANGUARD S&P 500 ETF | 54,169 | $19.7B | 0.63% | |
| 19 | SHYISHARES 1-3 YR TREASURY BOND ETF | 227,655 | $19.6B | 0.63% | |
| 20 | ITOTISHARES TR S&P 1500 INDEX FD | 213,843 | $19.6B | 0.63% | |
| 21 | JPMJPMORGAN CHASE & CO COM | 125,183 | $19.1B | 0.61% | |
| 22 | JNJJOHNSON & JOHNSON COM | 115,015 | $18.9B | 0.60% | |
| 23 | IWMISHARES RUSSELL 2000 ETF | 84,741 | $18.7B | 0.60% | |
| 24 | DISDISNEY WALT CO COM | 93,968 | $17.3B | 0.55% | Call |
| 25 | FVDFIRST TRUST VALUE LINE DIVIDEND FUND | 447,826 | $17.0B | 0.54% | |
| 26 | SPHBPOWERSHARES SP500 HIGH BETA ETF | 236,312 | $16.4B | 0.52% | |
| 27 | METAFACEBOOK INC CL A | 55,085 | $16.2B | 0.52% | Call |
| 28 | FIXDFIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF | 306,365 | $16.2B | 0.52% | |
| 29 | BABOEING CO COM | 63,436 | $16.2B | 0.52% | Put |
| 30 | ARKKARK INNOVATION ETF | 130,832 | $15.7B | 0.50% | |
| 31 | RSPGUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT | 109,029 | $15.4B | 0.49% | |
| 32 | AQLTISHARES CORE MSCI EAFE | 211,552 | $15.2B | 0.49% | |
| 33 | GOOGALPHABET INC CAP STK CL C | 7,311 | $15.1B | 0.48% | |
| 34 | IEMGISHARES CORE MSCI EMERGING MKTS | 234,431 | $15.1B | 0.48% | |
| 35 | PYPLPAYPAL HLDGS INC COM | 61,136 | $14.8B | 0.47% | |
| 36 | GQ9SPDR GOLD ETF | 92,662 | $14.8B | 0.47% | |
| 37 | HDHOME DEPOT | 48,060 | $14.7B | 0.47% | |
| 38 | BACVERIZON COMMUNICATIONS | 251,456 | $14.6B | 0.47% | |
| 39 | VTVVANGUARD VALUE ETF | 105,670 | $13.9B | 0.44% | |
| 40 | PTBDPACER TRENDPILOT US BOND ETF | 501,530 | $13.7B | 0.44% | |
| 41 | TAT&T INC COM | 432,078 | $13.1B | 0.42% | |
| 42 | VVISA INC | 59,866 | $12.7B | 0.40% | |
| 43 | MUBISHARES AMT-FREE MUNI BOND ETF | 108,915 | $12.6B | 0.40% | |
| 44 | TSLATESLA MOTORS INC | 18,749 | $12.5B | 0.40% | |
| 45 | NVDANVIDIA CORP | 23,248 | $12.4B | 0.40% | |
| 46 | ABBVABBVIE INC COM | 114,675 | $12.4B | 0.40% | |
| 47 | IJSISHARES S&P SMALLCAP 600 VALUE ETF | 122,903 | $12.4B | 0.40% | |
| 48 | XLEENERGY SELECT SECTOR SPDR | 240,347 | $11.8B | 0.38% | |
| 49 | ARKTARK NEXT GENERATION INTERNET ETF | 79,312 | $11.7B | 0.37% | |
| 50 | BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW | 45,532 | $11.6B | 0.37% | |
| 51 | GOOGLGOOGLE INC | 5,639 | $11.6B | 0.37% | |
| 52 | IJTISHARES S&P SMALLCAP 600 GROWTH ETF | 90,319 | $11.6B | 0.37% | |
| 53 | IHIISHARES TR DOW JONES US MEDICAL DEVICES INDEX | 35,014 | $11.6B | 0.37% | |
| 54 | WMTWALMART INC COM | 83,729 | $11.4B | 0.36% | |
| 55 | PGPROCTER AND GAMBLE CO COM | 82,968 | $11.2B | 0.36% | |
| 56 | NEENEXTERA ENERGY INC COM | 146,556 | $11.1B | 0.35% | |
| 57 | IJJISHARES S&P MIDCAP 400 VALUE ETF | 106,584 | $10.9B | 0.35% | |
| 58 | ISTBISHARES TRUST CORE SHORT-TERM US BD ETF | 210,706 | $10.8B | 0.35% | |
| 59 | FTCSFIRST TR EXCHANGE TRADED FD DB STRATEGIC VALUE INDEX FD | 149,499 | $10.6B | 0.34% | |
| 60 | SPLVPOWERSHARES SP500 LOW VOLATILITY ETF | 175,496 | $10.2B | 0.33% | |
| 61 | FDNFIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD | 46,506 | $10.1B | 0.32% | |
| 62 | HYGISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 115,941 | $10.1B | 0.32% | |
| 63 | SLVISHARES SILVER TRUST ETF | 441,180 | $10.0B | 0.32% | |
| 64 | FHLCFIDELITY MSCI HEALTH CARE INDEX ETF | 164,313 | $9.7B | 0.31% | |
| 65 | FCXFREEPORT MCMORAN COPPER | 290,497 | $9.6B | 0.31% | |
| 66 | XLIINDUSTRIAL SELECT SECTOR SPDR | 95,301 | $9.4B | 0.30% | |
| 67 | ROKUROKU INC COM CL A | 28,416 | $9.3B | 0.30% | |
| 68 | PFEPFIZER INC COM | 250,520 | $9.1B | 0.29% | |
| 69 | SCHDSCHWAB US DIVIDEND EQUITY ETF | 123,959 | $9.0B | 0.29% | |
| 70 | FLOTISHARES FLOATING RATE BOND ETF | 177,852 | $9.0B | 0.29% | |
| 71 | TPRCOACH INC | 215,385 | $8.9B | 0.28% | |
| 72 | IGPTPOWERSHARES DYNAMIC SOFTWARE | 56,952 | $8.9B | 0.28% | |
| 73 | TIPISHARES TIPS BOND ETF | 70,554 | $8.9B | 0.28% | |
| 74 | LBEURL BRANDS INC COM | 140,277 | $8.7B | 0.28% | |
| 75 | FEXFIRST TR LARGE CAP CORE ALPHADEX FD COMSHS | 107,911 | $8.6B | 0.28% | |
| 76 | VOVANGUARD MID CAP | 38,340 | $8.5B | 0.27% | |
| 77 | SCHGSCHWAB U.S. LARGE-CAP GROWTH ETF | 65,321 | $8.5B | 0.27% | |
| 78 | MOALTRIA GROUP INC COM | 164,472 | $8.4B | 0.27% | |
| 79 | CRMSALESFORCE COM | 39,661 | $8.4B | 0.27% | Call |
| 80 | IVZINVESCO PLC NEW SPONSORED ADR | 331,133 | $8.4B | 0.27% | |
| 81 | XLUUTILITIES SELECT SECTOR SPDR FUND | 130,036 | $8.3B | 0.27% | |
| 82 | UNHUNITEDHEALTH GROUP | 22,212 | $8.3B | 0.26% | |
| 83 | SBUXSTARBUCKS CORP | 74,911 | $8.2B | 0.26% | |
| 84 | COSTCOSTCO WHOLESALE CORP | 22,924 | $8.1B | 0.26% | |
| 85 | BLOKAMPLIFY TRANSFORMATIONAL DATA SHARING ETF | 142,160 | $7.9B | 0.25% | |
| 86 | XLKTECHNOLOGY SELECT SECTOR SPDR | 59,685 | $7.9B | 0.25% | |
| 87 | ISCGISHARES TR SMLL GRWTH IDX ETF | 26,308 | $7.9B | 0.25% | |
| 88 | MDYSPDR S&P MIDCAP 400 ETF | 16,596 | $7.9B | 0.25% | |
| 89 | PEPPEPSICO INC COM | 55,240 | $7.8B | 0.25% | |
| 90 | IVOLQUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 272,292 | $7.8B | 0.25% | |
| 91 | XLFFINANCIAL SELECT SECTOR SPDR | 227,843 | $7.8B | 0.25% | |
| 92 | IEFISHARES 7-10 YR TREASURY BOND ETF | 67,887 | $7.7B | 0.24% | |
| 93 | EFAVISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FD | 104,662 | $7.6B | 0.24% | |
| 94 | VBVANGUARD SMALL CAP ETF | 35,452 | $7.6B | 0.24% | |
| 95 | ADBEADOBE SYS INC | 15,533 | $7.4B | 0.24% | |
| 96 | WMWASTE MANAGEMENT INC | 56,642 | $7.3B | 0.23% | |
| 97 | CATCATERPILLAR INC COM | 31,422 | $7.3B | 0.23% | |
| 98 | BACBK OF AMERICA CORP COM | 179,638 | $7.0B | 0.22% | |
| 99 | DTEDTE ENERGY CO COM | 52,065 | $6.9B | 0.22% | |
| 100 | SOXXISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND | 16,295 | $6.9B | 0.22% |
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