SHUFRO ROSE & CO LLC Q3 2017 Filing
Filed November 13, 2017
Portfolio Value
$994.6B
Holdings
289
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (289 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | AGGISHARES TR | 3,365 | $369.0M | 0.04% | |
| 202 | EFTEATON VANCE FLTING RATE INC | 25,200 | $368.0M | 0.04% | |
| 203 | ABTABBOTT LABS | 6,900 | $368.0M | 0.04% | |
| 204 | SQMSOCIEDAD QUIMICA MINERA DE C | 6,500 | $362.0M | 0.04% | |
| 205 | AMZNAMAZON COM INC | 375 | $361.0M | 0.04% | |
| 206 | SNYSANOFI | 7,200 | $358.0M | 0.04% | |
| 207 | GSKGLAXOSMITHKLINE PLC | 8,750 | $355.0M | 0.04% | |
| 208 | KMBKIMBERLY CLARK CORP | 3,000 | $353.0M | 0.04% | |
| 209 | UTXZUNITED TECHNOLOGIES CORP | 3,033 | $352.0M | 0.04% | |
| 210 | AMEAMETEK INC NEW | 5,224 | $345.0M | 0.03% | |
| 211 | MHNBLACKROCK MUNIHLDGS NY QLTY | 24,500 | $345.0M | 0.03% | |
| 212 | 35YINTELLIGENT SYS CORP NEW | 87,867 | $336.0M | 0.03% | |
| 213 | NYCBEURNEW YORK CMNTY BANCORP INC | 25,900 | $334.0M | 0.03% | |
| 214 | BRWTEMPLETON GLOBAL INCOME FD | 48,400 | $326.0M | 0.03% | |
| 215 | ICCCIMMUCELL CORP | 49,791 | $324.0M | 0.03% | |
| 216 | NTRSNORTHERN TR CORP | 3,500 | $322.0M | 0.03% | |
| 217 | —HSBC HLDGS PLC | 12,025 | $317.0M | 0.03% | |
| 218 | ELVANTHEM INC | 1,650 | $313.0M | 0.03% | |
| 219 | LXPUSDLEXINGTON REALTY TRUST | 30,551 | $312.0M | 0.03% | |
| 220 | PSXPHILLIPS 66 | 3,400 | $311.0M | 0.03% | |
| 221 | XJEQXABERDEEN JAPAN EQUITY FD INC | 35,500 | $309.0M | 0.03% | |
| 222 | SWZSWISS HELVETIA FD INC | 23,921 | $305.0M | 0.03% | |
| 223 | GOOGLALPHABET INC | 311 | $303.0M | 0.03% | |
| 224 | PEOEXELON CORP | 8,050 | $303.0M | 0.03% | |
| 225 | NPFINUVEEN PFD & INCM SECURTIES | 28,781 | $300.0M | 0.03% | |
| 226 | AALAMERICAN AIRLS GROUP INC | 6,263 | $297.0M | 0.03% | |
| 227 | USAPUNIVERSAL STAINLESS & ALLOY | 14,197 | $296.0M | 0.03% | |
| 228 | —CONSOL ENERGY INC | 17,500 | $296.0M | 0.03% | |
| 229 | UTFCOHEN & STEERS INFRASTRUCTUR | 12,800 | $294.0M | 0.03% | |
| 230 | HPTUSDHOSPITALITY PPTYS TR | 10,300 | $293.0M | 0.03% | |
| 231 | EVNEATON VANCE MUNI INCOME TRUS | 22,500 | $291.0M | 0.03% | |
| 232 | TIPISHARES TR | 2,486 | $282.0M | 0.03% | |
| 233 | LBRDALIBERTY BROADBAND CORP | 3,000 | $282.0M | 0.03% | |
| 234 | HONHONEYWELL INTL INC | 1,930 | $274.0M | 0.03% | |
| 235 | XEFRXEATON VANCE SR FLTNG RTE TR | 18,300 | $273.0M | 0.03% | |
| 236 | DISCKUSDDISCOVERY COMMUNICATNS NEW | 13,425 | $272.0M | 0.03% | |
| 237 | HALHALLIBURTON CO | 5,881 | $271.0M | 0.03% | |
| 238 | DWDMORGAN STANLEY | 5,600 | $270.0M | 0.03% | |
| 239 | —CHICAGO BRIDGE & IRON CO N V | 16,000 | $269.0M | 0.03% | |
| 240 | REGNREGENERON PHARMACEUTICALS | 600 | $268.0M | 0.03% | |
| 241 | —POWERSHARES QQQ TRUST | 1,827 | $266.0M | 0.03% | |
| 242 | BDJBLACKROCK ENHANCED EQT DIV T | 28,385 | $257.0M | 0.03% | |
| 243 | FCTFIRST TR SR FLG RTE INCM FD | 18,900 | $255.0M | 0.03% | |
| 244 | SRISTONERIDGE INC | 12,500 | $248.0M | 0.02% | |
| 245 | VTNINVESCO TR INVT GRADE NY MUN | 17,800 | $244.0M | 0.02% | |
| 246 | ABBVABBVIE INC | 2,730 | $243.0M | 0.02% | |
| 247 | MOALTRIA GROUP INC | 3,750 | $238.0M | 0.02% | |
| 248 | FFORD MTR CO DEL | 19,708 | $236.0M | 0.02% | |
| 249 | JBGSJBG SMITH PPTYS | 6,913 | $236.0M | 0.02% | |
| 250 | LOANMANHATTAN BRIDGE CAPITAL INC | 40,025 | $234.0M | 0.02% | |
| 251 | WABFWESTERN ASST MN PRT FD INC | 15,037 | $233.0M | 0.02% | |
| 252 | KNKNOWLES CORP | 15,200 | $232.0M | 0.02% | |
| 253 | OREALTY INCOME CORP | 3,900 | $223.0M | 0.02% | |
| 254 | KMI 4.75 03/31/28EL PASO ENERGY CAP TR I | 4,400 | $218.0M | 0.02% | |
| 255 | MLMMARTIN MARIETTA MATLS INC | 1,050 | $217.0M | 0.02% | |
| 256 | KELKELLOGG CO | 3,447 | $215.0M | 0.02% | |
| 257 | AWMSKYWORKS SOLUTIONS INC | 2,100 | $214.0M | 0.02% | |
| 258 | —SALISBURY BANCORP INC | 4,500 | $209.0M | 0.02% | |
| 259 | PHGKONINKLIJKE PHILIPS N V | 5,041 | $208.0M | 0.02% | |
| 260 | REFRRESEARCH FRONTIERS INC | 164,950 | $196.0M | 0.02% | |
| 261 | —180 DEGREE CAP CORP | 110,500 | $192.0M | 0.02% | |
| 262 | JBLUJETBLUE AIRWAYS CORP | 10,050 | $186.0M | 0.02% | |
| 263 | FEIMFREQUENCY ELECTRS INC | 19,397 | $185.0M | 0.02% | |
| 264 | —ABERDEEN ASIA PACIFIC INCOM | 34,300 | $177.0M | 0.02% | |
| 265 | —RTI SURGICAL INC | 38,500 | $175.0M | 0.02% | |
| 266 | NUVNUVEEN MUN VALUE FD INC | 17,000 | $174.0M | 0.02% | |
| 267 | FCOABERDEEN GLOBAL INCOME FD IN | 17,700 | $158.0M | 0.02% | |
| 268 | —COLONY NORTHSTAR INC | 11,700 | $147.0M | 0.01% | |
| 269 | ALOTASTRONOVA INC | 10,879 | $141.0M | 0.01% | |
| 270 | —PANDORA MEDIA INC | 17,500 | $135.0M | 0.01% | |
| 271 | XJQCXNUVEEN CR STRATEGIES INCM FD | 15,300 | $130.0M | 0.01% | |
| 272 | —FORUM MERGER CORP | 12,500 | $128.0M | 0.01% | |
| 273 | MSDMORGAN STANLEY EMER MKTS DEB | 12,450 | $125.0M | 0.01% | |
| 274 | PPIHPERMA PIPE INTL HLDGS INC | 14,591 | $124.0M | 0.01% | |
| 275 | AAMEATLANTIC AMERN CORP | 36,050 | $117.0M | 0.01% | |
| 276 | —TICC CAPITAL CORP | 17,000 | $116.0M | 0.01% | |
| 277 | JPCNUVEEN PFD & INCM OPPORTNYS | 10,000 | $106.0M | 0.01% | |
| 278 | —MITCHAM INDS INC | 21,200 | $74.0M | 0.01% | |
| 279 | —MAGAL SECURITY SYS LTD | 14,335 | $69.0M | 0.01% | |
| 280 | PEDPEDEVCO CORP | 97,703 | $58.0M | 0.01% | |
| 281 | ARTWARTS WAY MFG INC | 23,784 | $55.0M | 0.01% | |
| 282 | —PENNEY J C INC | 13,000 | $50.0M | 0.01% | |
| 283 | —S&W SEED CO | 14,500 | $46.0M | 0.00% | |
| 284 | EQSEQUUS TOTAL RETURN INC | 17,735 | $43.0M | 0.00% | |
| 285 | —ARALEZ PHARMACEUTICALS INC | 17,987 | $41.0M | 0.00% | |
| 286 | PDLIEURPDL BIOPHARMA INC | 11,500 | $39.0M | 0.00% | |
| 287 | CERSCERUS CORP | 14,000 | $38.0M | 0.00% | |
| 288 | —ALIMERA SCIENCES INC | 10,000 | $14.0M | 0.00% | |
| 289 | SPYSPDR S&P 500 ETF TR | 10,000 | $0 | 0.00% | Put |
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