RIVERNORTH CAPITAL MANAGEMENT, LLC Q2 2017 Filing
Filed August 14, 2017
Portfolio Value
$1.3T
Holdings
140
Report Date
Q2 2017
Filing Type
13F-HR
All Holdings (140 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | XEMDXWESTERN ASSET EMRG MKT DEBT | 4,219,986 | $65.7B | 5.03% | |
| 2 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 3,776,010 | $51.7B | 3.96% | |
| 3 | RABROOKFIELD REAL ASSETS INCOM | 2,142,156 | $49.7B | 3.80% | |
| 4 | GLOCLOUGH GLOBAL OPPORTUNITIES | 4,344,939 | $46.1B | 3.52% | |
| 5 | XEVVXEATON VANCE LTD DUR INCOME F | 3,208,298 | $45.2B | 3.46% | |
| 6 | HIOWESTERN ASSET HIGH INCM OPP | 7,899,617 | $40.1B | 3.07% | |
| 7 | BTZBLACKROCK CR ALLCTN INC TR | 2,864,244 | $38.5B | 2.95% | |
| 8 | HYTBLACKROCK CORPOR HI YLD FD I | 3,169,057 | $34.7B | 2.66% | |
| 9 | XJQCXNUVEEN CR STRATEGIES INCM FD | 3,820,388 | $32.9B | 2.52% | |
| 10 | ARCCARES CAP CORP | 1,921,053 | $31.5B | 2.41% | |
| 11 | USALIBERTY ALL STAR EQUITY FD | 5,206,962 | $29.5B | 2.26% | |
| 12 | NADNUVEEN QUALITY MUNCP INCOME | 2,058,689 | $28.9B | 2.21% | |
| 13 | —LEGG MASON BW GLB INC OPP FD | 1,928,716 | $25.5B | 1.95% | |
| 14 | BRWTEMPLETON GLOBAL INCOME FD | 3,705,081 | $24.9B | 1.91% | |
| 15 | —INVESCO DYNAMIC CR OPP FD | 2,039,998 | $24.5B | 1.87% | |
| 16 | —PRUDENTIAL GLB SHT DUR HG YL | 1,622,642 | $24.1B | 1.85% | |
| 17 | XGLQXCLOUGH GLOBAL EQUITY FD | 1,893,279 | $23.9B | 1.83% | |
| 18 | EHIWESTERN ASSET GLB HI INCOME | 2,162,978 | $21.8B | 1.67% | |
| 19 | DSUBLACKROCK DEBT STRAT FD INC | 1,837,897 | $21.2B | 1.62% | |
| 20 | WIWWESTERN ASSET CLYM INFL OPP | 1,874,312 | $20.7B | 1.58% | |
| 21 | VVRINVESCO SR INCOME TR | 4,150,385 | $18.9B | 1.45% | |
| 22 | RVTROYCE VALUE TR INC | 1,292,289 | $18.9B | 1.44% | |
| 23 | XBOEXBLACKROCK ENHANCED GBL DIV T | 1,300,166 | $17.2B | 1.32% | |
| 24 | AVKADVENT CLAYMORE CV SECS & IN | 1,040,963 | $16.8B | 1.29% | |
| 25 | TEITEMPLETON EMERG MKTS INCOME | 1,409,308 | $15.8B | 1.21% | |
| 26 | ADXADAMS DIVERSIFIED EQUITY FD | 1,013,686 | $14.5B | 1.11% | |
| 27 | BITBLACKROCK MULTI-SECTOR INC T | 778,502 | $14.1B | 1.08% | |
| 28 | —VOYA PRIME RATE TR | 2,549,841 | $13.7B | 1.05% | |
| 29 | EDDMORGAN STANLEY EM MKTS DM DE | 1,652,807 | $13.1B | 1.00% | |
| 30 | ARDCARES DYNAMIC CR ALLOCATION F | 795,057 | $13.0B | 0.99% | |
| 31 | HYIWESTERN ASSET HGH YLD DFNDFD | 814,688 | $12.4B | 0.95% | |
| 32 | BGBBLACKSTONE GSO STRATEGIC CR | 773,372 | $12.3B | 0.94% | |
| 33 | JLSNUVEEN MTG OPPORTUNITY TERM | 478,974 | $12.3B | 0.94% | |
| 34 | VWOVANGUARD INTL EQUITY INDEX F | 291,859 | $11.9B | 0.91% | |
| 35 | —ADVENT CLAYMORE ENH GRW & IN | 1,286,024 | $11.3B | 0.86% | |
| 36 | NXDTNEXPOINT CR STRATEGIES FD | 514,095 | $11.2B | 0.86% | |
| 37 | —ALPINE TOTAL DYNAMIC DIVID F | 1,210,750 | $10.5B | 0.81% | |
| 38 | PRFUSDPOWERSHARES ETF TRUST | 100,632 | $10.4B | 0.80% | |
| 39 | TYTRI CONTL CORP | 423,202 | $10.3B | 0.79% | |
| 40 | JGHNUVEEN GLOBAL HIGH INCOME FD | 582,784 | $9.8B | 0.75% | |
| 41 | —ALLIANZGI NFJ DIVID INT & PR | 726,655 | $9.5B | 0.73% | |
| 42 | FUNDSPROTT FOCUS TR INC | 1,269,066 | $9.4B | 0.72% | |
| 43 | —MANAGED DURATION INVT GRD FU | 658,527 | $9.1B | 0.70% | |
| 44 | GAMGENERAL AMERN INVS INC | 261,955 | $9.0B | 0.69% | |
| 45 | CEFCENTRAL FD CDA LTD | 713,165 | $8.8B | 0.67% | |
| 46 | XMUIXBLACKROCK MUNI INTER DR FD I | 603,195 | $8.5B | 0.65% | |
| 47 | STEWBOULDER GROWTH & INCOME FD I | 871,929 | $8.5B | 0.65% | |
| 48 | —DEUTSCHE HIGH INCOME OPPORT | 567,923 | $8.5B | 0.65% | |
| 49 | —ZWEIG FD | 659,493 | $8.1B | 0.62% | |
| 50 | JMTNUVEEN MTG OPPTY TERM FD 2 | 320,135 | $7.9B | 0.60% | |
| 51 | —ADVENT CLAY CONV SEC INC FD | 1,236,956 | $7.7B | 0.59% | |
| 52 | BLWBLACKROCK LTD DURATION INC T | 476,819 | $7.5B | 0.58% | |
| 53 | —GARRISON CAP INC | 873,045 | $7.2B | 0.55% | |
| 54 | MCRMFS CHARTER INCOME TR | 811,837 | $7.0B | 0.54% | |
| 55 | —ALLIANZGI EQUITY & CONV INCO | 340,810 | $6.7B | 0.52% | |
| 56 | —DELAWARE ENHANCED GBL DIV & | 583,340 | $6.7B | 0.51% | |
| 57 | AFBALLIANCEBERNSTEIN NATL MUNI | 485,104 | $6.6B | 0.51% | |
| 58 | RMTROYCE MICRO-CAP TR INC | 767,098 | $6.6B | 0.51% | |
| 59 | EVFEATON VANCE SR INCOME TR | 986,170 | $6.6B | 0.50% | |
| 60 | MSDMORGAN STANLEY EMER MKTS DEB | 652,520 | $6.5B | 0.49% | |
| 61 | MMTMFS MULTIMARKET INCOME TR | 1,035,979 | $6.4B | 0.49% | |
| 62 | —BARINGTON HILCO ACQUISITION | 622,740 | $6.4B | 0.49% | |
| 63 | SWZSWISS HELVETIA FD INC | 499,070 | $6.3B | 0.49% | |
| 64 | —POWERSHARES ETF TR II | 307,565 | $6.1B | 0.47% | |
| 65 | NHSNEUBERGER BERMAN HGH YLD FD | 512,883 | $6.1B | 0.47% | |
| 66 | XWIAXWESTERN ASSET CLYM INFL SEC | 511,801 | $5.8B | 0.44% | |
| 67 | CGBDTCG BDC INC | 315,143 | $5.7B | 0.43% | |
| 68 | —DEUTSCHE MULTI-MKT INCOME TR | 606,777 | $5.3B | 0.41% | |
| 69 | XEADXWELLS FARGO INCOME OPPORTUNI | 622,705 | $5.3B | 0.41% | |
| 70 | VLTINVESCO HIGH INCOME TR II | 355,355 | $5.3B | 0.41% | |
| 71 | —NUVEEN INT DUR QUAL MUN TRM | 406,390 | $5.3B | 0.40% | |
| 72 | VEAVANGUARD TAX MANAGED INTL FD | 126,277 | $5.2B | 0.40% | |
| 73 | —PACIFIC SPL ACQUISITION CORP | 487,131 | $5.0B | 0.38% | |
| 74 | —SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.9B | 0.37% | |
| 75 | NVGNUVEEN AMT FREE MUN CR INC F | 306,942 | $4.7B | 0.36% | |
| 76 | XFEBFIRST TR ABERDEEN GLBL OPP F | 399,086 | $4.6B | 0.36% | |
| 77 | BCXBLACKROCK RES & COMM STRAT T | 559,225 | $4.5B | 0.34% | |
| 78 | —GREAT ELM CAP CORP | 166,870 | $4.2B | 0.32% | |
| 79 | —MORGAN STANLEY TRUSTS | 230,385 | $4.2B | 0.32% | |
| 80 | —ABERDEEN ASIA PACIFIC INCOM | 770,653 | $3.9B | 0.29% | |
| 81 | XSCDXLMP CAP & INCOME FD INC | 269,021 | $3.8B | 0.29% | |
| 82 | IGRCBRE CLARION GLOBAL REAL EST | 492,901 | $3.8B | 0.29% | |
| 83 | XEVGXEATON VANCE SH TM DR DIVR IN | 267,675 | $3.8B | 0.29% | |
| 84 | —FIFTH STR ASSET MGMT INC | 726,266 | $3.5B | 0.27% | |
| 85 | —ALLIANZGI DIVERS INC & CNV F | 164,857 | $3.5B | 0.26% | |
| 86 | XAWFXALLIANCEBERNSTEIN GBL HGH IN | 262,115 | $3.4B | 0.26% | |
| 87 | XLGIXLAZARD GLB TTL RET&INCM FD I | 190,947 | $3.1B | 0.24% | |
| 88 | JPCNUVEEN PFD INCOME OPPRTNY FD | 290,354 | $3.0B | 0.23% | |
| 89 | GDXVANECK VECTORS ETF TR | 135,594 | $3.0B | 0.23% | |
| 90 | FDDFIRST TR HIGH INCOME L/S FD | 171,784 | $3.0B | 0.23% | |
| 91 | —OHA INVT CORP | 2,283,394 | $2.9B | 0.22% | |
| 92 | GDOWESTERN ASSET GLOBAL CP DEFI | 162,856 | $2.9B | 0.22% | |
| 93 | SPESPECIAL OPPORTUNITIES FD INC | 184,110 | $2.8B | 0.21% | |
| 94 | —PACHOLDER HIGH YIELD FD INC | 350,628 | $2.8B | 0.21% | |
| 95 | ERCWELLS FARGO MULTI SECTOR INC | 191,588 | $2.6B | 0.20% | |
| 96 | EIMEATON VANCE MUN BD FD | 196,503 | $2.5B | 0.19% | |
| 97 | —CAPITALA FIN CORP | 98,300 | $2.5B | 0.19% | |
| 98 | —LAZARD WORLD DIVID & INCOME | 221,974 | $2.4B | 0.19% | |
| 99 | —MODERN MEDIA ACQUISITION | 230,000 | $2.4B | 0.18% | |
| 100 | —KBL MERGER CORP IV | 230,000 | $2.3B | 0.18% |
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