RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2016 Filing
Filed May 16, 2016
Portfolio Value
$1.6T
Holdings
171
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (171 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —PIMCO DYNAMIC CR INCOME FD | 6,492,177 | $113.2B | 6.97% | |
| 2 | —AMERICAN CAP LTD | 4,847,540 | $73.9B | 4.55% | |
| 3 | GLOCLOUGH GLOBAL OPPORTUNITIES | 4,608,538 | $44.1B | 2.72% | |
| 4 | BTZBLACKROCK CR ALLCTN INC TR | 3,059,562 | $38.3B | 2.36% | |
| 5 | —ALLIANCEBERNSTEIN INCOME FUN | 4,818,749 | $37.8B | 2.33% | |
| 6 | XJQCXNUVEEN CR STRATEGIES INCM FD | 4,274,815 | $33.8B | 2.08% | |
| 7 | USALIBERTY ALL STAR EQUITY FD | 6,133,016 | $30.5B | 1.88% | |
| 8 | XEVVXEATON VANCE LTD DUR INCOME F | 2,217,736 | $29.2B | 1.80% | |
| 9 | HYTBLACKROCK CORPOR HI YLD FD I | 2,887,562 | $28.8B | 1.77% | |
| 10 | STEWBOULDER GROWTH & INCOME FD I | 3,596,532 | $28.2B | 1.74% | |
| 11 | SPYSPDR S&P 500 ETF TR | 130,259 | $26.8B | 1.65% | |
| 12 | VWOVANGUARD INTL EQUITY INDEX F | 751,375 | $26.0B | 1.60% | |
| 13 | TYTRI CONTL CORP | 1,247,728 | $24.9B | 1.53% | |
| 14 | RVTROYCE VALUE TR INC | 2,103,536 | $24.6B | 1.52% | |
| 15 | ADXADAMS DIVERSIFIED EQUITY FD | 1,916,018 | $24.2B | 1.49% | |
| 16 | BRWTEMPLETON GLOBAL INCOME FD | 3,604,352 | $23.5B | 1.45% | |
| 17 | VVRINVESCO SR INCOME TR | 5,727,441 | $23.1B | 1.42% | |
| 18 | PRFUSDPOWERSHARES ETF TRUST | 240,668 | $21.2B | 1.31% | |
| 19 | BITBLACKROCK MULTI-SECTOR INC T | 1,338,826 | $21.2B | 1.30% | |
| 20 | —BLACKROCK DEBT STRAT FD INC | 5,987,697 | $20.8B | 1.28% | |
| 21 | CHICALAMOS CONV OPP AND INC FD | 2,151,112 | $20.4B | 1.26% | |
| 22 | BGBBLACKSTONE GSO STRATEGIC CR | 1,477,171 | $20.1B | 1.24% | |
| 23 | —ABERDEEN ASIA PACIFIC INCOM | 3,725,914 | $18.6B | 1.15% | |
| 24 | XAWFXALLIANCEBERNSTEIN GBL HGH IN | 1,550,891 | $18.1B | 1.11% | |
| 25 | XGLQXCLOUGH GLOBAL EQUITY FD | 1,638,071 | $17.8B | 1.10% | |
| 26 | VEAVANGUARD TAX MANAGED INTL FD | 482,753 | $17.3B | 1.07% | |
| 27 | —ALPINE TOTAL DYNAMIC DIVID F | 2,286,785 | $17.2B | 1.06% | |
| 28 | —INVESCO DYNAMIC CR OPP FD | 1,537,480 | $16.5B | 1.02% | |
| 29 | —PRUDENTIAL GLB SHT DUR HG YL | 1,072,831 | $16.0B | 0.98% | |
| 30 | EDDMORGAN STANLEY EM MKTS DM DE | 2,030,564 | $15.5B | 0.95% | |
| 31 | ERCWELLS FARGO MULTI SECTOR INC | 1,254,151 | $15.3B | 0.94% | |
| 32 | —POWERSHARES ETF TRUST II | 691,184 | $14.9B | 0.92% | |
| 33 | GAMGENERAL AMERN INVS INC | 471,271 | $14.7B | 0.91% | |
| 34 | TEITEMPLETON EMERG MKTS INCOME | 1,404,001 | $14.4B | 0.89% | |
| 35 | FDDFIRST TR HIGH INCOME L/S FD | 972,219 | $14.2B | 0.87% | |
| 36 | —FIFTH STR SR FLOATNG RATE CO | 1,766,820 | $14.0B | 0.86% | |
| 37 | MMTMFS MULTIMARKET INCOME TR | 2,286,715 | $13.3B | 0.82% | |
| 38 | XEMDXWESTERN ASSET EMRG MKT DEBT | 913,437 | $13.3B | 0.82% | |
| 39 | MCRMFS CHARTER INCOME TR | 1,597,805 | $13.0B | 0.80% | |
| 40 | ARDCARES DYNAMIC CR ALLOCATION F | 885,182 | $11.8B | 0.73% | |
| 41 | —RYDEX ETF TRUST | 79,701 | $11.6B | 0.71% | |
| 42 | —ALLIANZGI EQUITY & CONV INCO | 633,127 | $11.5B | 0.71% | |
| 43 | —PRUDENTIAL SHT DURATION HG Y | 732,360 | $11.3B | 0.69% | |
| 44 | —ZWEIG TOTAL RETURN FD INC | 933,759 | $11.2B | 0.69% | |
| 45 | —BROOKFIELD MTG OPP INC FD IN | 750,532 | $11.0B | 0.68% | |
| 46 | HIOWESTERN ASSET HIGH INCM OPP | 2,295,027 | $10.8B | 0.66% | |
| 47 | —MVC CAPITAL INC | 1,404,351 | $10.5B | 0.64% | |
| 48 | JGHNUVEEN GLOBAL HIGH INCOME FD | 740,790 | $10.3B | 0.63% | |
| 49 | —WESTERN ASSET EMRG MKT INCM | 967,954 | $9.9B | 0.61% | |
| 50 | JLSNUVEEN MTG OPPORTUNITY TERM | 440,708 | $9.9B | 0.61% | |
| 51 | FTFFRANKLIN LTD DURATION INC TR | 872,167 | $9.9B | 0.61% | |
| 52 | HYIWESTERN ASSET HGH YLD DFNDFD | 682,577 | $9.5B | 0.59% | |
| 53 | AVKADVENT CLAYMORE CV SECS & IN | 710,391 | $9.4B | 0.58% | |
| 54 | —BABSON CAP GLB SHT DURHGH YL | 556,287 | $9.3B | 0.57% | |
| 55 | —NUVEEN MUN ADVANTAGE FD INC | 642,339 | $9.2B | 0.57% | |
| 56 | NXDTNEXPOINT CR STRATEGIES FD | 500,097 | $9.0B | 0.56% | |
| 57 | XNROXNEUBERGER BERMAN RE ES SEC F | 1,769,399 | $9.0B | 0.55% | |
| 58 | CEFCENTRAL FD CDA LTD | 737,465 | $8.8B | 0.54% | |
| 59 | —LEGG MASON BW GLB INC OPP FD | 700,142 | $8.6B | 0.53% | |
| 60 | —POWERSHARES ETF TR II | 521,245 | $8.1B | 0.50% | |
| 61 | OEFISHARES TR | 87,567 | $8.0B | 0.49% | |
| 62 | NEANUVEEN SR INCOME FD | 1,313,189 | $7.7B | 0.48% | |
| 63 | XBOEXBLACKROCK GLOBAL OPP EQTY TR | 646,722 | $7.7B | 0.47% | |
| 64 | —NUVEEN LG/SHT COMMODITY TOTR | 508,226 | $7.7B | 0.47% | |
| 65 | EMOCLEARBRIDGE ENERGY MLP TR FD | 688,423 | $7.1B | 0.44% | |
| 66 | XEVGXEATON VANCE SH TM DR DIVR IN | 535,626 | $7.1B | 0.44% | |
| 67 | VEMYSTONE HBR EMERG MKTS TL INC | 542,027 | $6.7B | 0.41% | |
| 68 | —DEUTSCHE HIGH INCOME OPPORT | 499,065 | $6.7B | 0.41% | |
| 69 | —BROOKFIELD GLOBL LISTED INFR | 581,399 | $6.6B | 0.41% | |
| 70 | GDOWESTERN ASSET GLOBAL CP DEFI | 398,119 | $6.6B | 0.40% | |
| 71 | EHIWESTERN ASSET GLB HI INCOME | 710,508 | $6.4B | 0.40% | |
| 72 | XSCDXLMP CAP & INCOME FD INC | 506,447 | $6.3B | 0.39% | |
| 73 | —IVY HIGH INC OPPORTUNITIES F | 489,311 | $6.2B | 0.38% | |
| 74 | BGXBLACKSTONE GSO LNG SHRT CR I | 450,460 | $6.1B | 0.38% | |
| 75 | —ALLIANZGI CONV & INCOME FD I | 1,241,069 | $6.1B | 0.37% | |
| 76 | FUNDSPROTT FOCUS TR INC | 986,685 | $6.0B | 0.37% | |
| 77 | WIWWESTERN ASSET CLYM INFL OPP | 540,457 | $6.0B | 0.37% | |
| 78 | MSDMORGAN STANLEY EMER MKTS DEB | 677,787 | $6.0B | 0.37% | |
| 79 | NHSNEUBERGER BERMAN HGH YLD FD | 560,713 | $5.9B | 0.37% | |
| 80 | —ADVENT CLAY CONV SEC INC FD | 1,093,006 | $5.9B | 0.37% | |
| 81 | —APOLLO TACTICAL INCOME FD IN | 433,770 | $5.9B | 0.36% | |
| 82 | JFRNUVEEN FLOATING RATE INCOME | 584,986 | $5.9B | 0.36% | |
| 83 | —ALLIANZGI DIVERS INC & CNV F | 329,434 | $5.9B | 0.36% | |
| 84 | —NUVEEN MUN MKT OPPORTUNITY F | 405,070 | $5.8B | 0.35% | |
| 85 | —DEUTSCHE MULTI-MKT INCOME TR | 724,733 | $5.7B | 0.35% | |
| 86 | —GSV CAP CORP | 1,022,963 | $5.7B | 0.35% | |
| 87 | —GLOBAL HIGH INCOME FUND INC | 644,902 | $5.6B | 0.34% | |
| 88 | —WESTERN ASSET MGD HI INCM FD | 1,258,946 | $5.6B | 0.34% | |
| 89 | XXHYBXXNEW AMER HIGH INCOME FD INC | 690,601 | $5.6B | 0.34% | |
| 90 | MCCUSDMEDLEY CAP CORP | 832,864 | $5.5B | 0.34% | |
| 91 | —OHA INVT CORP | 1,608,049 | $5.5B | 0.34% | |
| 92 | EVFEATON VANCE SR INCOME TR | 940,671 | $5.4B | 0.34% | |
| 93 | —APOLLO INVT CORP | 915,513 | $5.1B | 0.31% | |
| 94 | NEANUVEEN FLTNG RTE INCM OPP FD | 503,492 | $5.0B | 0.31% | |
| 95 | XFRAXBLACKROCK FLOAT RATE OME STR | 368,652 | $4.8B | 0.30% | |
| 96 | IGRCBRE CLARION GLOBAL REAL EST | 613,451 | $4.8B | 0.29% | |
| 97 | VGIVIRTUS GLOBAL MULTI-SEC INC | 336,675 | $4.8B | 0.29% | |
| 98 | GLVCLOUGH GLOBAL ALLOCATION FD | 408,171 | $4.7B | 0.29% | |
| 99 | —STRATEGIC GLOBAL INCOME FD | 531,762 | $4.7B | 0.29% | |
| 100 | SARSARATOGA INVT CORP | 294,905 | $4.6B | 0.28% |
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