RATIONAL ADVISORS, INC. Q3 2021 Filing
Filed November 9, 2021
Portfolio Value
$1.3B
Holdings
190
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (190 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | BNDVANGUARD BD INDEX FDS | 1,446,755 | $123.6M | 9.67% | |
| 2 | SCHZSCHWAB STRATEGIC TR | 2,277,948 | $123.6M | 9.66% | |
| 3 | AGGISHARES TR | 1,076,312 | $123.6M | 9.66% | |
| 4 | MLPAGLOBAL X FDS | 2,211,600 | $78.0M | 6.10% | |
| 5 | VIGVANGUARD SPECIALIZED FUNDS | 506,825 | $77.8M | 6.09% | |
| 6 | NDQINVESCO QQQ TR | 210,102 | $75.2M | 5.88% | |
| 7 | SCHHSCHWAB STRATEGIC TR | 1,408,052 | $64.3M | 5.03% | |
| 8 | NTSXWISDOMTREE TR | 1,435,697 | $58.5M | 4.57% | |
| 9 | QYLDGLOBAL X FDS | 2,388,528 | $52.7M | 4.12% | |
| 10 | FUTYFIDELITY COVINGTON TRUST | 1,087,370 | $44.8M | 3.50% | |
| 11 | PFFDGLOBAL X FDS | 1,583,137 | $40.8M | 3.19% | |
| 12 | IVVISHARES TR | 92,987 | $40.1M | 3.13% | |
| 13 | HYLBDBX ETF TR | 851,466 | $34.1M | 2.67% | |
| 14 | VCITVANGUARD SCOTTSDALE FDS | 287,508 | $27.1M | 2.12% | |
| 15 | VOOVANGUARD INDEX FDS | 64,505 | $25.4M | 1.99% | |
| 16 | ITOTISHARES TR | 258,020 | $25.4M | 1.98% | |
| 17 | VTIVANGUARD INDEX FDS | 114,266 | $25.4M | 1.98% | |
| 18 | BABINVESCO EXCH TRADED FD TR II | 615,562 | $20.3M | 1.58% | |
| 19 | HTRBHARTFORD FDS EXCHANGE TRADED | 333,583 | $13.6M | 1.06% | |
| 20 | RHRH | 13,250 | $8.8M | 0.69% | |
| 21 | AMZNAMAZON COM INC | 2,070 | $6.8M | 0.53% | |
| 22 | MBBISHARES TR | 62,662 | $6.8M | 0.53% | |
| 23 | GOOGLALPHABET INC | 2,395 | $6.4M | 0.50% | |
| 24 | AAPLAPPLE INC | 39,503 | $5.6M | 0.44% | |
| 25 | DYHTARGET CORP | 23,850 | $5.5M | 0.43% | |
| 26 | CZRCAESARS ENTERTAINMENT INC NE | 44,300 | $5.0M | 0.39% | |
| 27 | NKENIKE INC | 30,939 | $4.5M | 0.35% | |
| 28 | GSGOLDMAN SACHS GROUP INC | 11,630 | $4.4M | 0.34% | |
| 29 | MSFTMICROSOFT CORP | 15,127 | $4.3M | 0.33% | |
| 30 | VVISA INC | 19,128 | $4.3M | 0.33% | |
| 31 | PYPLPAYPAL HLDGS INC | 15,331 | $4.0M | 0.31% | |
| 32 | CMGCHIPOTLE MEXICAN GRILL INC | 2,000 | $3.6M | 0.28% | |
| 33 | COSTCOSTCO WHSL CORP NEW | 7,874 | $3.5M | 0.28% | |
| 34 | DISDISNEY WALT CO | 19,556 | $3.3M | 0.26% | |
| 35 | LULULULULEMON ATHLETICA INC | 7,511 | $3.0M | 0.24% | |
| 36 | SHOPSHOPIFY INC | 2,037 | $2.8M | 0.22% | |
| 37 | KKRKKR & CO INC | 45,000 | $2.7M | 0.21% | |
| 38 | BXBLACKSTONE INC | 23,500 | $2.7M | 0.21% | |
| 39 | ULTAULTA BEAUTY INC | 7,350 | $2.7M | 0.21% | |
| 40 | JNJJOHNSON & JOHNSON | 16,392 | $2.6M | 0.21% | |
| 41 | XYZSQUARE INC | 10,698 | $2.6M | 0.20% | |
| 42 | TSLATESLA MTRS INC | 3,175 | $2.5M | 0.19% | |
| 43 | SWK 5.25 11/15/22STANLEY BLACK & DECKER INC | 23,390 | $2.5M | 0.19% | |
| 44 | HDHOME DEPOT INC | 7,500 | $2.5M | 0.19% | |
| 45 | OKTAOKTA INC | 10,081 | $2.4M | 0.19% | |
| 46 | TJXTJX COS INC NEW | 35,500 | $2.3M | 0.18% | |
| 47 | AQLTISHARES TR | 30,695 | $2.3M | 0.18% | |
| 48 | METAFACEBOOK INC | 6,435 | $2.2M | 0.17% | |
| 49 | CMCSACOMCAST CORP NEW | 37,721 | $2.1M | 0.16% | |
| 50 | JPMJPMORGAN CHASE & CO | 12,778 | $2.1M | 0.16% | |
| 51 | LYVLIVE NATION ENTERTAINMENT IN | 22,700 | $2.1M | 0.16% | |
| 52 | NEE 4.872 09/01/22NEXTERA ENERGY INC | 34,713 | $2.0M | 0.16% | |
| 53 | AXPAMERICAN EXPRESS CO | 12,000 | $2.0M | 0.16% | |
| 54 | —NISOURCE INC | 18,900 | $2.0M | 0.15% | |
| 55 | —AMERICAN ELEC PWR CO INC | 39,850 | $1.9M | 0.15% | |
| 56 | XOMEXXON MOBIL CORP | 31,042 | $1.8M | 0.14% | |
| 57 | —SOUTHERN CO | 35,313 | $1.8M | 0.14% | |
| 58 | —DOMINION ENERGY INC | 18,366 | $1.8M | 0.14% | |
| 59 | SOSOUTHERN CO | 25,408 | $1.6M | 0.12% | |
| 60 | ABBVABBVIE INC | 14,452 | $1.6M | 0.12% | |
| 61 | AG8AGILENT TECHNOLOGIES INC | 9,783 | $1.5M | 0.12% | |
| 62 | UNHUNITEDHEALTH GROUP INC | 3,910 | $1.5M | 0.12% | |
| 63 | HZNPHORIZON THERAPEUTICS PUB L | 13,933 | $1.5M | 0.12% | |
| 64 | BLKCHFBLACKROCK INC | 1,818 | $1.5M | 0.12% | |
| 65 | CAHCARDINAL HEALTH INC | 30,763 | $1.5M | 0.12% | |
| 66 | PEOEXELON CORP | 31,080 | $1.5M | 0.12% | |
| 67 | ABNBAIRBNB INC | 8,900 | $1.5M | 0.12% | |
| 68 | COPCONOCOPHILLIPS | 21,785 | $1.5M | 0.12% | |
| 69 | GLPIGAMING & LEISURE PPTYS INC | 31,775 | $1.5M | 0.12% | |
| 70 | WMWASTE MGMT INC DEL | 9,748 | $1.5M | 0.11% | |
| 71 | BACBANK OF AMERICA CORPORATION | 33,994 | $1.4M | 0.11% | |
| 72 | CMICUMMINS INC | 6,404 | $1.4M | 0.11% | |
| 73 | AMATAPPLIED MATLS INC | 11,053 | $1.4M | 0.11% | |
| 74 | MASMASCO CORP | 25,604 | $1.4M | 0.11% | |
| 75 | FFORD MTR CO DEL | 98,403 | $1.4M | 0.11% | |
| 76 | HSYHERSHEY CO | 8,039 | $1.4M | 0.11% | |
| 77 | CATCATERPILLAR INC DEL | 7,002 | $1.3M | 0.11% | |
| 78 | OPFIOPPFI INC | 169,182 | $1.3M | 0.10% | |
| 79 | DEDEERE & CO | 3,830 | $1.3M | 0.10% | |
| 80 | NEE 5.279 03/01/23NEXTERA ENERGY INC | 25,118 | $1.3M | 0.10% | |
| 81 | FITBFIFTH THIRD BANCORP | 29,375 | $1.2M | 0.10% | |
| 82 | ROKUROKU INC | 3,960 | $1.2M | 0.10% | |
| 83 | FDXFEDEX CORP | 5,566 | $1.2M | 0.10% | |
| 84 | OLNOLIN CORP | 25,043 | $1.2M | 0.09% | |
| 85 | IVEISHARES TR | 8,267 | $1.2M | 0.09% | |
| 86 | DOCUDOCUSIGN INC | 4,665 | $1.2M | 0.09% | |
| 87 | —BUNGE LIMITED | 14,332 | $1.2M | 0.09% | |
| 88 | CECELANESE CORP DEL | 7,582 | $1.1M | 0.09% | |
| 89 | TSNTYSON FOODS INC | 14,456 | $1.1M | 0.09% | |
| 90 | DRIDARDEN RESTAURANTS INC | 7,447 | $1.1M | 0.09% | |
| 91 | MCDMCDONALDS CORP | 4,543 | $1.1M | 0.09% | |
| 92 | NOWSERVICENOW INC | 1,740 | $1.1M | 0.08% | |
| 93 | RNGRINGCENTRAL INC | 4,970 | $1.1M | 0.08% | |
| 94 | NFLXNETFLIX INC | 1,770 | $1.1M | 0.08% | |
| 95 | DWDMORGAN STANLEY | 11,075 | $1.1M | 0.08% | |
| 96 | GOOGALPHABET INC | 403 | $1.1M | 0.08% | |
| 97 | CRWDCROWDSTRIKE HLDGS INC | 4,330 | $1.1M | 0.08% | |
| 98 | ACNACCENTURE PLC IRELAND | 3,195 | $1.0M | 0.08% | |
| 99 | —DTE ENERGY CO | 20,055 | $1.0M | 0.08% | |
| 100 | SEDGSOLAREDGE TECHNOLOGIES INC | 3,800 | $1.0M | 0.08% |
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