RATIONAL ADVISORS, INC. Q1 2020 Filing
Filed May 12, 2020
Portfolio Value
$137.0M
Holdings
158
Report Date
Q1 2020
Filing Type
13F-HR
All Holdings (158 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 43,852 | $11.3M | 8.25% | |
| 2 | IEFISHARES TR | 83,028 | $10.1M | 7.36% | |
| 3 | IVVISHARES TR | 27,522 | $7.1M | 5.19% | |
| 4 | SHYISHARES TR | 66,389 | $5.8M | 4.20% | |
| 5 | AMZNAMAZON COM INC | 1,666 | $3.2M | 2.37% | |
| 6 | AGNCAGNC INVT CORP | 218,000 | $2.3M | 1.68% | |
| 7 | AMTAMERICAN TOWER CORP NEW | 10,505 | $2.3M | 1.67% | |
| 8 | MSFTMICROSOFT CORP | 13,994 | $2.2M | 1.61% | |
| 9 | SPABSPDR SERIES TRUST | 69,125 | $2.1M | 1.52% | |
| 10 | BNDVANGUARD BD INDEX FDS | 24,150 | $2.1M | 1.50% | |
| 11 | SCHZSCHWAB STRATEGIC TR | 37,975 | $2.1M | 1.50% | |
| 12 | NLYEURANNALY CAP MGMT INC | 403,000 | $2.0M | 1.49% | |
| 13 | WFC 7.5 PERP LWELLS FARGO CO NEW | 1,398 | $1.8M | 1.30% | |
| 14 | BAC 7.25 PERP LBANK AMER CORP | 1,398 | $1.8M | 1.29% | |
| 15 | —CROWN CASTLE INTL CORP NEW | 1,390 | $1.7M | 1.27% | |
| 16 | NEE 4.872 09/01/22NEXTERA ENERGY INC | 34,713 | $1.6M | 1.20% | |
| 17 | NKENIKE INC | 19,399 | $1.6M | 1.17% | |
| 18 | —AMERICAN ELEC PWR CO INC | 32,921 | $1.6M | 1.16% | |
| 19 | SPOTSPOTIFY TECHNOLOGY S A | 12,993 | $1.6M | 1.15% | |
| 20 | —SOUTHERN CO | 35,433 | $1.6M | 1.15% | |
| 21 | AAPLAPPLE INC | 6,036 | $1.5M | 1.12% | |
| 22 | —DOMINION ENERGY INC | 16,636 | $1.5M | 1.12% | |
| 23 | MBBISHARES TR | 13,650 | $1.5M | 1.10% | |
| 24 | GOOGLALPHABET INC | 1,264 | $1.5M | 1.07% | |
| 25 | HTRBHARTFORD FDS EXCHANGE TRADE | 36,050 | $1.4M | 1.05% | |
| 26 | VVISA INC | 8,726 | $1.4M | 1.03% | |
| 27 | MRKMERCK & CO INC NEW | 17,764 | $1.4M | 1.00% | |
| 28 | HYLBDBX ETF TR | 30,485 | $1.3M | 0.98% | |
| 29 | VCITVANGUARD SCOTTSDALE FDS | 15,190 | $1.3M | 0.97% | |
| 30 | —DTE ENERGY CO | 34,800 | $1.3M | 0.96% | |
| 31 | NDQINVESCO QQQ TR | 6,545 | $1.2M | 0.91% | |
| 32 | PFFDGLOBAL X FDS | 54,600 | $1.2M | 0.87% | |
| 33 | SVXYPROSHARES TR II | 37,703 | $1.2M | 0.85% | |
| 34 | NEE 5.279 03/01/23NEXTERA ENERGY INC | 25,118 | $1.1M | 0.81% | |
| 35 | JNJJOHNSON & JOHNSON | 8,386 | $1.1M | 0.80% | |
| 36 | NVDANVIDIA CORP | 4,099 | $1.1M | 0.79% | |
| 37 | MAMASTERCARD INCORPORATED | 4,328 | $1.0M | 0.76% | |
| 38 | SHOPSHOPIFY INC | 2,392 | $997K | 0.73% | |
| 39 | RNGRINGCENTRAL INC | 4,450 | $943K | 0.69% | |
| 40 | HDHOME DEPOT INC | 4,996 | $933K | 0.68% | |
| 41 | TLTISHARES TR | 5,610 | $925K | 0.68% | |
| 42 | BXBLACKSTONE GROUP INC | 20,189 | $920K | 0.67% | |
| 43 | —STANLEY BLACK & DECKER INC | 12,520 | $910K | 0.66% | |
| 44 | GQ9SPDR GOLD TRUST | 6,100 | $903K | 0.66% | |
| 45 | ROKUROKU INC | 10,041 | $878K | 0.64% | |
| 46 | PYPLPAYPAL HLDGS INC | 9,071 | $869K | 0.63% | |
| 47 | LULULULULEMON ATHLETICA INC | 4,556 | $864K | 0.63% | |
| 48 | BABINVESCO EXCHNG TRADED FD TR | 27,930 | $863K | 0.63% | |
| 49 | COSTCOSTCO WHSL CORP NEW | 2,997 | $854K | 0.62% | |
| 50 | RHRH | 8,441 | $848K | 0.62% | |
| 51 | SBUXSTARBUCKS CORP | 12,814 | $842K | 0.61% | |
| 52 | —DANAHER CORPORATION | 805 | $832K | 0.61% | |
| 53 | NEENEXTERA ENERGY INC | 3,285 | $790K | 0.58% | |
| 54 | EWEDWARDS LIFESCIENCES CORP | 4,163 | $785K | 0.57% | |
| 55 | IDXXIDEXX LABS INC | 3,055 | $740K | 0.54% | |
| 56 | MSCIMSCI INC | 2,432 | $702K | 0.51% | |
| 57 | ORLYO REILLY AUTOMOTIVE INC NEW | 2,329 | $701K | 0.51% | |
| 58 | WECWEC ENERGY GROUP INC | 7,700 | $679K | 0.50% | |
| 59 | PGPROCTER & GAMBLE CO | 6,072 | $668K | 0.49% | |
| 60 | BABAALIBABA GROUP HLDG LTD | 3,268 | $636K | 0.46% | |
| 61 | TQQQPROSHARES TR | 12,951 | $617K | 0.45% | |
| 62 | RACEFERRARI N V | 3,921 | $598K | 0.44% | |
| 63 | —BARCLAYS BK PLC | 12,480 | $577K | 0.42% | |
| 64 | AVGO 8 09/30/22 ABROADCOM INC | 604 | $564K | 0.41% | |
| 65 | —IHS MARKIT LTD | 9,360 | $562K | 0.41% | |
| 66 | MKTXMARKETAXESS HLDGS INC | 1,663 | $554K | 0.40% | |
| 67 | RMERESMED INC | 3,732 | $550K | 0.40% | |
| 68 | CHTRCHARTER COMMUNICATIONS INC N | 1,244 | $543K | 0.40% | |
| 69 | ICEINTERCONTINENTAL EXCHANGE IN | 6,730 | $543K | 0.40% | |
| 70 | ZMZOOM VIDEO COMMUNICATIONS IN | 3,700 | $541K | 0.39% | |
| 71 | CTXSEURCITRIX SYS INC | 3,797 | $537K | 0.39% | |
| 72 | INTCINTEL CORP | 9,901 | $536K | 0.39% | |
| 73 | ELLAUDER ESTEE COS INC | 3,345 | $533K | 0.39% | |
| 74 | NDAQNASDAQ INC | 5,593 | $531K | 0.39% | |
| 75 | AWCAMERICAN WTR WKS CO INC NEW | 4,445 | $531K | 0.39% | |
| 76 | KOCOCA COLA CO | 11,722 | $519K | 0.38% | |
| 77 | UDRUDR INC | 14,151 | $517K | 0.38% | |
| 78 | NFLXNETFLIX INC | 1,355 | $509K | 0.37% | |
| 79 | AKXANSYS INC | 2,178 | $506K | 0.37% | |
| 80 | DGDOLLAR GEN CORP NEW | 3,341 | $505K | 0.37% | |
| 81 | PEPPEPSICO INC | 4,194 | $504K | 0.37% | |
| 82 | MCXMCCORMICK & CO INC | 3,537 | $499K | 0.36% | |
| 83 | INCYINCYTE CORP | 6,806 | $498K | 0.36% | |
| 84 | CPRTCOPART INC | 7,251 | $497K | 0.36% | |
| 85 | EQREQUITY RESIDENTIAL | 7,991 | $493K | 0.36% | |
| 86 | ALLEALLEGION PLC | 5,352 | $492K | 0.36% | |
| 87 | RSGREPUBLIC SVCS INC | 6,535 | $491K | 0.36% | |
| 88 | QQQPROSHARES TR | 20,297 | $490K | 0.36% | |
| 89 | CRMSALESFORCE COM INC | 3,341 | $481K | 0.35% | |
| 90 | TAPMOLSON COORS BREWING CO | 12,304 | $480K | 0.35% | |
| 91 | KMBKIMBERLY CLARK CORP | 3,746 | $479K | 0.35% | |
| 92 | WORKSLACK TECHNOLOGIES INC | 17,484 | $469K | 0.34% | |
| 93 | ITWOPROSHARES TR II | 7,881 | $462K | 0.34% | |
| 94 | XYZSQUARE INC | 8,776 | $460K | 0.34% | |
| 95 | SUSAISHARES TR | 4,066 | $446K | 0.33% | |
| 96 | DYHTARGET CORP | 4,770 | $443K | 0.32% | |
| 97 | MSIMOTOROLA SOLUTIONS INC | 3,317 | $441K | 0.32% | |
| 98 | POOLPOOL CORPORATION | 2,233 | $439K | 0.32% | |
| 99 | W3UWESTERN UN CO | 24,185 | $438K | 0.32% | |
| 100 | GILDGILEAD SCIENCES INC | 5,800 | $434K | 0.32% |
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