Proficio Capital Partners LLC Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$235.7B

Holdings

1,173

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (1,173 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF
276,757$61.9B26.24%Put
2
HEFAISHARES CURRENCY HEDGED MSCI EAFE ETF
237,180$6.2B2.63%
3
XNEAXNUVEEN AMT FREE QLTY MUN INCME COM
389,236$5.2B2.20%
4
BACBANK AMER CORP COM
207,423$4.6B1.94%
5
BPBP PLC SPONSORED ADR
111,677$4.2B1.77%
6
GSGISHARES GSCI COMMODITY-INDEXED TRUST
259,435$4.1B1.72%
7
SPYETFS PHYSICAL PALLADIUM SHARES
58,536$3.8B1.62%
8
EATON VANCE TAX-ADV BD & OPTN COM SH BEN INT
323,734$3.7B1.56%
9
JPMJPMORGAN CHASE & CO COM
41,481$3.6B1.52%
10
SCHDSCHWAB US DIVIDEND EQUITY ETF
78,067$3.4B1.44%
11
BTZBLACKROCK CR ALLCTN INC TR COM
261,052$3.4B1.44%
12
DPGDUFF & PHELPS GLB UTL INC FD COM
183,339$2.8B1.21%
13
BTTBLACKROCK MUN 2030 TAR TERM TR COM SHS BEN IN
118,047$2.6B1.09%
14
GOOGALPHABET INC CAP STK CL C
3,286$2.5B1.08%
15
ALPINE GLOBAL PREMIER PPTYS FD COM SBI
484,082$2.5B1.05%
16
VOOVANGUARD S&P 500 ETF
11,938$2.5B1.04%
17
VGTVANGUARD INFORMATION TECHNOLOGY INDEX FUND
19,861$2.4B1.02%
18
WTWISDOMTREE CONTINUOUS COMMODITY INDEX FUND
121,790$2.4B1.00%
19
EATON VANCE FLTG RATE INCOM FD COM SHS BEN INT
131,574$2.3B0.96%
20
HEDJWISDOMTREE EUROPE HEDGED EQUITY FUND
37,830$2.2B0.92%
21
KIOKKR INCOME OPPORTUNITIES FD COM
133,641$2.1B0.91%
22
SLVISHARES SILVER TRUST
138,915$2.1B0.89%
23
J40TPROSHARES ULTRASHORT 20 YEAR TREASURY
50,025$2.0B0.87%
24
IVY HIGH INC OPPORTUNITIES FD COM
134,240$2.0B0.84%
25
AAPLAPPLE INC COM
16,408$1.9B0.81%
26
WMTWAL-MART STORES INC COM
26,429$1.8B0.78%
27
NUVEEN INTER DURATION MN TMFD COM
141,766$1.8B0.76%
28
PSLV/USPROTT PHYSICAL SILVER TR TR UNIT
291,400$1.8B0.75%
29
GSGOLDMAN SACHS GROUP INC COM
7,239$1.7B0.74%
30
EEMISHARES MSCI EMERGING MARKETS ETF
47,551$1.7B0.71%
31
MSFTMICROSOFT CORP COM
25,317$1.6B0.67%
32
GRUBHUB INC COM
41,442$1.6B0.66%
33
VTVVANGUARD VALUE INDEX FUND
16,594$1.5B0.65%
34
RVTROYCE VALUE TR INC COM
112,316$1.5B0.64%
35
BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW
9,193$1.5B0.64%
36
DPGDUFF & PHELPS UTIL CORP BD TR COM
154,768$1.5B0.62%
37
GGP INC COM
54,908$1.4B0.58%
38
VVISA INC COM CL A
17,089$1.3B0.57%
39
GEGENERAL ELECTRIC CO COM
41,516$1.3B0.56%
40
EFTEATON VANCE FLTING RATE INC TR COM
84,795$1.3B0.54%
41
DISDISNEY WALT CO COM DISNEY
11,764$1.2B0.52%
42
CVXCHEVRON CORP NEW COM
9,626$1.1B0.48%
43
PFEPFIZER INC COM
34,254$1.1B0.47%
44
XJQCXNUVEEN CR STRATEGIES INCM FD COM SHS
124,000$1.1B0.47%
45
SBUXSTARBUCKS CORP COM
19,593$1.1B0.46%
46
ETXEATON VANCE MUN INCOME 2028 TE SHS
54,889$1.1B0.46%
47
DEODIAGEO P L C SPON ADR NEW
10,328$1.1B0.46%
48
OXYOCCIDENTAL PETE CORP DEL COM
15,024$1.1B0.45%
49
APCANADARKO PETE CORP COM
15,201$1.1B0.45%
50
AMZNAMAZON COM INC COM
1,368$1.0B0.44%
51
ATVIEURACTIVISION BLIZZARD INC COM
27,714$1.0B0.42%
52
MORTVANECK VECTORS MORTGAGE REIT INCOME ETF
45,784$1.0B0.42%
53
ETRACS LINKED TO THE WELLS FARGO BUSINESS DEVELOPMENT COMPANY INDEX
42,325$960.0M0.41%
54
PHYS/USPROTT PHYSICAL GOLD TRUST UNIT
101,698$955.0M0.41%
55
MRKMERCK & CO INC COM
16,017$943.0M0.40%
56
TRVCCITIGROUP INC COM NEW
15,363$913.0M0.39%
57
ISHARES IBONDS DEC 2021 TERM CORPORATE ETF
35,428$875.0M0.37%
58
ALLERGAN PLC SHS
4,109$863.0M0.37%
59
MORGAN STANLEY EMER MKTS FD COM
65,370$862.0M0.37%
60
GDOWESTERN ASSET GLOBAL CP DEFINE COM
49,893$854.0M0.36%
61
JNJJOHNSON & JOHNSON COM
7,361$848.0M0.36%
62
GUGGENHEIM BULLETSHARES 2021 CORPORATE BOND ETF
39,000$819.0M0.35%
63
AXGNAXOGEN INC COM
87,200$785.0M0.33%
64
NVSNNOVARTIS A G SPONSORED ADR
10,577$770.0M0.33%
65
EWCISHARES MSCI CANADA ETF
29,230$764.0M0.32%
66
4I1PHILIP MORRIS INTL INC COM
8,293$759.0M0.32%
67
ABERDEEN EMERGING MKTS SMALLER COM
66,943$753.0M0.32%
68
BXUSDBLACKSTONE GROUP L P COM UNIT LTD
27,745$750.0M0.32%
69
ARGTGLOBAL X MSCI ARGENTINA ETF
32,495$749.0M0.32%
70
BUDANHEUSER BUSCH INBEV SA/NV SPONSORED ADR
6,985$736.0M0.31%
71
NKENIKE INC CL B
14,457$735.0M0.31%
72
FTGCFIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND
35,846$732.0M0.31%
73
VKQINVESCO MUN TR COM
59,184$726.0M0.31%
74
MINTPIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND
7,090$718.0M0.30%
75
BIIBBIOGEN INC COM
2,470$700.0M0.30%
76
XLUUTILITIES SELECT SECTOR SPDR FUND
13,956$678.0M0.29%
77
CVSCVS HEALTH CORP COM
8,498$671.0M0.28%
78
LVSLAS VEGAS SANDS CORP COM
12,183$651.0M0.28%
79
KBESPDR S&P BANK ETF
14,900$648.0M0.27%
80
WFCWELLS FARGO & CO NEW COM
11,450$631.0M0.27%
81
XEFRXEATON VANCE SR FLTNG RTE TR COM
42,541$627.0M0.27%
82
MDYSPDR S&P MIDCAP 400 ETF
1,995$602.0M0.26%
83
UPSUNITED PARCEL SERVICE INC CL B
5,172$593.0M0.25%
84
DLNGDYNAGAS LNG PARTNERS LP COM UNIT LTD PT
37,000$591.0M0.25%
85
NPFINUVEEN PREFERRED SECURITIES IN COM
63,097$587.0M0.25%
86
XRTSPDR S&P RETAIL ETF
12,950$571.0M0.24%
87
DNKNDUNKIN BRANDS GROUP INC COM
10,386$545.0M0.23%
88
XMUIXBLACKROCK MUNI INTER DR FD INC COM
39,180$541.0M0.23%
89
XHBSPDR S&P HOMEBUILDERS ETF
15,700$531.0M0.23%
90
GDXVANECK VECTORS GOLD MINERS ETF
24,615$515.0M0.22%
91
XLEENERGY SELECT SECTOR SPDR FUND
6,597$497.0M0.21%
92
UAAUNDER ARMOUR INC CL A
16,200$471.0M0.20%
93
IQIINVESCO QUALITY MUNI INC TRST COM
37,341$463.0M0.20%
94
PDCOEURPATTERSON COMPANIES INC COM
11,000$451.0M0.19%
95
IWMISHARES RUSSELL 2000 ETF
3,267$441.0M0.19%
96
VIGVANGUARD DIVIDEND APPRECIATION INDEX FUND
5,160$440.0M0.19%
97
GOOGLALPHABET INC CAP STK CL A
554$439.0M0.19%
98
LVLNSPDR S&P REGIONAL BANKING ETF
7,600$422.0M0.18%
99
HDVISHARES CORE HIGH DIVIDEND ETF
4,905$403.0M0.17%
100
METAFACEBOOK INC CL A
3,451$397.0M0.17%
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