Proficio Capital Partners LLC Q3 2016 Filing
Filed October 25, 2016
Portfolio Value
$173.2B
Holdings
1,150
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (1,150 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF | 51,354 | $11.1B | 6.41% | |
| 2 | XNEAXNUVEEN AMT FREE QLTY MUN INCME COM | 389,301 | $5.7B | 3.28% | |
| 3 | EFAISHARES MSCI EAFE ETF | 82,317 | $4.9B | 2.81% | |
| 4 | AAPLAPPLE INC COM | 40,218 | $4.5B | 2.63% | |
| 5 | —EATON VANCE TAX-ADV BD & OPTN COM SH BEN INT | 352,092 | $4.2B | 2.44% | |
| 6 | —ETFS PHYSICAL PLATINUM SHARES | 42,777 | $4.2B | 2.44% | |
| 7 | BTZBLACKROCK CR ALLCTN INC TR COM | 259,602 | $3.5B | 2.00% | |
| 8 | SCHDSCHWAB US DIVIDEND EQUITY ETF | 75,637 | $3.2B | 1.85% | |
| 9 | DPGDUFF & PHELPS GLB UTL INC FD COM | 181,809 | $3.1B | 1.79% | |
| 10 | VTVANGUARD TOTAL WORLD STOCK INDEX FUND | 47,746 | $2.9B | 1.68% | |
| 11 | BTTBLACKROCK MUN 2030 TAR TERM TR COM SHS BEN IN | 118,047 | $2.9B | 1.65% | |
| 12 | —ALPINE GLOBAL PREMIER PPTYS FD COM SBI | 479,242 | $2.7B | 1.54% | |
| 13 | GOOGALPHABET INC CAP STK CL C | 3,254 | $2.5B | 1.46% | |
| 14 | KIOKKR INCOME OPPORTUNITIES FD COM | 148,181 | $2.4B | 1.37% | |
| 15 | LVSLAS VEGAS SANDS CORP COM | 37,467 | $2.2B | 1.24% | |
| 16 | —IVY HIGH INC OPPORTUNITIES FD COM | 149,300 | $2.1B | 1.24% | |
| 17 | GSGISHARES GSCI COMMODITY-INDEXED TRUST | 140,089 | $2.1B | 1.20% | |
| 18 | WMTWAL-MART STORES INC COM | 28,529 | $2.1B | 1.19% | |
| 19 | VGTVANGUARD INFORMATION TECHNOLOGY INDEX FUND | 16,861 | $2.0B | 1.17% | |
| 20 | HEDJWISDOMTREE EUROPE HEDGED EQUITY FUND | 36,990 | $2.0B | 1.15% | |
| 21 | —BROOKFIELD MTG OPP INC FD INC COM | 132,419 | $2.0B | 1.15% | |
| 22 | —NUVEEN INTER DURATION MN TMFD COM | 141,766 | $2.0B | 1.13% | |
| 23 | —EATON VANCE FLTG RATE INCOM FD COM SHS BEN INT | 117,674 | $1.8B | 1.06% | |
| 24 | —GRUBHUB INC COM | 41,442 | $1.8B | 1.03% | |
| 25 | J40TPROSHARES ULTRASHORT 20+ YEAR TREASURY | 55,706 | $1.8B | 1.02% | Call |
| 26 | EFTEATON VANCE FLTING RATE INC TR COM | 113,080 | $1.6B | 0.93% | |
| 27 | DEODIAGEO P L C SPON ADR NEW | 13,656 | $1.6B | 0.92% | |
| 28 | ATVIEURACTIVISION BLIZZARD INC COM | 34,807 | $1.5B | 0.89% | |
| 29 | —GNC HLDGS INC COM CL A | 75,056 | $1.5B | 0.88% | Call |
| 30 | DPGDUFF & PHELPS UTIL CORP BD TR COM | 155,488 | $1.5B | 0.88% | |
| 31 | —GENERAL GROWTH PPTYS INC NEW COM | 54,946 | $1.5B | 0.88% | |
| 32 | WTWISDOMTREE CONTINUOUS COMMODITY INDEX FUND | 76,550 | $1.5B | 0.86% | |
| 33 | MSFTMICROSOFT CORP COM | 24,846 | $1.4B | 0.83% | |
| 34 | NVSNNOVARTIS A G SPONSORED ADR | 17,869 | $1.4B | 0.81% | |
| 35 | VVISA INC COM CL A | 16,834 | $1.4B | 0.80% | |
| 36 | RVTROYCE VALUE TR INC COM | 109,069 | $1.4B | 0.80% | |
| 37 | BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW | 9,105 | $1.3B | 0.76% | |
| 38 | EEMISHARES MSCI EMERGING MARKETS ETF | 34,581 | $1.3B | 0.75% | |
| 39 | NEANUVEEN FLTNG RTE INCM OPP FD COM SHS | 114,570 | $1.3B | 0.73% | |
| 40 | VTVVANGUARD VALUE INDEX FUND | 13,924 | $1.2B | 0.70% | |
| 41 | PFEPFIZER INC COM | 34,984 | $1.2B | 0.68% | |
| 42 | ETXEATON VANCE MUN INCOME 2028 TE SHS | 54,889 | $1.2B | 0.67% | |
| 43 | GSGOLDMAN SACHS GROUP INC COM | 7,205 | $1.2B | 0.67% | |
| 44 | BACVERIZON COMMUNICATIONS INC COM | 22,140 | $1.2B | 0.66% | |
| 45 | CVSCVS HEALTH CORP COM | 12,897 | $1.1B | 0.66% | |
| 46 | OXYOCCIDENTAL PETE CORP DEL COM | 15,104 | $1.1B | 0.64% | |
| 47 | DISDISNEY WALT CO COM DISNEY | 11,672 | $1.1B | 0.63% | |
| 48 | MORTVANECK VECTORS MORTGAGE REIT INCOME ETF | 45,784 | $1.0B | 0.59% | |
| 49 | MRKMERCK & CO INC COM | 15,948 | $995.0M | 0.57% | |
| 50 | CVXCHEVRON CORP NEW COM | 9,579 | $986.0M | 0.57% | |
| 51 | FTGCFIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND | 47,499 | $978.0M | 0.56% | |
| 52 | —MORGAN STANLEY EMER MKTS FD COM | 66,560 | $968.0M | 0.56% | |
| 53 | APCANADARKO PETE CORP COM | 15,177 | $962.0M | 0.56% | |
| 54 | SLVISHARES SILVER TRUST | 52,510 | $956.0M | 0.55% | |
| 55 | —ALLERGAN PLC SHS | 4,119 | $949.0M | 0.55% | |
| 56 | —ETRACS LINKED TO THE WELLS FARGO BUSINESS DEVELOPMENT COMPANY INDEX | 41,175 | $909.0M | 0.52% | |
| 57 | —ISHARES TR IBONDS DEC21 ETF | 35,428 | $898.0M | 0.52% | |
| 58 | GDOWESTERN ASSET GLOBAL CP DEFINE COM | 49,893 | $883.0M | 0.51% | |
| 59 | JNJJOHNSON & JOHNSON COM | 7,465 | $882.0M | 0.51% | |
| 60 | —ABERDEEN EMERGING MKTS SMALLER COM | 68,278 | $863.0M | 0.50% | |
| 61 | —GUGGENHEIM BULLETSHARES 2021 CORPORATE BOND ETF | 39,000 | $842.0M | 0.49% | |
| 62 | VKQINVESCO MUN TR COM | 59,184 | $816.0M | 0.47% | |
| 63 | 4I1PHILIP MORRIS INTL INC COM | 8,349 | $812.0M | 0.47% | |
| 64 | GEGENERAL ELECTRIC CO COM | 27,098 | $803.0M | 0.46% | |
| 65 | XEFRXEATON VANCE SR FLTNG RTE TR COM | 56,756 | $802.0M | 0.46% | |
| 66 | AXGNAXOGEN INC COM | 87,200 | $787.0M | 0.45% | |
| 67 | BIIBBIOGEN INC COM | 2,448 | $766.0M | 0.44% | |
| 68 | ARGTGLOBAL X MSCI ARGENTINA ETF | 30,925 | $738.0M | 0.43% | |
| 69 | UPSUNITED PARCEL SERVICE INC CL B | 6,679 | $730.0M | 0.42% | |
| 70 | TRVCCITIGROUP INC COM NEW | 15,056 | $711.0M | 0.41% | |
| 71 | BXUSDBLACKSTONE GROUP L P COM UNIT LTD | 27,745 | $708.0M | 0.41% | |
| 72 | XLUUTILITIES SELECT SECTOR SPDR FUND | 14,401 | $706.0M | 0.41% | |
| 73 | URTHISHARES MSCI WORLD ETF | 9,260 | $673.0M | 0.39% | |
| 74 | —POWERSHARES DB COMMODITY INDEX TRACKING FUND | 44,542 | $669.0M | 0.39% | |
| 75 | NPFINUVEEN PREFERRED SECURITIES IN COM | 63,097 | $605.0M | 0.35% | |
| 76 | PGPROCTER AND GAMBLE CO COM | 6,579 | $590.0M | 0.34% | |
| 77 | XMUIXBLACKROCK MUNI INTER DR FD INC COM | 38,680 | $586.0M | 0.34% | |
| 78 | MDYSPDR S&P MIDCAP 400 ETF | 1,995 | $563.0M | 0.33% | |
| 79 | DNKNDUNKIN BRANDS GROUP INC COM | 10,386 | $541.0M | 0.31% | |
| 80 | IQIINVESCO QUALITY MUNI INC TRST COM | 37,341 | $515.0M | 0.30% | |
| 81 | PDCOEURPATTERSON COMPANIES INC COM | 11,189 | $514.0M | 0.30% | |
| 82 | EWCISHARES MSCI CANADA ETF | 19,730 | $507.0M | 0.29% | |
| 83 | SPYETFS PHYSICAL PALLADIUM SHARES | 7,180 | $498.0M | 0.29% | |
| 84 | KBESPDR S&P BANK ETF | 14,900 | $497.0M | 0.29% | |
| 85 | DLNGDYNAGAS LNG PARTNERS LP COM UNIT LTD PT | 31,000 | $480.0M | 0.28% | |
| 86 | XLEENERGY SELECT SECTOR SPDR FUND | 6,597 | $466.0M | 0.27% | |
| 87 | MNAIQ ARB MERGER ARBITRAGE ETF | 14,869 | $434.0M | 0.25% | |
| 88 | VIGVANGUARD DIVIDEND APPRECIATION INDEX FUND | 5,160 | $433.0M | 0.25% | |
| 89 | GDXVANECK VECTORS GOLD MINERS ETF | 15,975 | $422.0M | 0.24% | |
| 90 | WFCWELLS FARGO & CO NEW COM | 9,514 | $421.0M | 0.24% | |
| 91 | NKENIKE INC CL B | 7,919 | $417.0M | 0.24% | |
| 92 | METAFACEBOOK INC CL A | 3,246 | $416.0M | 0.24% | |
| 93 | IWMISHARES RUSSELL 2000 ETF | 3,267 | $406.0M | 0.23% | |
| 94 | VNQVANGUARD REIT ETF | 4,560 | $396.0M | 0.23% | |
| 95 | USMVISHARES EDGE MSCI MIN VOL USA ETF | 8,700 | $395.0M | 0.23% | |
| 96 | —OAKTREE CAP GROUP LLC UNIT CL A | 8,787 | $373.0M | 0.22% | |
| 97 | —BROOKFIELD GLOBL LISTED INFRAS COM SHS | 26,315 | $361.0M | 0.21% | |
| 98 | GOOGLALPHABET INC CAP STK CL A | 446 | $359.0M | 0.21% | |
| 99 | —OPPENHEIMER LARGE CAP REVENUE ETF | 8,500 | $355.0M | 0.20% | |
| 100 | RQICOHEN & STEERS QUALITY RLTY FD COM | 26,278 | $350.0M | 0.20% |
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