PRELUDE CAPITAL MANAGEMENT, LLC Q3 2021 Filing
Filed November 15, 2021
Portfolio Value
$3.9T
Holdings
1,476
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (1,476 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 1,251,500 | $537.1B | 13.74% | Put |
| 2 | EXECHESAPEAKE ENERGY CORP | 6,239,968 | $384.3B | 9.83% | Put |
| 3 | TSLATESLA INC | 321,000 | $248.9B | 6.37% | Put |
| 4 | IWMISHARES TR | 589,896 | $129.0B | 3.30% | Put |
| 5 | NDQINVESCO QQQ TR | 253,100 | $90.6B | 2.32% | Put |
| 6 | GMEGAMESTOP CORP NEW | 482,200 | $84.6B | 2.16% | Put |
| 7 | VOOVANGUARD INDEX FDS | 208,151 | $82.1B | 2.10% | |
| 8 | GQ9SPDR GOLD TR | 428,124 | $70.3B | 1.80% | Call |
| 9 | SESEA LTD | 181,817 | $58.0B | 1.48% | Put |
| 10 | —KKR ACQUISITION HOLDING I CO | 3,717,311 | $36.2B | 0.93% | |
| 11 | HYGISHARES TR | 364,800 | $31.9B | 0.82% | Put |
| 12 | TLTISHARES TR | 181,400 | $26.2B | 0.67% | Put |
| 13 | ARKKARK ETF TR | 214,200 | $23.7B | 0.61% | Put |
| 14 | —IHS MARKIT LTD | 198,406 | $23.1B | 0.59% | |
| 15 | —STAMPS COM INC | 66,706 | $22.0B | 0.56% | Put |
| 16 | HTHT 3 05/01/26HUAZHU GROUP LTD | 15,000,000 | $19.5B | 0.50% | |
| 17 | BHFBRIGHTHOUSE FINL INC | 428,014 | $19.4B | 0.50% | |
| 18 | S9QSPIRIT AEROSYSTEMS HLDGS INC | 434,681 | $19.2B | 0.49% | Call |
| 19 | PDD 0 12/01/25PINDUODUO INC | 20,400,000 | $18.8B | 0.48% | |
| 20 | NUANEURNUANCE COMMUNICATIONS INC | 326,378 | $18.0B | 0.46% | |
| 21 | JPMJPMORGAN CHASE & CO | 107,348 | $17.6B | 0.45% | Put |
| 22 | GRBKGREEN BRICK PARTNERS INC | 850,681 | $17.5B | 0.45% | |
| 23 | SEALTD 0.25 09/15/26SEA LTD | 15,600,000 | $15.9B | 0.41% | |
| 24 | TECK/BTECK RESOURCES LTD | 622,425 | $15.5B | 0.40% | Call |
| 25 | CADEEURCADENCE BANCORPORATION | 668,605 | $14.7B | 0.38% | |
| 26 | CLDRCLOUDERA INC | 870,879 | $13.9B | 0.36% | |
| 27 | —CAI INTERNATIONAL INC | 247,016 | $13.8B | 0.35% | |
| 28 | MSFTMICROSOFT CORP | 48,127 | $13.6B | 0.35% | Put |
| 29 | CZRCAESARS ENTERTAINMENT INC NE | 119,710 | $13.4B | 0.34% | Put |
| 30 | VRRMVERRA MOBILITY CORP | 878,942 | $13.2B | 0.34% | |
| 31 | WTWWILLIS TOWERS WATSON PLC LTD | 56,532 | $13.1B | 0.34% | Call |
| 32 | USOUNITED STS OIL FD LP | 236,600 | $12.4B | 0.32% | Put |
| 33 | —IQIYI INC | 12,500,000 | $12.4B | 0.32% | |
| 34 | NIONIO INC | 336,565 | $12.0B | 0.31% | Put |
| 35 | AMCAMC ENTMT HLDGS INC | 312,400 | $11.9B | 0.30% | Put |
| 36 | INTCINTEL CORP | 217,500 | $11.6B | 0.30% | Call |
| 37 | K6BKBR INC | 286,497 | $11.3B | 0.29% | |
| 38 | XLNXEURXILINX INC | 74,146 | $11.2B | 0.29% | Put |
| 39 | UFSDOMTAR CORP | 204,513 | $11.2B | 0.29% | |
| 40 | —STERLING BANCORP DEL | 410,078 | $10.2B | 0.26% | |
| 41 | RRXREGAL BELOIT CORP | 67,355 | $10.1B | 0.26% | |
| 42 | HLITHARMONIC INC | 1,140,028 | $10.0B | 0.26% | |
| 43 | CCCHEMOURS CO | 335,517 | $9.8B | 0.25% | |
| 44 | TWTRUSDTWITTER INC | 157,686 | $9.5B | 0.24% | Put |
| 45 | CHNGUSDCHANGE HEALTHCARE INC | 453,696 | $9.5B | 0.24% | |
| 46 | —MEDALLIA INC | 264,055 | $8.9B | 0.23% | |
| 47 | KSUEURKANSAS CITY SOUTHERN | 33,010 | $8.9B | 0.23% | |
| 48 | FYBRFRONTIER COMMUNICATIONS PARE | 317,901 | $8.9B | 0.23% | Put |
| 49 | CUCAAVIS BUDGET GROUP | 75,700 | $8.8B | 0.23% | Put |
| 50 | COHREURCOHERENT INC | 34,726 | $8.7B | 0.22% | |
| 51 | —PPD INC | 181,375 | $8.5B | 0.22% | |
| 52 | MFS1EURWELBILT INC | 354,486 | $8.2B | 0.21% | |
| 53 | FXIISHARES TR | 210,200 | $8.2B | 0.21% | Put |
| 54 | ODP1THE ODP CORP | 202,169 | $8.1B | 0.21% | |
| 55 | FEFIRSTENERGY CORP | 227,800 | $8.1B | 0.21% | Call |
| 56 | FOXFOX CORP | 218,499 | $8.1B | 0.21% | |
| 57 | —CORNERSTONE ONDEMAND INC | 141,497 | $8.1B | 0.21% | |
| 58 | MOMO 1.25 07/01/25HELLO GROUP INC | 9,500,000 | $8.1B | 0.21% | |
| 59 | AMZNAMAZON COM INC | 2,400 | $7.9B | 0.20% | Put |
| 60 | TNADIREXION SHS ETF TR | 93,900 | $7.8B | 0.20% | Put |
| 61 | XLFSELECT SECTOR SPDR TR | 205,957 | $7.7B | 0.20% | Put |
| 62 | XLESELECT SECTOR SPDR TR | 147,499 | $7.7B | 0.20% | Put |
| 63 | INDAISHARES TR | 157,723 | $7.7B | 0.20% | Put |
| 64 | XLISELECT SECTOR SPDR TR | 76,140 | $7.5B | 0.19% | Put |
| 65 | SLAMFSLAM CORP | 753,034 | $7.4B | 0.19% | |
| 66 | —ATHENE HOLDING LTD | 105,826 | $7.3B | 0.19% | |
| 67 | —GP STRATEGIES CORP | 345,607 | $7.2B | 0.18% | |
| 68 | FTDRFRONTDOOR INC | 165,110 | $6.9B | 0.18% | |
| 69 | FIVNFIVE9 INC | 43,221 | $6.9B | 0.18% | Call |
| 70 | MHKMOHAWK INDS INC | 38,700 | $6.9B | 0.18% | |
| 71 | —SELECT INTERIOR CONCEPTS INC | 473,790 | $6.8B | 0.17% | |
| 72 | NVDANVIDIA CORPORATION | 32,966 | $6.8B | 0.17% | Put |
| 73 | HRCHILL-ROM HLDGS INC | 44,228 | $6.6B | 0.17% | Put |
| 74 | SLVISHARES SILVER TR | 319,010 | $6.5B | 0.17% | Put |
| 75 | —PATHFINDER ACQUISITION CORP | 650,000 | $6.4B | 0.16% | |
| 76 | CSCOCISCO SYS INC | 117,535 | $6.4B | 0.16% | Put |
| 77 | FISVFISERV INC | 58,541 | $6.4B | 0.16% | |
| 78 | SONOSONOS INC | 195,225 | $6.3B | 0.16% | |
| 79 | FMBIUSDFIRST MIDWEST BANCORP DEL | 327,790 | $6.2B | 0.16% | |
| 80 | MRNAMODERNA INC | 16,000 | $6.2B | 0.16% | Put |
| 81 | CLVTCLARIVATE PLC | 274,877 | $6.0B | 0.15% | Call |
| 82 | DWDMORGAN STANLEY | 60,958 | $5.9B | 0.15% | Put |
| 83 | —BIG SKY GROWTH PARTNERS INC | 605,448 | $5.9B | 0.15% | |
| 84 | HBMDHOWARD BANCORP INC | 288,516 | $5.9B | 0.15% | |
| 85 | OWLBLUE OWL CAPITAL INC | 375,021 | $5.8B | 0.15% | Call |
| 86 | EXPEEXPEDIA GROUP INC | 35,602 | $5.8B | 0.15% | |
| 87 | GDDYGODADDY INC | 82,011 | $5.7B | 0.15% | |
| 88 | FBCUSDFLAGSTAR BANCORP INC | 111,800 | $5.7B | 0.15% | |
| 89 | COINCOINBASE GLOBAL INC | 24,861 | $5.7B | 0.14% | Put |
| 90 | UBERUBER TECHNOLOGIES INC | 126,203 | $5.7B | 0.14% | |
| 91 | —OSIRIS ACQUISITION CORP | 575,421 | $5.7B | 0.14% | |
| 92 | XOPSPDR SER TR | 56,900 | $5.5B | 0.14% | Put |
| 93 | —VONAGE HLDGS CORP | 339,700 | $5.5B | 0.14% | Call |
| 94 | BHCBAUSCH HEALTH COS INC | 192,500 | $5.4B | 0.14% | Call |
| 95 | ENSENERSYS | 71,839 | $5.3B | 0.14% | |
| 96 | REZIRESIDEO TECHNOLOGIES INC | 212,201 | $5.3B | 0.13% | |
| 97 | —JAWS JUGGERNAUT ACQUISITN CO | 531,795 | $5.2B | 0.13% | |
| 98 | AGQPROSHARES TR II | 210,800 | $5.2B | 0.13% | Put |
| 99 | LNGCHENIERE ENERGY INC | 52,933 | $5.2B | 0.13% | Call |
| 100 | RRRRED ROCK RESORTS INC | 100,300 | $5.1B | 0.13% | Call |
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