Pentwater Capital Management LP Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$7.8T
Holdings
113
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (113 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 6,980,000 | $1.6T | 19.95% | Put |
| 2 | NXPINXP SEMICONDUCTORS N V | 8,554,300 | $838.4B | 10.72% | |
| 3 | HUMHUMANA INC | 2,750,000 | $561.1B | 7.17% | Put |
| 4 | —LEVEL 3 COMMUNICATIONS INC | 8,590,000 | $484.1B | 6.19% | |
| 5 | TRQEURTURQUOISE HILL RES LTD | 92,677,000 | $299.3B | 3.83% | |
| 6 | HUMHUMANA INC | 1,290,000 | $263.2B | 3.37% | |
| 7 | DELLDELL TECHNOLOGIES INC | 4,141,092 | $227.6B | 2.91% | |
| 8 | TAT&T INC | 5,100,000 | $216.9B | 2.77% | Call |
| 9 | —ALLERGAN PLC | 915,000 | $192.2B | 2.46% | Call |
| 10 | PFEPFIZER INC | 5,213,900 | $169.3B | 2.17% | Call |
| 11 | CHTRCHARTER COMMUNICATIONS INC N | 540,000 | $155.5B | 1.99% | Put |
| 12 | —AETNA INC | 1,240,000 | $153.8B | 1.97% | Put |
| 13 | —TIME WARNER INC | 1,500,000 | $144.8B | 1.85% | Put |
| 14 | —WHITEWAVE FOODS CO | 2,513,600 | $139.8B | 1.79% | |
| 15 | —RITE AID CORP | 16,450,000 | $135.5B | 1.73% | Put |
| 16 | SYFSYNCHRONY FINL | 3,469,300 | $125.8B | 1.61% | Put |
| 17 | —MONSANTO CO | 1,100,000 | $115.7B | 1.48% | Put |
| 18 | —RITE AID CORP | 13,510,000 | $111.3B | 1.42% | |
| 19 | STTSPDR S&P 500 ETF TR | 440,000 | $98.4B | 1.26% | Call |
| 20 | —VMWARE INC | 1,040,000 | $81.9B | 1.05% | Call |
| 21 | —INTEROIL CORP | 1,627,666 | $77.4B | 0.99% | |
| 22 | —ALLERGAN PLC | 367,547 | $77.2B | 0.99% | |
| 23 | —ABBOTT LABS | 1,850,000 | $71.1B | 0.91% | Call |
| 24 | —AETNA INC | 480,000 | $59.5B | 0.76% | Call |
| 25 | —SYNGENTA AG | 751,000 | $59.4B | 0.76% | |
| 26 | —ST JUDE MED INC | 691,000 | $55.4B | 0.71% | |
| 27 | HUMHUMANA INC | 270,000 | $55.1B | 0.70% | Call |
| 28 | —TIME WARNER INC | 568,800 | $54.9B | 0.70% | Call |
| 29 | —VALEANT PHARMACEUTICALS INTL | 3,770,300 | $54.7B | 0.70% | Put |
| 30 | —ALERE INC | 1,320,000 | $51.4B | 0.66% | |
| 31 | NXPINXP SEMICONDUCTORS N V | 500,000 | $49.0B | 0.63% | Put |
| 32 | TAT&T INC | 1,050,000 | $44.7B | 0.57% | Put |
| 33 | —MONSANTO CO | 400,000 | $42.1B | 0.54% | Call |
| 34 | —MEDIA GEN INC | 2,160,000 | $40.7B | 0.52% | |
| 35 | ETENERGY TRANSFER EQUITY L P | 2,050,000 | $39.6B | 0.51% | Put |
| 36 | —ALLERGAN PLC | 185,000 | $38.9B | 0.50% | Put |
| 37 | BHCVALEANT PHARMACEUTICALS INTL | 2,662,600 | $38.7B | 0.49% | |
| 38 | —ENDURANCE SPECIALTY HLDGS LT | 400,000 | $37.0B | 0.47% | |
| 39 | KMIKINDER MORGAN INC | 1,729,000 | $35.8B | 0.46% | Call |
| 40 | SPYSPDR S&P 500 ETF TR | 150,000 | $33.5B | 0.43% | |
| 41 | —ROCKWELL COLLINS INC | 345,000 | $32.0B | 0.41% | Call |
| 42 | —ABBOTT LABS | 821,367 | $31.5B | 0.40% | Put |
| 43 | —CENTURYLINK INC | 1,200,000 | $28.5B | 0.36% | Call |
| 44 | —ALERE INC | 700,000 | $27.3B | 0.35% | Put |
| 45 | —MENTOR GRAPHICS CORP | 720,000 | $26.6B | 0.34% | |
| 46 | —AETNA INC | 208,350 | $25.8B | 0.33% | |
| 47 | —IMPERVA INC | 660,000 | $25.3B | 0.32% | |
| 48 | ESPRESPERION THERAPEUTICS INC | 1,828,000 | $22.9B | 0.29% | |
| 49 | BFHALLIANCE DATA SYSTEMS CORP | 100,000 | $22.9B | 0.29% | Put |
| 50 | —G & K SVCS INC | 225,400 | $21.7B | 0.28% | |
| 51 | —CABELAS INC | 370,000 | $21.7B | 0.28% | |
| 52 | —WILLIAMS COS INC | 690,000 | $21.5B | 0.27% | Put |
| 53 | SYFSYNCHRONY FINL | 560,000 | $20.3B | 0.26% | |
| 54 | —WCI CMNTYS INC | 844,677 | $19.8B | 0.25% | |
| 55 | —STILLWATER MNG CO | 1,200,000 | $19.3B | 0.25% | |
| 56 | —FMC TECHNOLOGIES INC | 539,776 | $19.2B | 0.25% | |
| 57 | WDCWESTERN DIGITAL CORP | 257,600 | $17.5B | 0.22% | Put |
| 58 | —CAESARS ACQUISITION CO | 1,233,336 | $16.6B | 0.21% | |
| 59 | WMBWILLIAMS COS INC | 500,000 | $15.6B | 0.20% | |
| 60 | ETENERGY TRANSFER PRTNRS L P | 430,000 | $15.4B | 0.20% | |
| 61 | BUDANHEUSER BUSCH INBEV SA/NV | 137,400 | $14.5B | 0.19% | Call |
| 62 | BMTABRITISH AMERN TOB PLC | 124,866 | $14.1B | 0.18% | |
| 63 | ARMKARAMARK | 380,000 | $13.6B | 0.17% | |
| 64 | ETENERGY TRANSFER EQUITY L P | 700,000 | $13.5B | 0.17% | Call |
| 65 | —DEPOMED INC | 746,000 | $13.4B | 0.17% | |
| 66 | MDLZMONDELEZ INTL INC | 295,000 | $13.1B | 0.17% | Call |
| 67 | WDCWESTERN DIGITAL CORP | 180,000 | $12.2B | 0.16% | Call |
| 68 | —GENERAL MLS INC | 190,000 | $11.7B | 0.15% | Call |
| 69 | —IMPERVA INC | 300,000 | $11.5B | 0.15% | Put |
| 70 | —WHITEWAVE FOODS CO | 200,000 | $11.1B | 0.14% | Put |
| 71 | —TEAM HEALTH HOLDINGS INC | 250,000 | $10.9B | 0.14% | |
| 72 | —TESARO INC | 75,000 | $10.1B | 0.13% | Put |
| 73 | —AMERICAN AIRLS GROUP INC | 200,000 | $9.3B | 0.12% | Put |
| 74 | —B/E AEROSPACE INC | 126,600 | $7.6B | 0.10% | Put |
| 75 | —SUTHERLAND ASSET MGMT CORP M | 557,066 | $7.5B | 0.10% | |
| 76 | —VALEANT PHARMACEUTICALS INTL | 414,000 | $6.0B | 0.08% | Call |
| 77 | —KELLOGG CO | 80,000 | $5.9B | 0.08% | Call |
| 78 | ETENERGY TRANSFER EQUITY L P | 300,000 | $5.8B | 0.07% | |
| 79 | GLPIGAMING & LEISURE PPTYS INC | 185,800 | $5.7B | 0.07% | Put |
| 80 | —VASCULAR SOLUTIONS INC | 100,000 | $5.6B | 0.07% | |
| 81 | —CAESARS ENTMT CORP | 579,800 | $4.9B | 0.06% | Put |
| 82 | PFEPFIZER INC | 150,000 | $4.9B | 0.06% | Put |
| 83 | —WILLIAMS COS INC | 150,000 | $4.7B | 0.06% | Call |
| 84 | KMIKINDER MORGAN INC | 200,000 | $4.4B | 0.06% | |
| 85 | —SYNGENTA AG | 50,000 | $4.0B | 0.05% | Put |
| 86 | —VMWARE INC | 50,000 | $3.9B | 0.05% | Put |
| 87 | —VIDEOCON D2H LTD | 470,509 | $3.9B | 0.05% | |
| 88 | —CENTURYLINK INC | 150,000 | $3.6B | 0.05% | Put |
| 89 | —TESARO INC | 24,000 | $3.2B | 0.04% | |
| 90 | CZREURCAESARS ENTMT CORP | 379,516 | $3.2B | 0.04% | |
| 91 | —POWERSHARES QQQ TRUST | 25,000 | $3.0B | 0.04% | Call |
| 92 | SUNSUNOCO LP | 105,000 | $2.8B | 0.04% | |
| 93 | MDLZMONDELEZ INTL INC | 60,000 | $2.7B | 0.03% | Put |
| 94 | QCOMQUALCOMM INC | 40,000 | $2.6B | 0.03% | Call |
| 95 | —ALEXION PHARMACEUTICALS INC | 20,000 | $2.4B | 0.03% | Call |
| 96 | —PRIVATEBANCORP INC | 42,750 | $2.3B | 0.03% | |
| 97 | —AGROFRESH SOLUTIONS | 773,811 | $2.1B | 0.03% | |
| 98 | SUNSUNOCO LOGISTICS PRTNRS L P | 85,000 | $2.0B | 0.03% | |
| 99 | WDCWESTERN DIGITAL CORP | 30,000 | $2.0B | 0.03% | |
| 100 | REGNREGENERON PHARMACEUTICALS | 5,000 | $1.8B | 0.02% | Call |
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