Pentwater Capital Management LP Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$6.4T
Holdings
155
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (155 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 5,344,400 | $1.6T | 24.80% | Put |
| 2 | CELGCELGENE CORP | 6,197,680 | $615.4B | 9.62% | |
| 3 | SPYSPDR S&P 500 ETF TR | 1,180,000 | $350.2B | 5.48% | |
| 4 | ZAYOEURZAYO GROUP HLDGS INC | 8,444,980 | $286.3B | 4.48% | |
| 5 | —MELLANOX TECHNOLOGIES LTD | 2,535,000 | $277.8B | 4.34% | Put |
| 6 | —CYPRESS SEMICONDUCTOR CORP | 9,618,200 | $224.5B | 3.51% | |
| 7 | NXPINXP SEMICONDUCTORS N V | 1,910,000 | $208.4B | 3.26% | Call |
| 8 | —SPARK THERAPEUTICS INC | 2,103,545 | $204.0B | 3.19% | |
| 9 | —CELGENE CORP | 1,940,000 | $192.6B | 3.01% | Put |
| 10 | —MELLANOX TECHNOLOGIES LTD | 1,698,200 | $186.1B | 2.91% | |
| 11 | CICIGNA CORP | 1,175,000 | $178.4B | 2.79% | Put |
| 12 | ADSWADVANCED DISP SVCS INC | 3,350,000 | $109.1B | 1.71% | |
| 13 | WCGEURWELLCARE HEALTH PLANS INC | 420,000 | $108.9B | 1.70% | |
| 14 | —SPARK THERAPEUTICS INC | 998,000 | $96.8B | 1.51% | Put |
| 15 | ESPRESPERION THERAPEUTICS INC | 2,478,261 | $90.9B | 1.42% | |
| 16 | PCGPG&E CORP | 8,581,100 | $85.8B | 1.34% | |
| 17 | CZREURCAESARS ENTMT CORP | 7,261,180 | $84.7B | 1.32% | |
| 18 | TRQEURTURQUOISE HILL RES LTD | 177,322,214 | $84.3B | 1.32% | |
| 19 | —INTELSAT S A | 3,366,400 | $76.8B | 1.20% | |
| 20 | SYFSYNCHRONY FINL | 2,223,500 | $75.8B | 1.19% | Call |
| 21 | —OCCIDENTAL PETE CORP | 1,338,200 | $59.5B | 0.93% | Call |
| 22 | —ALDER BIOPHARMACEUTICALS INC | 3,082,920 | $58.1B | 0.91% | |
| 23 | WBC1EURWABCO HLDGS INC | 413,989 | $55.4B | 0.87% | |
| 24 | BMYBRISTOL MYERS SQUIBB CO | 978,500 | $49.6B | 0.78% | Call |
| 25 | VIABVIACOM INC | 2,000,100 | $48.1B | 0.75% | |
| 26 | HHC*HOWARD HUGHES CORP | 347,000 | $45.0B | 0.70% | |
| 27 | —ALLERGAN PLC | 265,000 | $44.6B | 0.70% | Put |
| 28 | —SPRINT CORPORATION | 7,055,000 | $43.5B | 0.68% | Put |
| 29 | VSMEURVERSUM MATLS INC | 815,000 | $43.1B | 0.67% | |
| 30 | —INTELSAT S A | 1,884,000 | $43.0B | 0.67% | Put |
| 31 | 4I1PHILIP MORRIS INTL INC | 550,000 | $41.8B | 0.65% | |
| 32 | PCGPG&E CORP | 4,041,600 | $40.4B | 0.63% | Put |
| 33 | GNWGENWORTH FINL INC | 8,240,100 | $36.3B | 0.57% | |
| 34 | ABBVABBVIE INC | 420,000 | $31.8B | 0.50% | Call |
| 35 | —INTELSAT S A | 20,800,000 | $30.9B | 0.48% | |
| 36 | —GENOMIC HEALTH INC | 440,000 | $29.8B | 0.47% | |
| 37 | VICIVICI PPTYS INC | 1,300,000 | $29.4B | 0.46% | |
| 38 | SYFSYNCHRONY FINL | 832,401 | $28.4B | 0.44% | |
| 39 | ETENERGY TRANSFER LP | 1,980,000 | $25.9B | 0.40% | |
| 40 | UTXZUNITED TECHNOLOGIES CORP | 177,000 | $24.2B | 0.38% | |
| 41 | STTSPDR S&P 500 ETF TR | 80,000 | $23.7B | 0.37% | Call |
| 42 | —PIVOTAL SOFTWARE INC | 1,564,830 | $23.3B | 0.37% | |
| 43 | QQQINVESCO QQQ TR | 122,200 | $23.1B | 0.36% | Put |
| 44 | —UNITEDHEALTH GROUP INC | 92,500 | $20.1B | 0.31% | Call |
| 45 | HUMHUMANA INC | 78,000 | $19.9B | 0.31% | Put |
| 46 | UNHUNITEDHEALTH GROUP INC | 90,000 | $19.6B | 0.31% | |
| 47 | —HOWARD HUGHES CORP | 135,000 | $17.5B | 0.27% | Call |
| 48 | HUMHUMANA INC | 66,000 | $16.9B | 0.26% | |
| 49 | EXASEXACT SCIENCES CORP | 180,000 | $16.3B | 0.25% | Put |
| 50 | —BITAUTO HLDGS LTD | 1,062,385 | $15.9B | 0.25% | |
| 51 | UNHUNITEDHEALTH GROUP INC | 64,000 | $13.9B | 0.22% | Put |
| 52 | LPTUSDLIBERTY PPTY TR | 250,000 | $12.8B | 0.20% | |
| 53 | —CAESARS ENTMT CORP | 7,000,000 | $11.9B | 0.19% | |
| 54 | GEGGEO GROUP INC | 675,000 | $11.7B | 0.18% | |
| 55 | —ALDER BIOPHARMACEUTICALS INC | 550,000 | $10.4B | 0.16% | Put |
| 56 | —CHINA BIOLOGIC PRODS HLDGS I | 83,490 | $9.6B | 0.15% | |
| 57 | —CORINDUS VASCULAR ROBOTICS I | 2,000,000 | $8.6B | 0.13% | |
| 58 | NXPINXP SEMICONDUCTORS N V | 70,000 | $7.6B | 0.12% | Put |
| 59 | —INTELSAT S A | 300,000 | $6.8B | 0.11% | Call |
| 60 | BJBJS WHSL CLUB HLDGS INC | 251,800 | $6.5B | 0.10% | |
| 61 | BABAALIBABA GROUP HLDG LTD | 38,000 | $6.4B | 0.10% | |
| 62 | SBOWEURSILVERBOW RES INC | 638,052 | $6.2B | 0.10% | |
| 63 | NXPINXP SEMICONDUCTORS N V | 56,000 | $6.1B | 0.10% | |
| 64 | ESPRESPERION THERAPEUTICS INC | 155,000 | $5.7B | 0.09% | Call |
| 65 | DBXDROPBOX INC | 276,000 | $5.6B | 0.09% | |
| 66 | AQLTISHARES TR | 25,000 | $5.3B | 0.08% | Put |
| 67 | —MEDICINES CO | 100,000 | $5.0B | 0.08% | Call |
| 68 | NDQINVESCO QQQ TR | 25,000 | $4.7B | 0.07% | |
| 69 | AALAMERICAN AIRLS GROUP INC | 169,439 | $4.6B | 0.07% | |
| 70 | AXTAAXALTA COATING SYS LTD | 150,000 | $4.5B | 0.07% | Put |
| 71 | —AMERICAN AIRLS GROUP INC | 157,500 | $4.2B | 0.07% | Put |
| 72 | AXTAAXALTA COATING SYS LTD | 140,000 | $4.2B | 0.07% | |
| 73 | WMBWILLIAMS COS INC DEL | 170,000 | $4.1B | 0.06% | |
| 74 | —TALLGRASS ENERGY LP | 200,000 | $4.0B | 0.06% | |
| 75 | —TEXAS INSTRS INC | 30,000 | $3.9B | 0.06% | Put |
| 76 | PCGPG&E CORP | 385,000 | $3.9B | 0.06% | Call |
| 77 | MOALTRIA GROUP INC | 80,000 | $3.3B | 0.05% | Put |
| 78 | MOALTRIA GROUP INC | 80,000 | $3.3B | 0.05% | |
| 79 | —CELGENE CORP | 32,500 | $3.2B | 0.05% | Call |
| 80 | TMUST MOBILE US INC | 40,000 | $3.2B | 0.05% | Put |
| 81 | ARCPEURVEREIT INC | 318,896 | $3.1B | 0.05% | |
| 82 | —GARDNER DENVER HLDGS INC | 100,000 | $2.8B | 0.04% | |
| 83 | —ALTRA INDL MOTION CORP | 100,000 | $2.8B | 0.04% | Put |
| 84 | AIMCUSDALTRA INDL MOTION CORP | 100,000 | $2.8B | 0.04% | |
| 85 | EXASEXACT SCIENCES CORP | 29,000 | $2.6B | 0.04% | |
| 86 | —BJS WHSL CLUB HLDGS INC | 100,000 | $2.6B | 0.04% | Call |
| 87 | —SPRINT CORPORATION | 392,700 | $2.4B | 0.04% | |
| 88 | BABOEING CO | 6,000 | $2.3B | 0.04% | Call |
| 89 | ALXNALEXION PHARMACEUTICALS INC | 22,500 | $2.2B | 0.03% | |
| 90 | PDCEUSDPDC ENERGY INC | 79,000 | $2.2B | 0.03% | |
| 91 | BACBANK AMER CORP | 75,000 | $2.2B | 0.03% | |
| 92 | —UNITED TECHNOLOGIES CORP | 15,000 | $2.0B | 0.03% | Call |
| 93 | BOXDROPBOX INC | 100,000 | $2.0B | 0.03% | Call |
| 94 | —CAMBREX CORP | 33,000 | $2.0B | 0.03% | |
| 95 | DAYCERIDIAN HCM HLDG INC | 35,000 | $1.7B | 0.03% | |
| 96 | CHNGUSDCHANGE HEALTHCARE INC | 140,000 | $1.7B | 0.03% | |
| 97 | —ALIBABA GROUP HLDG LTD | 10,000 | $1.7B | 0.03% | Put |
| 98 | AMAGAMAG PHARMACEUTICALS INC | 133,100 | $1.5B | 0.02% | |
| 99 | AXTAAXALTA COATING SYS LTD | 50,000 | $1.5B | 0.02% | Call |
| 100 | FHBFIRST HAWAIIAN INC | 50,000 | $1.3B | 0.02% |
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