OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q3 2020 Filing

Filed November 12, 2020

Portfolio Value

$2.9B

Holdings

252

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (252 positions)

#StockSharesValue% PortfolioType
201
EMNEASTMAN
12,500$976.0B33262.56%
2021,000,000$970.0B33058.08%
203
RUNSUNRUN I
12,500$963.0B32819.51%
204
NEW RELI
1,000,000$958.0B32649.11%
205
LEGACY A
1,832,783$920.0B31354.05%Call
206
MACQUARI
1,000,000$909.0B30979.17%
207
RMG ACQU
75,338$848.0B28900.26%
208
WHWYNDHAM
16,400$828.0B28218.65%
209
S76STORE CA
29,800$817.0B27843.76%
2101,000,000$787.0B26821.35%
211
ITRIITRON IN
12,500$759.0B25867.09%
212
QEPQEP RESO
187,200$750.0B25560.37%Put
213
9990302DAPACHE C
75,000$710.0B24197.15%
214
PEGPUBLIC S
12,500$686.0B23379.22%
215
PIVOTAL
181,089$680.0B23174.73%Call
216
MATMATTEL I
623,260$657.0B22390.88%Put
217
CRKCOMSTOCK
150,000$657.0B22390.88%
218
EPRTESSENTIA
32,600$597.0B20346.05%
219
GLPIGAMING &
15,800$583.0B19868.93%
220
ADTADT INC
118,800$551.0B18778.35%Put
221
MALLINCK
38,600$546.0B18607.95%Put
222
RITMNEW RESI
66,400$528.0B17994.50%
223
COLDAMERICOL
14,500$518.0B17653.69%
224
AESAES CORP
25,000$453.0B15438.46%
225
HENNESSY
187,500$436.0B14859.09%Call
226
ELECTRAM
342,157$402.0B13700.36%Call
227
TWOEURTWO HBRS
75,000$382.0B13018.75%
228
ATDALLEGHEN
50,000$318.0B10837.60%Put
229
HOGHARLEY D
100,000$310.0B10564.95%Put
230
LF CAP A
164,004$296.0B10087.83%Call
231
NIELSEN
20,800$227.0B7736.27%Put
232
FPAYQFLEXSHOP
109,480$194.0B6611.62%
233
TSLATESLA IN
392,500$130.0B4430.46%Put
234
XLFSELECT S
2,000,000$125.0B4260.06%Call
235
EAST STO
556,206$121.0B4123.74%
236
CF FIN A
123,002$121.0B4123.74%Call
237
RRCRANGE RE
54,600$117.0B3987.42%Put
238
BROOGE E
191,677$96.0B3271.73%Call
239
LEISURE
196,975$95.0B3237.65%Call
240
ITRMITERUM T
88,009$92.0B3135.41%
241
UALUNITED A
87,000$84.0B2862.76%Put
242
IWMISHARES
17,000$80.0B2726.44%Put
243
GEGGEO GROU
25,000$62.0B2112.99%Put
244
GMEGAMESTOP
100,000$56.0B1908.51%Put
245
PBIPITNEY B
61,600$51.0B1738.11%Put
246
GNCAQGENOCEA
1,769,170$44.0B1499.54%Call
247
WTWISDOMTR
100,000$32.0B1090.58%Call
248
GRUBHUB
25,000$14.0B477.13%Put
249
VREXVAREX IM
100,000$12.0B408.97%Put
250
PROSHARE
100,000$9.0B306.72%Call
251
ERICERICSSON
215,000$5.0B170.40%Put
252
UUPINVESCO
250,000$4.0B136.32%Call
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