OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$2.7B

Holdings

255

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (255 positions)

#StockSharesValue% PortfolioType
201
REPLREPLIMUN
52,665$848.0B31111.57%
202
ADTADT INC
90,000$845.0B31001.51%
203
8CWCROWN CA
7,400$824.0B30231.05%
204
COLUMBIA
34,800$823.0B30194.37%
205
PRESIDIO
45,711$697.0B25571.66%
206
ENDO INT
2,175,500$679.0B24911.27%Put
207
NXRTNEXPOINT
20,351$676.0B24801.21%
208
ITRMITERUM T
100,000$670.0B24581.08%
209
BABAALIBABA
4,000$659.0B24177.51%
210
SHOSUNSTONE
40,000$654.0B23994.07%
211
OHIOMEGA HE
19,000$623.0B22856.73%
212
DHID R HORT
14,700$620.0B22746.67%
213
SNYSANOFI
1,162,096$616.0B22599.91%
214
SUISUN CMNT
6,000$609.0B22343.10%
215
MAAMID AMER
6,000$601.0B22049.59%
216
INVHINVITATI
26,000$596.0B21866.15%
217
CVNACARVANA
10,000$591.0B21682.71%
218
FCPTFOUR COR
23,000$591.0B21682.71%
219
DOCUSDPHYSICIA
35,000$590.0B21646.02%
220
FOAMIX P
101,800$583.0B21389.21%
221
SPIRIT M
50,000$576.0B21132.39%
222
LENLENNAR C
12,000$560.0B20545.38%
223
VERUEURVERU INC
392,353$557.0B20435.31%
224
GPROGOPRO IN
77,412$557.0B20435.31%
225
OPNTEUROPIANT P
29,900$534.0B19591.48%
226
WTWEURWEIGHT W
114,000$525.0B19261.29%Put
227
ZYNERBA
63,614$519.0B19041.16%
228
MATMATTEL I
592,000$517.0B18967.79%Put
229
EQREQUITY R
7,200$477.0B17500.26%
230
ARCO PLA
20,000$456.0B16729.81%
231
APARTMEN
10,175$449.0B16472.99%
232
FRONTIER
434,000$448.0B16436.30%Put
233
RIGTRANSOCE
659,000$431.0B15812.60%Put
234
EDUNEW ORIE
5,000$370.0B13574.62%
235
ACELRX P
95,000$366.0B13427.87%
236
HSTHOST HOT
393,900$335.0B12290.54%Put
237
ABALLIANCE
10,000$304.0B11153.20%
238
SONOSONOS IN
17,500$281.0B10309.38%
239
MNRUSDMONMOUTH
15,000$251.0B9208.73%
240
COOTEK C
25,000$236.0B8658.41%
241
CIENCIENA CO
7,500$234.0B8585.03%
242
FPAYQFLEXSHOP
400,000$224.0B8218.15%Call
243
CALIFORN
75,000$205.0B7521.08%Put
244
ADESTO T
30,000$178.0B6530.49%
245
HERTZ GL
84,500$174.0B6383.74%Put
246
AXTAAXALTA C
550,000$165.0B6053.55%Call
247
LAIX INC
11,564$145.0B5319.79%
248
ETRAE TRADE
150,000$116.0B4255.83%Call
249
ELECTRAM
350,000$115.0B4219.14%Call
250
HOGHARLEY D
50,000$43.0B1577.59%Put
251
LADRLADDER C
50,000$39.0B1430.84%Put
252
COMMUNIT
4,741,911$28.0B1027.27%
253
FFORD MTR
100,000$26.0B953.89%Call
254
T7DTRANSDIG
14,300$26.0B953.89%Put
255
IYRISHARES
200,000$4.0B146.75%Call
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