NEW YORK LIFE INVESTMENT MANAGEMENT LLC Q3 2016 Filing

Filed November 8, 2016

Portfolio Value

$912.3B

Holdings

42

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (42 positions)

#StockSharesValue% PortfolioType
1
IQ ENHANCED CORE PLUS BOND U
9,853,229$200.5B21.98%
2
HFXIIQ 50PCT HEDGED FTSE INT ETF
7,155,440$130.4B14.30%
3
EXPRESS SCRIPTS HOLDING COMPANY
975,024$68.8B7.54%
4
IQ GLOBAL RESOURCES ETF
2,554,644$66.4B7.27%
5
IWMISHARES RUSSELL 2000
473,549$58.8B6.45%
6
IQ Enhanced Core Bond US ETF
2,512,332$51.0B5.58%
7
VCLTVANGUARD LONG TERM CORPORATE BOND
386,800$37.0B4.06%
8
GVIISHARES INTERMEDIATE GOVERNM
315,580$35.6B3.90%
9
IQ LEADERS GTAA TRACKER ETF
1,422,810$31.0B3.40%
10
LQDISHARES IBOXX $ INVESTMENT GRADE CORP BD
247,300$30.5B3.34%
11
IGLBISHARES 10+ YEAR CREDIT BOND BND ETFUND
388,300$24.6B2.69%
12
IQ 50PCT HEDGED FTSE EUR ETF
1,373,182$24.5B2.69%
13
IQ 50PCT HEDGED FTSE JPN ETF
1,327,287$23.1B2.53%
14
IGIBISHARES INTERMEDIATE CREDIT
169,886$18.9B2.07%
15
BLVVANGUARD LONG TERM BOND INDEX FUND
124,700$12.3B1.35%
16
VCITVANGUARD INTERMEDIATE TERM CORPORA
135,600$12.1B1.33%
17
AAXJISHARES MSCI ALL COUNTRY ASI
188,275$11.4B1.25%
18
VOEVANGUARD MID-CAP VALUE ETF
115,063$10.8B1.18%
19
VTIPVANGUARD S/T INFL PROT SEC INDEX FUND
195,614$9.7B1.06%
20
VANECK VECTORS EMERGING MARK
430,303$8.2B0.90%
21
IWDISHARES RUSSELL 1000 VALUE
68,143$7.2B0.79%
22
EWXSPDR S&P EMERGING MKTS SMALL
165,844$7.2B0.78%
23
SPLBSPDR BARCLAYS LONG TERM CORPORATE
143,700$6.2B0.68%
24
TIPISHARES TIPS BOND ETF
35,785$4.2B0.46%
25
HALCON RESOURCES CORP
257,329$2.4B0.26%
26
INDAISHARES MSCI INDIA ETF
59,356$1.7B0.19%
27
VGTVANGUARD INFO TECH ETF
14,472$1.7B0.19%
28
IQ HEDGE EVENT-DRIVEN TRACKE
80,000$1.6B0.18%
29
FMUSDISHARES MSCI FRONTIER 100
61,894$1.6B0.17%
30
GSLCGOLDMAN ACTIVEBETA US LC ETF
36,446$1.6B0.17%
31
IQ HEDGE LONG/SHORT TRACKER
80,000$1.6B0.17%
32
GOFGUGGENHEIM S&P SPIN-OFF ETF
33,877$1.5B0.16%
33
IYFISHARES US FINANCIALS ETF
15,929$1.4B0.16%
34
AQLTISHARES MSCI PHILIPPINES
36,468$1.4B0.15%
35
GLINVANECK VECTORS INDIA S/C
28,997$1.3B0.15%
36
VOXVANGUARD TELECOM SERVICE ETF
10,674$1.0B0.11%
37
AFKVANECK VECTORS AFRICA INDEX
44,278$918.0M0.10%
38
SPYSPDR S&P 500 ETF TRUST
4,028$871.0M0.10%
39
EPOLISHARES MSCI POLAND CAPPED E
41,324$753.0M0.08%
40
FNXFIRST TRUST MID CAP CORE ALP
6,848$362.0M0.04%
41
IPGTHE INTERPUBLIC GROUP OF COMPANIES
7,584$170.0M0.02%
42
IVVISHARES CORE S&P 500 ETF
664$144.0M0.02%