Nantahala Capital Management, LLC Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$963.3B
Holdings
56
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (56 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 1,590,000 | $214.4B | 22.26% | Put |
| 2 | LNWOSCIENTIFIC GAMES CORP | 5,784,889 | $81.0B | 8.41% | Call |
| 3 | FUODOLBY LABORATORIES INC | 1,327,907 | $60.0B | 6.23% | Call |
| 4 | —SODASTREAM INTERNATIONAL LTD | 1,040,817 | $41.1B | 4.26% | |
| 5 | —FIRSTCASH INC | 864,472 | $40.6B | 4.22% | |
| 6 | CASHMETA FINL GROUP INC | 386,986 | $39.8B | 4.13% | |
| 7 | LVLNSPDR SERIES TRUST | 650,000 | $36.1B | 3.75% | Put |
| 8 | —YAHOO INC | 882,776 | $34.1B | 3.54% | |
| 9 | —RESTORATION HARDWARE HLDGS I | 1,064,376 | $32.7B | 3.39% | Call |
| 10 | TBBKBANCORP INC DEL | 3,513,697 | $27.6B | 2.87% | |
| 11 | CDXSCODEXIS INC | 5,602,041 | $25.8B | 2.68% | |
| 12 | —SCICLONE PHARMACEUTICALS INC | 2,169,043 | $23.4B | 2.43% | |
| 13 | AKBAAKEBIA THERAPEUTICS INC | 2,232,408 | $23.2B | 2.41% | |
| 14 | —QAD INC | 758,954 | $23.1B | 2.40% | |
| 15 | —BRIDGEPOINT ED INC | 1,774,198 | $18.0B | 1.87% | |
| 16 | —LUXFER HLDGS PLC | 1,537,293 | $16.7B | 1.74% | |
| 17 | STLAFIAT CHRYSLER AUTOMOBILES N | 1,795,800 | $16.4B | 1.70% | Call |
| 18 | CTRNCITI TRENDS INC | 808,349 | $15.2B | 1.58% | |
| 19 | GDENGOLDEN ENTMT INC | 1,013,860 | $12.3B | 1.27% | |
| 20 | —OWENS RLTY MTG INC | 654,968 | $12.1B | 1.26% | |
| 21 | —CARDCONNECT CORP | 938,808 | $11.9B | 1.24% | |
| 22 | —ARQULE INC | 9,333,541 | $11.8B | 1.22% | |
| 23 | —ARIAD PHARMACEUTICALS INC | 900,000 | $11.2B | 1.16% | Put |
| 24 | —ELDORADO RESORTS INC | 628,893 | $10.7B | 1.11% | |
| 25 | —PHARMATHENE INC | 3,202,045 | $10.4B | 1.08% | |
| 26 | —ON DECK CAP INC | 1,757,126 | $8.1B | 0.84% | |
| 27 | —IMPERIAL HLDGS INC | 9,970,000 | $7.6B | 0.78% | |
| 28 | RACEFERRARI N V | 129,064 | $7.5B | 0.78% | |
| 29 | CXWCORECIVIC INC | 300,000 | $7.3B | 0.76% | Put |
| 30 | EPMEVOLUTION PETROLEUM CORP | 688,282 | $6.9B | 0.71% | |
| 31 | —COGENTIX MED INC | 3,132,384 | $6.3B | 0.65% | |
| 32 | RLGTRADIANT LOGISTICS INC | 1,544,154 | $6.0B | 0.63% | |
| 33 | —TRANS WORLD ENTMT CORP | 1,784,034 | $5.8B | 0.60% | |
| 34 | —EZCORP INC | 5,500,000 | $5.4B | 0.56% | |
| 35 | —DEVRY ED GROUP INC | 150,000 | $4.7B | 0.49% | Put |
| 36 | SHLDEURSEARS HLDGS CORP | 500,000 | $4.6B | 0.48% | Call |
| 37 | LINCLINCOLN EDL SVCS CORP | 2,373,899 | $4.6B | 0.47% | |
| 38 | EZPWEZCORP INC | 386,494 | $4.1B | 0.43% | |
| 39 | —DOVER MOTORSPORTS INC | 1,725,789 | $4.0B | 0.41% | |
| 40 | CCXIEURCHEMOCENTRYX INC | 467,455 | $3.5B | 0.36% | |
| 41 | VACMARRIOTT VACATIONS WRLDWDE C | 40,000 | $3.4B | 0.35% | |
| 42 | —EMERGENT CAP INC | 2,010,970 | $2.4B | 0.25% | |
| 43 | —EMMIS COMMUNICATIONS CORP | 674,122 | $2.3B | 0.24% | |
| 44 | QUREUNIQURE NV | 400,000 | $2.2B | 0.23% | |
| 45 | STRLSTERLING CONSTRUCTION CO INC | 257,604 | $2.2B | 0.23% | |
| 46 | UTIUNIVERSAL TECHNICAL INST INC | 686,546 | $2.0B | 0.21% | |
| 47 | —PAIN THERAPEUTICS INC | 3,429,353 | $2.0B | 0.20% | |
| 48 | —STREAMLINE HEALTH SOLUTIONS | 1,470,063 | $1.8B | 0.19% | |
| 49 | —SPARK THERAPEUTICS INC | 30,000 | $1.5B | 0.16% | Call |
| 50 | —FALCONSTOR SOFTWARE INC | 3,235,818 | $1.5B | 0.15% | |
| 51 | —CARDCONNECT CORP | 447,363 | $1.4B | 0.15% | |
| 52 | —DOVER DOWNS GAMING & ENTMT I | 1,276,311 | $1.3B | 0.14% | |
| 53 | FBKFB FINL CORP | 50,000 | $1.3B | 0.13% | |
| 54 | —OCWEN FINL CORP | 186,000 | $1.0B | 0.10% | Call |
| 55 | —MFC BANCORP LTD | 337,978 | $659.0M | 0.07% | |
| 56 | RBCAAREPUBLIC BANCORP KY | 7,371 | $291.0M | 0.03% |