Nantahala Capital Management, LLC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$2.7T
Holdings
84
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (84 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 2,700,000 | $408.6B | 15.14% | Put |
| 2 | QUREUNIQURE NV | 3,933,838 | $154.8B | 5.74% | Call |
| 3 | LNWOSCIENTIFIC GAMES CORP | 7,427,567 | $151.2B | 5.60% | Call |
| 4 | EXASEXACT SCIENCES CORP | 1,374,200 | $124.2B | 4.60% | Put |
| 5 | RHRH | 690,707 | $118.0B | 4.37% | Call |
| 6 | THCTENET HEALTHCARE CORP | 5,130,914 | $113.5B | 4.21% | Call |
| 7 | NDQINVESCO QQQ TR | 550,000 | $103.8B | 3.85% | Put |
| 8 | CVNACARVANA CO | 1,571,029 | $103.7B | 3.84% | Call |
| 9 | STLAFIAT CHRYSLER AUTOMOBILES N | 5,820,000 | $75.4B | 2.79% | Call |
| 10 | CDXSCODEXIS INC | 5,363,484 | $73.6B | 2.73% | |
| 11 | —ARQULE INC | 10,060,105 | $72.1B | 2.67% | |
| 12 | XBISPDR SERIES TRUST | 900,000 | $68.6B | 2.54% | Put |
| 13 | VACMARRIOTT VACTINS WORLDWID CO | 658,262 | $68.2B | 2.53% | |
| 14 | CASHMETA FINL GROUP INC | 1,799,727 | $58.7B | 2.17% | |
| 15 | —QAD INC | 1,250,722 | $57.8B | 2.14% | |
| 16 | DXPEDXP ENTERPRISES INC NEW | 1,602,433 | $55.6B | 2.06% | |
| 17 | LXFRLUXFER HOLDINGS PLC | 2,601,749 | $40.5B | 1.50% | |
| 18 | PRTY1EURPARTY CITY HOLDCO INC | 7,025,989 | $40.1B | 1.49% | Call |
| 19 | CZREURCAESARS ENTMT CORP | 3,331,000 | $38.8B | 1.44% | Call |
| 20 | HCAHCA HEALTHCARE INC | 320,000 | $38.5B | 1.43% | Put |
| 21 | WRLDWORLD ACCEP CORP DEL | 271,753 | $34.7B | 1.28% | |
| 22 | WWAYFAIR INC | 302,870 | $34.0B | 1.26% | |
| 23 | FUODOLBY LABORATORIES INC | 521,693 | $33.7B | 1.25% | |
| 24 | GDENGOLDEN ENTMT INC | 2,449,713 | $32.6B | 1.21% | |
| 25 | IMXIINTERNATIONAL MNY EXPRESS IN | 2,251,010 | $30.9B | 1.15% | |
| 26 | AKBAAKEBIA THERAPEUTICS INC | 7,789,561 | $30.5B | 1.13% | Call |
| 27 | —HERTZ GLOBAL HLDGS INC | 2,093,695 | $29.0B | 1.07% | Call |
| 28 | TBBKBANCORP INC DEL | 2,714,238 | $26.9B | 1.00% | |
| 29 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 2,852,260 | $21.9B | 0.81% | |
| 30 | —ON DECK CAP INC | 6,384,602 | $21.5B | 0.79% | |
| 31 | —GLOBAL EAGLE ENTMT INC | 28,835,876 | $20.8B | 0.77% | |
| 32 | —BIODELIVERY SCIENCES INTL IN | 4,846,167 | $20.4B | 0.76% | |
| 33 | —CRH MEDICAL CORP | 6,534,155 | $20.1B | 0.74% | |
| 34 | DHXDHI GROUP INC | 4,998,075 | $19.2B | 0.71% | |
| 35 | AABAUSDALTABA INC | 883,464 | $17.2B | 0.64% | |
| 36 | CUROEURCURO GROUP HLDGS CORP | 1,229,332 | $16.3B | 0.60% | |
| 37 | RDNTRADNET INC | 1,129,814 | $16.2B | 0.60% | |
| 38 | ESTAESTABLISHMENT LABS HLDGS INC | 851,922 | $16.1B | 0.60% | |
| 39 | JYNTJOINT CORP | 848,881 | $15.8B | 0.59% | |
| 40 | —EXELA TECHNOLOGIES INC | 12,777,887 | $15.1B | 0.56% | |
| 41 | PARPAR TECHNOLOGY CORP | 628,017 | $14.9B | 0.55% | |
| 42 | MEDMEDIFAST INC | 121,407 | $12.6B | 0.47% | |
| 43 | CUECUE BIOPHARMA INC | 1,378,198 | $11.6B | 0.43% | |
| 44 | —FALCON MINERALS CORP | 2,017,894 | $11.6B | 0.43% | |
| 45 | —ARMSTRONG FLOORING INC | 1,637,724 | $10.5B | 0.39% | |
| 46 | VMDVIEMED HEALTHCARE INC | 1,498,100 | $10.3B | 0.38% | |
| 47 | RFLRAFAEL HLDGS INC | 485,366 | $10.2B | 0.38% | |
| 48 | SRLSCULLY ROYALTY LTD | 837,048 | $9.8B | 0.36% | |
| 49 | AGSPLAYAGS INC | 900,000 | $9.3B | 0.34% | |
| 50 | SIGASIGA TECHNOLOGIES INC | 1,800,514 | $9.2B | 0.34% | |
| 51 | —FINTECH ACQUISITION CORP III | 842,730 | $9.0B | 0.33% | |
| 52 | —APTOSE BIOSCIENCES INC | 4,267,530 | $8.9B | 0.33% | |
| 53 | —SELECT INTERIOR CONCEPTS INC | 653,461 | $8.5B | 0.31% | |
| 54 | CEMIUSDCHEMBIO DIAGNOSTICS INC | 1,239,983 | $7.6B | 0.28% | |
| 55 | —SEARS HOMETOWN & OUTLET STOR | 2,131,251 | $7.5B | 0.28% | |
| 56 | IGTINTERNATIONAL GAME TECHNOLOG | 500,000 | $7.1B | 0.26% | Call |
| 57 | —NEOS THERAPEUTICS INC | 4,610,000 | $6.8B | 0.25% | |
| 58 | ELVTUSDELEVATE CREDIT INC | 1,568,411 | $6.6B | 0.24% | |
| 59 | SSKNSTRATA SKIN SCIENCES INC | 2,851,001 | $6.1B | 0.23% | |
| 60 | —APOLLO ENDOSURGERY INC | 1,810,562 | $6.0B | 0.22% | |
| 61 | —SUNESIS PHARMACEUTICALS INC | 7,700,146 | $5.5B | 0.21% | |
| 62 | GYRECATALYST BIOSCIENCES INC | 1,062,843 | $5.2B | 0.19% | |
| 63 | —INSURANCE ACQUISITION CORP | 500,000 | $5.2B | 0.19% | |
| 64 | LINCLINCOLN EDL SVCS CORP | 2,436,805 | $5.1B | 0.19% | |
| 65 | —ARYA SCIENCES ACQUISITION CO | 452,944 | $5.0B | 0.18% | |
| 66 | NATRNATURES SUNSHINE PRODUCTS IN | 583,510 | $4.8B | 0.18% | |
| 67 | —RUMBLEON INC | 1,634,350 | $4.7B | 0.18% | |
| 68 | GLMDGALMED PHARMACEUTICALS LTD | 879,200 | $4.2B | 0.16% | |
| 69 | TAUSDTRAVELCENTERS OF AMERICA INC | 337,390 | $4.2B | 0.15% | |
| 70 | —EMMIS COMMUNICATIONS CORP | 781,783 | $3.9B | 0.15% | |
| 71 | MACKEURMERRIMACK PHARMACEUTICALS IN | 747,635 | $3.4B | 0.12% | |
| 72 | —DOVER MOTORSPORTS INC | 1,695,541 | $3.4B | 0.12% | |
| 73 | —HTG MOLECULAR DIAGNOSTICS IN | 5,000,000 | $3.3B | 0.12% | |
| 74 | —ACER THERAPEUTICS INC | 990,655 | $3.2B | 0.12% | |
| 75 | 2XYSCIPLAY CORP | 250,000 | $2.7B | 0.10% | |
| 76 | ZVOIZOVIO INC | 1,083,906 | $2.1B | 0.08% | |
| 77 | CCXIEURCHEMOCENTRYX INC | 300,000 | $2.0B | 0.08% | Call |
| 78 | —STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $1.9B | 0.07% | |
| 79 | —DARIOHEALTH CORP | 4,281,652 | $1.3B | 0.05% | |
| 80 | DCPHEURDECIPHERA PHARMACEUTICALS IN | 38,247 | $1.3B | 0.05% | |
| 81 | —CHARDAN HEALTHCARE ACQUISITI | 100,000 | $1.2B | 0.04% | |
| 82 | —FALCON MINERALS CORP | 878,022 | $942.0M | 0.03% | |
| 83 | —MOTUS GI HLDGS INC | 417,708 | $827.0M | 0.03% | |
| 84 | —FORTRESS BIOTECH INC | 336,621 | $475.0M | 0.02% |