Nantahala Capital Management, LLC Q3 2018 Filing
Filed November 14, 2018
Portfolio Value
$3.7T
Holdings
89
Report Date
Q3 2018
Filing Type
13F-HR
All Holdings (89 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 4,400,000 | $741.6B | 19.95% | Put |
| 2 | IYRISHARES TR | 3,000,000 | $240.1B | 6.46% | Put |
| 3 | EXASEXACT SCIENCES CORP | 2,978,800 | $235.1B | 6.33% | Put |
| 4 | LNWOSCIENTIFIC GAMES CORP | 6,761,600 | $171.7B | 4.62% | Call |
| 5 | STLAFIAT CHRYSLER AUTOMOBILES N | 7,970,000 | $139.6B | 3.76% | Call |
| 6 | QUREUNIQURE NV | 3,682,471 | $134.0B | 3.61% | Call |
| 7 | CDXSCODEXIS INC | 6,679,954 | $114.6B | 3.08% | |
| 8 | HCAHCA HEALTHCARE INC | 700,000 | $97.4B | 2.62% | Put |
| 9 | THCTENET HEALTHCARE CORP | 3,383,403 | $96.3B | 2.59% | Call |
| 10 | XBISPDR SERIES TRUST | 1,000,000 | $95.9B | 2.58% | Put |
| 11 | —SODASTREAM INTERNATIONAL LTD | 645,465 | $92.4B | 2.48% | Call |
| 12 | RHRH | 673,428 | $88.2B | 2.37% | Call |
| 13 | WRLDWORLD ACCEP CORP DEL | 727,412 | $83.2B | 2.24% | |
| 14 | AABAUSDALTABA INC | 1,171,691 | $79.8B | 2.15% | |
| 15 | —ARQULE INC | 12,101,879 | $68.5B | 1.84% | |
| 16 | LXFRLUXFER HOLDINGS PLC | 2,645,749 | $61.5B | 1.66% | |
| 17 | GDENGOLDEN ENTMT INC | 2,406,298 | $57.8B | 1.55% | |
| 18 | AKBAAKEBIA THERAPEUTICS INC | 5,575,211 | $49.2B | 1.32% | Call |
| 19 | IBBISHARES TR | 400,000 | $48.8B | 1.31% | Put |
| 20 | —EXELA TECHNOLOGIES INC | 6,662,582 | $47.5B | 1.28% | |
| 21 | —QAD INC | 832,927 | $47.2B | 1.27% | |
| 22 | CUROEURCURO GROUP HLDGS CORP | 1,476,902 | $44.6B | 1.20% | |
| 23 | CASHMETA FINL GROUP INC | 539,516 | $44.6B | 1.20% | |
| 24 | SPYSPDR S&P 500 ETF TR | 150,000 | $43.6B | 1.17% | Call |
| 25 | CVNACARVANA CO | 735,700 | $43.5B | 1.17% | |
| 26 | DXPEDXP ENTERPRISES INC NEW | 967,028 | $38.7B | 1.04% | |
| 27 | —NUTRI SYS INC NEW | 1,000,000 | $37.0B | 1.00% | Put |
| 28 | —ARMSTRONG FLOORING INC | 1,776,513 | $32.2B | 0.87% | |
| 29 | PRTY1EURPARTY CITY HOLDCO INC | 2,368,883 | $32.1B | 0.86% | |
| 30 | FUODOLBY LABORATORIES INC | 441,932 | $30.9B | 0.83% | |
| 31 | —HERTZ GLOBAL HLDGS INC | 1,800,000 | $29.4B | 0.79% | Call |
| 32 | —ON DECK CAP INC | 3,800,145 | $28.8B | 0.77% | |
| 33 | CZREURCAESARS ENTMT CORP | 2,500,000 | $25.6B | 0.69% | Call |
| 34 | —GLOBAL EAGLE ENTMT INC | 9,002,629 | $25.4B | 0.68% | |
| 35 | —CRH MEDICAL CORP | 6,155,826 | $24.5B | 0.66% | |
| 36 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 2,527,260 | $24.2B | 0.65% | |
| 37 | TBBKBANCORP INC DEL | 2,429,139 | $23.3B | 0.63% | |
| 38 | IMXIINTERNATIONAL MNY EXPRESS IN | 1,780,698 | $21.4B | 0.58% | |
| 39 | —ACER THERAPEUTICS INC | 691,388 | $21.3B | 0.57% | |
| 40 | HRBBLOCK H & R INC | 800,000 | $20.6B | 0.55% | Put |
| 41 | —BRIDGEPOINT ED INC | 1,932,134 | $19.6B | 0.53% | |
| 42 | ADTADT INC | 2,000,000 | $18.8B | 0.51% | Call |
| 43 | —FALCON MINERALS CORP | 1,538,608 | $16.9B | 0.46% | |
| 44 | SIGASIGA TECHNOLOGIES INC | 2,348,457 | $16.2B | 0.44% | |
| 45 | —SYNERGY PHARMACEUTICALS DEL | 8,263,335 | $14.0B | 0.38% | |
| 46 | GLMDGALMED PHARMACEUTICALS LTD | 838,674 | $11.4B | 0.31% | |
| 47 | —OWENS RLTY MTG INC | 669,273 | $11.3B | 0.30% | |
| 48 | —VIVEVE MED INC | 3,948,132 | $10.6B | 0.28% | |
| 49 | GMGENERAL MTRS CO | 300,000 | $10.1B | 0.27% | Put |
| 50 | —FTD COS INC | 3,710,763 | $9.8B | 0.26% | |
| 51 | TLYSTILLYS INC | 512,103 | $9.7B | 0.26% | |
| 52 | DHXDHI GROUP INC | 4,587,341 | $9.6B | 0.26% | |
| 53 | PCGPG&E CORP | 205,000 | $9.4B | 0.25% | |
| 54 | —GTT COMMUNICATIONS INC | 211,658 | $9.2B | 0.25% | |
| 55 | SSKNSTRATA SKIN SCIENCES INC | 2,558,891 | $9.1B | 0.24% | |
| 56 | JYNTJOINT CORP | 1,024,721 | $8.8B | 0.24% | |
| 57 | —APOLLO ENDOSURGERY INC | 1,191,985 | $8.5B | 0.23% | |
| 58 | CCXIEURCHEMOCENTRYX INC | 643,338 | $8.1B | 0.22% | |
| 59 | CUECUE BIOPHARMA INC | 853,098 | $7.7B | 0.21% | |
| 60 | FLWSFLWS/1-800 FLOWERS | 582,051 | $6.9B | 0.18% | |
| 61 | IOVAIOVANCE BIOTHERAPEUTICS INC | 601,710 | $6.8B | 0.18% | |
| 62 | FFORD MTR CO DEL | 700,000 | $6.5B | 0.17% | Put |
| 63 | GAIAGAIA INC NEW | 417,996 | $6.4B | 0.17% | |
| 64 | —SEARS HOMETOWN & OUTLET STOR | 2,176,251 | $6.4B | 0.17% | |
| 65 | —EMMIS COMMUNICATIONS CORP | 1,092,951 | $5.7B | 0.15% | |
| 66 | LINCLINCOLN EDL SVCS CORP | 2,416,805 | $5.5B | 0.15% | |
| 67 | RRRRED ROCK RESORTS INC | 200,000 | $5.3B | 0.14% | Put |
| 68 | NATRNATURES SUNSHINE PRODUCTS IN | 576,807 | $5.0B | 0.14% | |
| 69 | ESTAESTABLISHMENT LABS HLDGS INC | 200,000 | $4.8B | 0.13% | |
| 70 | —BIODELIVERY SCIENCES INTL IN | 1,666,667 | $4.7B | 0.13% | |
| 71 | —MFC BANCORP LTD | 754,632 | $4.6B | 0.12% | |
| 72 | —TRAVELCENTERS AMER LLC | 759,401 | $4.3B | 0.12% | |
| 73 | —DOVER MOTORSPORTS INC | 1,725,789 | $3.7B | 0.10% | |
| 74 | RFLRAFAEL HLDGS INC | 441,092 | $3.7B | 0.10% | |
| 75 | ELVTUSDELEVATE CREDIT INC | 443,491 | $3.6B | 0.10% | |
| 76 | PIRSPIERIS PHARMACEUTICALS INC | 635,845 | $3.6B | 0.10% | |
| 77 | —DOVER DOWNS GAMING & ENTMT I | 1,161,233 | $3.3B | 0.09% | |
| 78 | —ASCENT CAP GROUP INC | 1,794,260 | $3.2B | 0.09% | |
| 79 | RLGTRADIANT LOGISTICS INC | 525,300 | $3.1B | 0.08% | |
| 80 | TBHCKIRKLANDS INC | 300,000 | $3.0B | 0.08% | Put |
| 81 | —RUMBLEON INC | 260,343 | $2.7B | 0.07% | |
| 82 | SHLDEURSEARS HLDGS CORP | 2,789,201 | $2.7B | 0.07% | Put |
| 83 | —ROADRUNNER TRNSN SVCS HLDG I | 2,948,930 | $2.5B | 0.07% | |
| 84 | PARPAR TECHNOLOGY CORP | 110,504 | $2.5B | 0.07% | |
| 85 | —STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $2.1B | 0.06% | |
| 86 | —FALCON MINERALS CORP | 878,022 | $1.5B | 0.04% | |
| 87 | —PAIN THERAPEUTICS INC | 647,053 | $654.0M | 0.02% | |
| 88 | —INTERNATIONAL MNY EXPRESS IN | 249,999 | $587.0M | 0.02% | |
| 89 | RBCAAREPUBLIC BANCORP KY | 7,371 | $340.0M | 0.01% |