Nantahala Capital Management, LLC Q2 2016 Filing
Filed August 15, 2016
Portfolio Value
$922.5B
Holdings
61
Report Date
Q2 2016
Filing Type
13F-HR
All Holdings (61 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 1,840,000 | $211.6B | 22.94% | Put |
| 2 | —DIAMOND RESORTS INTL INC | 3,099,487 | $92.9B | 10.07% | Call |
| 3 | LNWOSCIENTIFIC GAMES CORP | 7,565,202 | $69.5B | 7.54% | Call |
| 4 | —FIRST CASH FINL SVCS INC | 787,073 | $40.4B | 4.38% | |
| 5 | —YAHOO INC | 1,042,776 | $39.2B | 4.25% | |
| 6 | FUODOLBY LABORATORIES INC | 816,307 | $39.1B | 4.23% | |
| 7 | —SODASTREAM INTERNATIONAL LTD | 1,386,290 | $29.6B | 3.21% | |
| 8 | —POWERSHARES QQQ TRUST | 250,000 | $26.9B | 2.91% | Put |
| 9 | CASHMETA FINL GROUP INC | 474,098 | $24.2B | 2.62% | |
| 10 | —SCICLONE PHARMACEUTICALS INC | 1,769,558 | $23.1B | 2.51% | |
| 11 | CDXSCODEXIS INC | 5,545,543 | $22.3B | 2.42% | |
| 12 | CTRNCITI TRENDS INC | 1,198,280 | $18.6B | 2.02% | |
| 13 | —ARQULE INC | 8,964,045 | $17.0B | 1.85% | |
| 14 | —OWENS RLTY MTG INC | 916,268 | $15.2B | 1.65% | |
| 15 | —BRIDGEPOINT ED INC | 1,896,445 | $13.7B | 1.49% | |
| 16 | —LUXFER HLDGS PLC | 1,069,501 | $12.9B | 1.39% | |
| 17 | CROXCROCS INC | 1,118,223 | $12.6B | 1.37% | |
| 18 | AKBAAKEBIA THERAPEUTICS INC | 1,680,390 | $12.6B | 1.36% | |
| 19 | —PAIN THERAPEUTICS INC | 5,735,324 | $12.6B | 1.36% | |
| 20 | GDENGOLDEN ENTMT INC | 992,068 | $11.6B | 1.26% | |
| 21 | —IMPERIAL HLDGS INC | 11,970,000 | $10.7B | 1.16% | |
| 22 | EZPWEZCORP INC | 1,407,086 | $10.6B | 1.15% | |
| 23 | —QAD INC | 518,716 | $10.0B | 1.08% | |
| 24 | STLAFIAT CHRYSLER AUTOMOBILES N | 1,539,752 | $9.4B | 1.02% | Call |
| 25 | TBBKBANCORP INC DEL | 1,525,787 | $9.2B | 1.00% | |
| 26 | —PHARMATHENE INC | 3,252,045 | $7.9B | 0.86% | |
| 27 | —RESTORATION HARDWARE HLDGS I | 272,876 | $7.8B | 0.85% | |
| 28 | —COLONY STARWOOD HOMES | 255,951 | $7.8B | 0.84% | |
| 29 | RACEFERRARI N V | 189,582 | $7.8B | 0.84% | |
| 30 | RLGTRADIANT LOGISTICS INC | 2,550,665 | $7.7B | 0.83% | |
| 31 | —TRANS WORLD ENTMT CORP | 1,784,034 | $6.7B | 0.73% | |
| 32 | CRMTAMERICAS CAR MART INC | 228,156 | $6.4B | 0.70% | |
| 33 | —EMERGENT CAP INC | 1,845,659 | $6.2B | 0.67% | |
| 34 | —ITT EDUCATIONAL SERVICES INC | 3,063,792 | $5.9B | 0.64% | Call |
| 35 | RBCAAREPUBLIC BANCORP KY | 191,314 | $5.3B | 0.57% | |
| 36 | FDO.FMACYS INC | 150,000 | $5.0B | 0.55% | |
| 37 | EPMEVOLUTION PETROLEUM CORP | 903,282 | $4.9B | 0.54% | |
| 38 | —EZCORP INC | 5,500,000 | $4.6B | 0.50% | |
| 39 | —QAD INC | 245,765 | $4.3B | 0.46% | |
| 40 | —FINTECH ACQUISITION CORP | 397,363 | $4.0B | 0.43% | |
| 41 | —FALCONSTOR SOFTWARE INC | 3,393,018 | $3.6B | 0.39% | |
| 42 | LINCLINCOLN EDL SVCS CORP | 2,200,494 | $3.3B | 0.36% | |
| 43 | —ON DECK CAP INC | 592,515 | $3.1B | 0.33% | |
| 44 | —COGENTIX MED INC | 3,134,956 | $3.0B | 0.33% | |
| 45 | SRPTSAREPTA THERAPEUTICS INC | 150,000 | $2.9B | 0.31% | Call |
| 46 | SXCSUNCOKE ENERGY INC | 464,182 | $2.7B | 0.29% | |
| 47 | —DOVER MOTORSPORTS INC | 1,197,313 | $2.6B | 0.28% | |
| 48 | RMREGIONAL MGMT CORP | 172,974 | $2.5B | 0.27% | |
| 49 | —CASH AMER INTL INC | 48,394 | $2.1B | 0.22% | |
| 50 | CCXIEURCHEMOCENTRYX INC | 428,687 | $1.9B | 0.21% | |
| 51 | —TRAVELCENTERS AMER LLC | 152,511 | $1.2B | 0.13% | |
| 52 | —DOVER DOWNS GAMING & ENTMT I | 1,071,772 | $1.1B | 0.12% | |
| 53 | SXCPUSDSUNCOKE ENERGY PARTNERS L P | 97,375 | $1.1B | 0.11% | |
| 54 | —EMMIS COMMUNICATIONS CORP | 1,368,777 | $996.0M | 0.11% | |
| 55 | —MFC BANCORP LTD | 337,978 | $740.0M | 0.08% | |
| 56 | WHFWHITEHORSE FIN INC | 57,132 | $618.0M | 0.07% | |
| 57 | —PHOTOMEDEX INC | 1,384,777 | $349.0M | 0.04% | |
| 58 | —FINTECH ACQUISITION CORP | 397,363 | $318.0M | 0.03% | |
| 59 | —OCWEN FINL CORP | 186,000 | $318.0M | 0.03% | Call |
| 60 | —CASTLE A M & CO | 134,764 | $221.0M | 0.02% | |
| 61 | UTIUNIVERSAL TECHNICAL INST INC | 49,003 | $111.0M | 0.01% |