Nantahala Capital Management, LLC Q1 2018 Filing
Filed May 15, 2018
Portfolio Value
$2.2T
Holdings
71
Report Date
Q1 2018
Filing Type
13F-HR
All Holdings (71 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 2,670,000 | $405.4B | 18.27% | Put |
| 2 | SPYSPDR S&P 500 ETF TR | 750,000 | $197.4B | 8.90% | Put |
| 3 | LNWOSCIENTIFIC GAMES CORP | 4,295,200 | $178.7B | 8.05% | Call |
| 4 | THCTENET HEALTHCARE CORP | 3,658,700 | $88.7B | 4.00% | Call |
| 5 | AABAUSDALTABA INC | 1,171,691 | $86.8B | 3.91% | |
| 6 | WRLDWORLD ACCEP CORP DEL | 774,363 | $81.5B | 3.68% | Call |
| 7 | EXASEXACT SCIENCES CORP | 1,900,000 | $76.6B | 3.45% | Put |
| 8 | CDXSCODEXIS INC | 6,679,954 | $73.5B | 3.31% | |
| 9 | STLAFIAT CHRYSLER AUTOMOBILES N | 3,200,000 | $65.7B | 2.96% | Call |
| 10 | —SODASTREAM INTERNATIONAL LTD | 639,991 | $58.8B | 2.65% | Call |
| 11 | QUREUNIQURE NV | 2,339,774 | $55.0B | 2.48% | Call |
| 12 | CASHMETA FINL GROUP INC | 481,814 | $52.6B | 2.37% | |
| 13 | RHRH | 546,100 | $52.0B | 2.35% | Call |
| 14 | GDENGOLDEN ENTMT INC | 1,844,327 | $42.8B | 1.93% | |
| 15 | SIGASIGA TECHNOLOGIES INC | 6,010,249 | $36.8B | 1.66% | |
| 16 | —ARQULE INC | 12,222,130 | $35.2B | 1.59% | |
| 17 | AKBAAKEBIA THERAPEUTICS INC | 3,686,143 | $35.1B | 1.58% | Call |
| 18 | LXFRLUXFER HOLDINGS PLC | 2,645,749 | $33.9B | 1.53% | |
| 19 | FUODOLBY LABORATORIES INC | 492,270 | $31.3B | 1.41% | |
| 20 | —QAD INC | 686,814 | $28.6B | 1.29% | |
| 21 | PRTY1EURPARTY CITY HOLDCO INC | 1,797,401 | $28.0B | 1.26% | |
| 22 | —EXELA TECHNOLOGIES INC | 4,553,479 | $25.2B | 1.13% | |
| 23 | DXPEDXP ENTERPRISES INC NEW | 637,950 | $24.8B | 1.12% | |
| 24 | —SYNERGY PHARMACEUTICALS DEL | 11,578,568 | $21.2B | 0.95% | |
| 25 | —ON DECK CAP INC | 3,750,270 | $21.0B | 0.94% | |
| 26 | HRBBLOCK H & R INC | 800,000 | $20.3B | 0.92% | Put |
| 27 | HCAHCA HEALTHCARE INC | 200,000 | $19.4B | 0.87% | Put |
| 28 | —ARMSTRONG FLOORING INC | 1,428,321 | $19.4B | 0.87% | |
| 29 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 1,844,673 | $18.3B | 0.82% | |
| 30 | TBBKBANCORP INC DEL | 1,638,655 | $17.7B | 0.80% | |
| 31 | XBISPDR SERIES TRUST | 200,000 | $17.5B | 0.79% | Put |
| 32 | CUROEURCURO GROUP HLDGS CORP | 995,599 | $17.1B | 0.77% | |
| 33 | —HERTZ GLOBAL HLDGS INC | 800,000 | $15.9B | 0.72% | Call |
| 34 | —JAMBA INC | 1,834,835 | $15.7B | 0.71% | |
| 35 | —COGENTIX MED INC | 3,639,853 | $14.0B | 0.63% | |
| 36 | —GLOBAL EAGLE ENTMT INC | 9,002,629 | $13.2B | 0.60% | |
| 37 | IBBISHARES TR | 100,000 | $10.7B | 0.48% | Put |
| 38 | —VIVEVE MED INC | 2,847,204 | $10.4B | 0.47% | |
| 39 | —OSPREY ENERGY ACQUISITION CO | 1,000,000 | $10.1B | 0.46% | |
| 40 | —CRH MEDICAL CORP | 3,921,193 | $9.9B | 0.45% | |
| 41 | —OWENS RLTY MTG INC | 666,630 | $9.7B | 0.44% | |
| 42 | RRRRED ROCK RESORTS INC | 325,000 | $9.5B | 0.43% | Put |
| 43 | AGSPLAYAGS INC | 399,158 | $9.3B | 0.42% | |
| 44 | CCXIEURCHEMOCENTRYX INC | 600,488 | $8.2B | 0.37% | |
| 45 | SHLDEURSEARS HLDGS CORP | 3,052,490 | $8.2B | 0.37% | Put |
| 46 | ELVTUSDELEVATE CREDIT INC | 1,138,326 | $8.1B | 0.36% | |
| 47 | —FTD COS INC | 2,152,280 | $7.8B | 0.35% | |
| 48 | —LIBERTY TAX INC | 679,037 | $6.9B | 0.31% | |
| 49 | —SEARS HOMETOWN & OUTLET STOR | 2,176,251 | $6.5B | 0.29% | |
| 50 | NATRNATURES SUNSHINE PRODUCTS IN | 576,602 | $6.3B | 0.29% | |
| 51 | GAIAGAIA INC NEW | 400,796 | $6.2B | 0.28% | |
| 52 | —FINTECH ACQUISITION CORP II | 604,498 | $6.0B | 0.27% | |
| 53 | TLYSTILLYS INC | 512,103 | $5.8B | 0.26% | |
| 54 | —EMMIS COMMUNICATIONS CORP | 1,092,951 | $5.0B | 0.23% | |
| 55 | —ACER THERAPEUTICS INC | 250,252 | $4.8B | 0.22% | |
| 56 | —BRIDGEPOINT ED INC | 707,639 | $4.8B | 0.21% | |
| 57 | —PAIN THERAPEUTICS INC | 647,053 | $4.6B | 0.21% | |
| 58 | LINCLINCOLN EDL SVCS CORP | 2,159,705 | $4.3B | 0.19% | |
| 59 | —ASCENT CAP GROUP INC | 1,142,185 | $4.2B | 0.19% | |
| 60 | DHXDHI GROUP INC | 2,431,665 | $4.1B | 0.18% | |
| 61 | —DOVER MOTORSPORTS INC | 1,725,789 | $3.6B | 0.16% | |
| 62 | —MFC BANCORP LTD | 529,739 | $3.3B | 0.15% | |
| 63 | —STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $3.2B | 0.15% | |
| 64 | —DOVER DOWNS GAMING & ENTMT I | 1,886,458 | $2.5B | 0.11% | |
| 65 | —TRAVELCENTERS AMER LLC | 676,127 | $2.4B | 0.11% | |
| 66 | RLGTRADIANT LOGISTICS INC | 525,300 | $2.0B | 0.09% | |
| 67 | —TRANS WORLD ENTMT CORP | 1,509,356 | $1.9B | 0.09% | |
| 68 | GLMDGALMED PHARMACEUTICALS LTD | 308,628 | $1.7B | 0.08% | |
| 69 | CRMTAMERICAS CAR MART INC | 16,348 | $825.0M | 0.04% | |
| 70 | —FINTECH ACQUISITION CORP II | 249,999 | $330.0M | 0.01% | |
| 71 | RBCAAREPUBLIC BANCORP KY | 7,371 | $282.0M | 0.01% |