Nantahala Capital Management, LLC Q1 2016 Filing
Filed May 16, 2016
Portfolio Value
$972.1B
Holdings
64
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (64 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 2,550,800 | $282.2B | 29.03% | Put |
| 2 | —DIAMOND RESORTS INTL INC | 3,248,127 | $78.9B | 8.12% | Call |
| 3 | LNWOSCIENTIFIC GAMES CORP | 8,184,101 | $77.2B | 7.94% | Call |
| 4 | —YAHOO INC | 1,075,850 | $39.6B | 4.07% | |
| 5 | FUODOLBY LABORATORIES INC | 839,807 | $36.5B | 3.75% | |
| 6 | —FIRST CASH FINL SVCS INC | 489,713 | $22.6B | 2.32% | |
| 7 | —SCICLONE PHARMACEUTICALS INC | 2,025,150 | $22.3B | 2.29% | |
| 8 | —BRIDGEPOINT ED INC | 2,201,945 | $22.2B | 2.28% | |
| 9 | CASHMETA FINL GROUP INC | 471,198 | $21.5B | 2.21% | |
| 10 | —SODASTREAM INTERNATIONAL LTD | 1,410,806 | $19.9B | 2.04% | |
| 11 | CTRNCITI TRENDS INC | 1,002,603 | $17.9B | 1.84% | |
| 12 | CDXSCODEXIS INC | 5,014,509 | $15.6B | 1.60% | |
| 13 | —OWENS RLTY MTG INC | 943,890 | $15.1B | 1.55% | |
| 14 | CROXCROCS INC | 1,555,996 | $15.0B | 1.54% | |
| 15 | —PAIN THERAPEUTICS INC | 6,434,498 | $14.3B | 1.48% | |
| 16 | FDO.FMACYS INC | 319,112 | $14.1B | 1.45% | |
| 17 | —ARQULE INC | 8,543,652 | $13.7B | 1.41% | |
| 18 | STLAFIAT CHRYSLER AUTOMOBILES N | 1,587,952 | $12.8B | 1.32% | Call |
| 19 | —IMPERIAL HLDS INC | 13,970,000 | $12.5B | 1.28% | |
| 20 | AKBAAKEBIA THERAPEUTICS INC | 1,347,326 | $12.1B | 1.25% | |
| 21 | —CROWN MEDIA HLDGS INC | 2,275,217 | $11.6B | 1.19% | |
| 22 | —QAD INC | 484,560 | $10.3B | 1.06% | |
| 23 | GDENGOLDEN ENTMT INC | 930,205 | $10.1B | 1.04% | |
| 24 | RMREGIONAL MGMT CORP | 577,024 | $9.9B | 1.02% | |
| 25 | RLGTRADIANT LOGISTICS INC | 2,748,540 | $9.8B | 1.01% | |
| 26 | RACEFERRARI N V | 215,082 | $9.0B | 0.92% | |
| 27 | —CASH AMER INTL INC | 228,262 | $8.8B | 0.91% | |
| 28 | TBBKBANCORP INC DEL | 1,525,787 | $8.7B | 0.90% | |
| 29 | —ITT EDUCATIONAL SERVICES INC | 2,819,288 | $8.7B | 0.90% | |
| 30 | —SELECT INCOME REIT | 365,457 | $8.4B | 0.87% | |
| 31 | —LUXFER HLDGS PLC | 791,155 | $8.4B | 0.86% | |
| 32 | —EMERGENT CAP INC | 1,937,560 | $7.8B | 0.80% | |
| 33 | —TRANS WORLD ENTMT CORP | 2,034,034 | $7.6B | 0.79% | |
| 34 | —PHARMATHENE INC | 3,251,838 | $6.4B | 0.66% | |
| 35 | —FALCONSTOR SOFTWARE INC | 4,250,690 | $5.7B | 0.59% | |
| 36 | SXCSUNCOKE ENERGY INC | 875,782 | $5.7B | 0.59% | |
| 37 | —COLONY STARWOOD HOMES | 229,951 | $5.7B | 0.59% | |
| 38 | RBCAAREPUBLIC BANCORP KY | 211,624 | $5.5B | 0.56% | |
| 39 | LINCLINCOLN EDL SVCS CORP | 2,151,049 | $5.3B | 0.55% | |
| 40 | EPMEVOLUTION PETROLEUM CORP | 1,036,786 | $5.0B | 0.52% | |
| 41 | —FINTECH ACQUISITION CORP* | 450,000 | $4.9B | 0.50% | |
| 42 | —QAD INC | 245,765 | $4.4B | 0.45% | |
| 43 | BCOVUSDBRIGHTCOVE INC | 641,972 | $4.0B | 0.41% | |
| 44 | —RESOURCE AMERICA INC | 691,032 | $4.0B | 0.41% | |
| 45 | SRPTSAREPTA THERAPEUTICS INC | 200,000 | $3.9B | 0.40% | Call |
| 46 | —USA TRUCK INC | 154,996 | $2.9B | 0.30% | |
| 47 | —DOVER MOTORSPORTS INC | 1,248,903 | $2.8B | 0.29% | |
| 48 | —COGENTIX MED INC | 2,491,304 | $2.7B | 0.28% | |
| 49 | WHFWHITEHORSE FIN INC | 235,669 | $2.4B | 0.25% | |
| 50 | RYIRYERSON HLDG CORP | 403,226 | $2.2B | 0.23% | |
| 51 | —CASTLE A M & CO | 3,623,000 | $1.8B | 0.18% | |
| 52 | RYAMRAYONIER ADVANCED MATLS INC | 178,651 | $1.7B | 0.17% | |
| 53 | EZPWEZCORP INC | 563,813 | $1.7B | 0.17% | |
| 54 | GMEGAMESTOP CORP NEW | 47,700 | $1.5B | 0.16% | Put |
| 55 | SXCPUSDSUNCOKE ENERGY PARTNERS L P | 187,375 | $1.4B | 0.14% | |
| 56 | UTIUNIVERSAL TECHNICAL INST INC | 201,187 | $867.0M | 0.09% | |
| 57 | —SYNERGY PHARMACEUTICALS DEL | 300,000 | $828.0M | 0.09% | |
| 58 | —MFC BANCORP LTD | 387,978 | $768.0M | 0.08% | |
| 59 | —PHOTOMEDEX INC | 1,384,777 | $748.0M | 0.08% | |
| 60 | —EMMIS COMMUNICATIONS CORP | 1,237,562 | $720.0M | 0.07% | |
| 61 | —CENVEO INC | 1,247,162 | $564.0M | 0.06% | |
| 62 | —OCWEN FINL CORP | 186,000 | $459.0M | 0.05% | Call |
| 63 | —CASTLE A M & CO | 134,764 | $364.0M | 0.04% | |
| 64 | —DOVER DOWNS GAMING & ENTMT I | 187,970 | $201.0M | 0.02% |