MAI Capital Management Q4 2018 Filing
Filed January 30, 2019
Portfolio Value
$1.7T
Holdings
436
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (436 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | DLSWisdomTree Int'l Small Cap Div | 70,664 | $4.3B | 0.25% | |
| 102 | —JPM EAFE Nt due 4/10/2019 | 3,890,000 | $4.1B | 0.24% | |
| 103 | AQLTiShares Select Dividend ETF | 46,227 | $4.1B | 0.24% | |
| 104 | MPLXMPLX LP | 135,092 | $4.1B | 0.24% | |
| 105 | WYWeyerhauser Corporation | 186,379 | $4.1B | 0.24% | |
| 106 | —JPM SX5E due 5/11/20 | 4,390,000 | $4.1B | 0.24% | |
| 107 | —Tallgrass Energy LP Class A | 165,125 | $4.0B | 0.23% | |
| 108 | GELGenesis Energy LP | 215,924 | $4.0B | 0.23% | |
| 109 | —Antero Midstream Partners LP | 184,290 | $3.9B | 0.23% | |
| 110 | —RBC SPX due 8/13/20 | 3,942,000 | $3.8B | 0.22% | |
| 111 | FEZSPDR Euro STOXX 50 ETF | 114,106 | $3.8B | 0.22% | |
| 112 | WQTMWisdomtree Midcap Dividend | 116,017 | $3.7B | 0.21% | |
| 113 | —MS SPX due 5/13/21 | 3,955,000 | $3.6B | 0.21% | |
| 114 | IJSiShares S&P Small Cap 600 Valu | 27,430 | $3.6B | 0.21% | |
| 115 | NWLNewell Rubbermaid Company | 192,578 | $3.6B | 0.21% | |
| 116 | —Valero Energy Partners LP | 84,523 | $3.6B | 0.21% | |
| 117 | GSLCGS Activebeta Large Cap ETF | 70,488 | $3.5B | 0.21% | |
| 118 | AMJEURJPMorgan Alerian MLP Index | 158,153 | $3.5B | 0.21% | |
| 119 | —GS SX5E Nt due 3/31/20 | 4,053,000 | $3.5B | 0.21% | |
| 120 | —Intercontinental Exchange, Inc | 46,008 | $3.5B | 0.20% | |
| 121 | CAHCardinal Health Inc. | 77,449 | $3.5B | 0.20% | |
| 122 | BLKCHFBlackrock Inc | 8,387 | $3.3B | 0.19% | |
| 123 | —GS S&P 500 Nt 8/2/19 | 2,690,000 | $3.0B | 0.17% | |
| 124 | MDTMedtronic Plc | 32,930 | $3.0B | 0.17% | |
| 125 | —Western Gas Equity Partners LP | 107,373 | $3.0B | 0.17% | |
| 126 | —JPM Russell 2000 Nt due 4/10/1 | 2,545,000 | $2.9B | 0.17% | |
| 127 | LVLNSPDR S&P Bank ETF | 71,335 | $2.7B | 0.16% | |
| 128 | NFLXNetflix Inc. | 9,797 | $2.6B | 0.15% | |
| 129 | BIDUNBaidu ADR | 16,499 | $2.6B | 0.15% | |
| 130 | —RBC RTY due 8/28/19 | 2,850,000 | $2.6B | 0.15% | |
| 131 | NOCNorthrop Grumman Corp | 10,550 | $2.6B | 0.15% | |
| 132 | UTXZUnited Technologies | 24,172 | $2.6B | 0.15% | |
| 133 | WMBWilliams Companies, Inc. | 114,462 | $2.5B | 0.15% | |
| 134 | —GS S&P MidCap 400 8/2/19 | 2,390,000 | $2.5B | 0.14% | |
| 135 | —Phillips 66 Partners LP Common | 58,296 | $2.5B | 0.14% | |
| 136 | IJTiShares S&P Small Cap 600 Grow | 14,956 | $2.4B | 0.14% | |
| 137 | —DowDuPont Inc. | 44,767 | $2.4B | 0.14% | |
| 138 | XIFRNextera Energy Partners Lp | 55,304 | $2.4B | 0.14% | |
| 139 | WESWestern Gas Partners | 56,240 | $2.4B | 0.14% | |
| 140 | MCDMcDonalds Corp | 13,149 | $2.3B | 0.14% | |
| 141 | —JPM SPX Nt due 12/23/20 | 2,440,000 | $2.3B | 0.13% | |
| 142 | ITA*iShares Dow Jones US Aerospace | 12,840 | $2.2B | 0.13% | |
| 143 | UNPUnion Pacific Corp | 15,977 | $2.2B | 0.13% | |
| 144 | LOWLowe's Cos. | 23,683 | $2.2B | 0.13% | |
| 145 | ADMArcher Daniels Midland Co. | 51,149 | $2.1B | 0.12% | |
| 146 | PEOExelon Corp. | 46,154 | $2.1B | 0.12% | |
| 147 | JPMEJP Morgan Diversified Ret Intl | 40,210 | $2.0B | 0.12% | |
| 148 | EOGEOG Resources | 22,804 | $2.0B | 0.12% | |
| 149 | —Allergan PLC | 14,790 | $2.0B | 0.12% | |
| 150 | —GS MID due 5/13/21 | 2,150,000 | $1.9B | 0.11% | |
| 151 | ROPRoper Industries | 7,068 | $1.9B | 0.11% | |
| 152 | SBUXStarbucks Corp | 29,158 | $1.9B | 0.11% | |
| 153 | —RBC EEM due 6/11/20 | 2,050,000 | $1.8B | 0.11% | |
| 154 | ELEstee Lauder | 14,178 | $1.8B | 0.11% | |
| 155 | CTSHCognizant Technology Solutions | 28,965 | $1.8B | 0.11% | |
| 156 | SLBSchlumberger Limited | 50,643 | $1.8B | 0.11% | |
| 157 | IWRiShares Russell Mid Cap Index | 37,756 | $1.8B | 0.10% | |
| 158 | ACNAccenture PLC Cl A | 12,294 | $1.7B | 0.10% | |
| 159 | —GS MID due 6/11/20 | 1,875,000 | $1.7B | 0.10% | |
| 160 | DHRDanaher Corp. | 16,604 | $1.7B | 0.10% | |
| 161 | —GS MID Nt due 12/24/20 | 1,940,000 | $1.7B | 0.10% | |
| 162 | WMTWalmart Inc | 18,182 | $1.7B | 0.10% | |
| 163 | —GS EEM Nt due 11/26/19 | 1,665,000 | $1.7B | 0.10% | |
| 164 | GILDGilead Sciences Inc | 26,176 | $1.6B | 0.10% | |
| 165 | —MS SPX due 6/11/20 | 1,680,000 | $1.6B | 0.09% | |
| 166 | —MS EFA Nt 8/2/19 | 1,557,000 | $1.6B | 0.09% | |
| 167 | CMAComerica Inc. | 22,811 | $1.6B | 0.09% | |
| 168 | SPYSPDR S&P 500 ETF | 6,000 | $1.5B | 0.09% | Call |
| 169 | SPYSPDR S&P 500 ETF | 6,000 | $1.5B | 0.09% | Put |
| 170 | PYPLPayPal Holdings, Inc | 17,747 | $1.5B | 0.09% | |
| 171 | BIIBBiogen Inc | 4,956 | $1.5B | 0.09% | |
| 172 | BUDAnheuser-Busch InBev | 22,578 | $1.5B | 0.09% | |
| 173 | IRIngersoll-Rand | 16,224 | $1.5B | 0.09% | Put |
| 174 | —GS EFA Nt due 11/26/19 | 1,570,000 | $1.5B | 0.09% | |
| 175 | USBUS Bancorp | 32,251 | $1.5B | 0.09% | |
| 176 | —RBC RTY Nt due 12/24/20 | 1,700,000 | $1.5B | 0.08% | |
| 177 | —JPM Russell 2000 Nt 8/2/19 | 1,340,000 | $1.4B | 0.08% | |
| 178 | 4I1Philip Morris Int'l | 21,193 | $1.4B | 0.08% | |
| 179 | IWSiShares Russell Mid Cap Value | 18,366 | $1.4B | 0.08% | |
| 180 | AVGOBroadcom Inc | 5,476 | $1.4B | 0.08% | |
| 181 | —GS MSCI EM 8/2/19 | 1,300,000 | $1.4B | 0.08% | |
| 182 | AMEAmetek Inc | 20,358 | $1.4B | 0.08% | |
| 183 | STTState Street Corp. | 21,409 | $1.4B | 0.08% | |
| 184 | VGTVanguard Information Technolog | 8,065 | $1.3B | 0.08% | |
| 185 | AAXJiShares Tr MSCI AC Asia Ex Jap | 20,584 | $1.3B | 0.08% | |
| 186 | XBISPDR S&P Biotech | 18,138 | $1.3B | 0.08% | |
| 187 | ITBiShares US Home Construction | 42,950 | $1.3B | 0.08% | |
| 188 | IWBiShares Russell 1000 | 9,115 | $1.3B | 0.07% | |
| 189 | STZConstellation Brands Inc. | 7,617 | $1.2B | 0.07% | |
| 190 | BRK-BBerkshire Hathaway | 4 | $1.2B | 0.07% | |
| 191 | MMM3M Company | 6,405 | $1.2B | 0.07% | |
| 192 | YUMYum! Brands Inc. | 13,148 | $1.2B | 0.07% | |
| 193 | IWPiShares Russell Mid Cap Growth | 10,477 | $1.2B | 0.07% | |
| 194 | TRVTravelers Companies Inc | 9,813 | $1.2B | 0.07% | |
| 195 | IYRiShares Dow Jones US RE Index | 15,626 | $1.2B | 0.07% | |
| 196 | SNPSSynopsys Inc | 13,883 | $1.2B | 0.07% | |
| 197 | TTCToro Co | 20,364 | $1.1B | 0.07% | |
| 198 | PVHPVH Corp | 12,140 | $1.1B | 0.07% | |
| 199 | IBMInt'l Business Machines Corp. | 9,845 | $1.1B | 0.07% | |
| 200 | TROWT. Rowe Price Associates Inc | 12,052 | $1.1B | 0.06% |