MAI Capital Management Q3 2018 Filing
Filed October 12, 2018
Portfolio Value
$2.0T
Holdings
475
Report Date
Q3 2018
Filing Type
13F-HR
All Holdings (475 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF | 397,698 | $115.6B | 5.91% | |
| 2 | MDYSPDR S&P Mid Cap 400 ETF | 226,414 | $83.2B | 4.25% | |
| 3 | IVViShares S&P 500 Index | 279,150 | $81.7B | 4.17% | |
| 4 | IJHiShares S&P Mid Cap Index | 267,672 | $53.9B | 2.75% | |
| 5 | AAPLApple Inc | 199,895 | $45.1B | 2.31% | |
| 6 | IEMGiShares Core MSCI Emerging Mkt | 652,055 | $33.8B | 1.72% | |
| 7 | AQLTiShares Core MSCI EAFE | 512,140 | $32.8B | 1.68% | |
| 8 | IWMiShares Russell 2000 Index | 182,048 | $30.7B | 1.57% | |
| 9 | IJRiShares S&P Small Cap Index | 323,076 | $28.2B | 1.44% | |
| 10 | JPMJPMorgan Chase & Co. | 230,704 | $26.0B | 1.33% | |
| 11 | IWFiShares Russell 1000 Growth In | 166,808 | $26.0B | 1.33% | |
| 12 | NDQInvesco QQQ Trust | 135,446 | $25.2B | 1.29% | |
| 13 | SDYSPDR S&P Dividend ETF | 255,865 | $25.1B | 1.28% | |
| 14 | IJKiShares S&P Mid Cap 400 Growth | 106,314 | $24.8B | 1.27% | |
| 15 | MSFTMicrosoft Corporation | 212,089 | $24.3B | 1.24% | |
| 16 | JNJJohnson & Johnson | 173,810 | $24.0B | 1.23% | |
| 17 | IJJiShares S&P Mid Cap 400 Value | 136,106 | $22.8B | 1.16% | |
| 18 | EFAiShares MSCI EAFE Index | 329,694 | $22.4B | 1.15% | |
| 19 | UNHUnitedHealth Group Inc | 84,224 | $22.4B | 1.14% | |
| 20 | BABoeing Company | 56,762 | $21.1B | 1.08% | |
| 21 | ABTAbbott Laboratories | 259,466 | $19.0B | 0.97% | |
| 22 | HDHome Depot, Inc. | 86,726 | $18.0B | 0.92% | |
| 23 | INTCIntel Corp | 370,051 | $17.5B | 0.89% | |
| 24 | QCOMQualcomm Incorporated | 239,558 | $17.3B | 0.88% | |
| 25 | CSCOCisco Systems | 349,772 | $17.0B | 0.87% | |
| 26 | —JPM S&P 500 Nt due 12/6/18 | 13,815,000 | $16.7B | 0.85% | |
| 27 | CMCSAComcast Corp. Cl A | 469,343 | $16.6B | 0.85% | |
| 28 | NEENextEra Energy | 92,769 | $15.5B | 0.79% | |
| 29 | AMGNAmgen Inc | 72,445 | $15.0B | 0.77% | |
| 30 | VVisa Inc Cl A | 97,970 | $14.7B | 0.75% | |
| 31 | AMZNAmazon.com | 7,252 | $14.5B | 0.74% | Put |
| 32 | RTN1USDRaytheon Company | 69,598 | $14.4B | 0.73% | |
| 33 | IWDiShares Russell 1000 Value Ind | 113,240 | $14.3B | 0.73% | |
| 34 | BACBank of America Corp | 447,730 | $13.2B | 0.67% | |
| 35 | —GS EEM Nt due 12/6/18 | 9,515,000 | $13.0B | 0.67% | |
| 36 | DBEFDeutsche X Tracks MSCI EAFE | 397,163 | $12.8B | 0.66% | |
| 37 | PEPPepsiCo, Inc. | 112,582 | $12.6B | 0.64% | |
| 38 | IVEiShares S&P Barra Value Index | 107,718 | $12.5B | 0.64% | |
| 39 | TA T & T Corp New | 370,676 | $12.4B | 0.64% | |
| 40 | —UBS E-TRACS Alerian MLP Infras | 506,149 | $12.2B | 0.62% | |
| 41 | HONHoneywell International, Inc. | 72,963 | $12.1B | 0.62% | |
| 42 | TRVCCitigroup | 168,128 | $12.1B | 0.62% | |
| 43 | —MS SPX Nt 2/6/20 | 10,502,000 | $11.8B | 0.60% | |
| 44 | EPDEnterprise Products Ptnrs | 402,235 | $11.6B | 0.59% | |
| 45 | IVWiShares S&P 500 Growth | 64,844 | $11.5B | 0.59% | |
| 46 | —MS EFA Nt Due 12/8/18 | 8,950,000 | $11.5B | 0.59% | |
| 47 | VWOVanguard FTSE Emerging Mkts ET | 279,050 | $11.4B | 0.58% | |
| 48 | BACVerizon Communications | 209,610 | $11.2B | 0.57% | Put |
| 49 | NKENike Inc. | 131,216 | $11.1B | 0.57% | |
| 50 | IWOiShares Russell 2000 Growth In | 51,288 | $11.0B | 0.56% | |
| 51 | WFCWells Fargo & Company | 208,010 | $10.9B | 0.56% | |
| 52 | CBChubb Ltd | 81,766 | $10.9B | 0.56% | |
| 53 | PKBInvesco Dynamic Building and C | 367,186 | $10.9B | 0.56% | |
| 54 | —Alphabet Inc Class C | 8,938 | $10.7B | 0.54% | |
| 55 | DEODiageo PLC ADR | 72,874 | $10.3B | 0.53% | |
| 56 | KMIKinder Morgan, Inc. | 534,329 | $9.5B | 0.48% | |
| 57 | —JPM S&P 500 Nt due 4/10/19 | 7,865,000 | $9.4B | 0.48% | |
| 58 | XLNXEURXilinx Inc | 116,153 | $9.3B | 0.48% | |
| 59 | ADBEAdobe Inc | 33,014 | $8.9B | 0.46% | |
| 60 | IWNiShares Russell 2000 Value Ind | 65,606 | $8.7B | 0.45% | |
| 61 | RSPHInvesco S&P 500 Healthcare | 42,261 | $8.7B | 0.44% | |
| 62 | ETNEaton Corporation | 100,328 | $8.7B | 0.44% | |
| 63 | VMCVulcan Materials | 77,463 | $8.6B | 0.44% | |
| 64 | AMJEURJPMorgan Alerian MLP Index | 307,997 | $8.5B | 0.43% | |
| 65 | EEMiShares MSCI Emerg Mkts Indx F | 196,446 | $8.4B | 0.43% | |
| 66 | MPCMarathon Petroleum Corp | 104,845 | $8.4B | 0.43% | |
| 67 | —Alphabet Inc Class A | 6,931 | $8.4B | 0.43% | |
| 68 | METAFacebook | 50,009 | $8.2B | 0.42% | Put |
| 69 | SCZiShares MSCI EAFE Small Cap In | 130,429 | $8.1B | 0.41% | |
| 70 | ORCLOracle Corp | 157,164 | $8.1B | 0.41% | |
| 71 | BRK/BBerkshire Hathaway Class B | 37,810 | $8.1B | 0.41% | |
| 72 | WEPMagellan Midstream Ptnrs LP | 118,874 | $8.1B | 0.41% | |
| 73 | FEZSPDR Euro STOXX 50 ETF | 207,410 | $7.9B | 0.41% | |
| 74 | COSTCostco Wholesale Corp | 33,622 | $7.9B | 0.40% | |
| 75 | BMYBristol-Myers Squibb | 124,919 | $7.8B | 0.40% | |
| 76 | DISDisney, Walt Co. | 65,721 | $7.7B | 0.39% | |
| 77 | MOAltria Group Inc. | 126,599 | $7.6B | 0.39% | |
| 78 | METMetlife Inc. | 160,866 | $7.5B | 0.38% | |
| 79 | OXYOccidental Petroleum | 91,113 | $7.5B | 0.38% | |
| 80 | —GS Russell 2000 Idx Due 5/20 | 5,675,000 | $7.4B | 0.38% | |
| 81 | CVXChevron Corporation | 60,289 | $7.4B | 0.38% | |
| 82 | BKNGBooking Holdings Inc | 3,635 | $7.2B | 0.37% | |
| 83 | —GS S&P 400 Mid Nt due 4/9/19 | 5,930,000 | $7.1B | 0.36% | |
| 84 | UPSUnited Parcel Service Inc. | 61,016 | $7.1B | 0.36% | |
| 85 | CVSCVS Health Corp. | 89,633 | $7.1B | 0.36% | |
| 86 | BPBP Amoco PLC ADR | 148,517 | $6.8B | 0.35% | |
| 87 | BUDAnheuser-Busch InBev | 77,891 | $6.8B | 0.35% | |
| 88 | MDLZMondelez Intl Inc Com | 157,978 | $6.8B | 0.35% | |
| 89 | TYLTyler Technologies Inc | 27,395 | $6.7B | 0.34% | Put |
| 90 | PGProcter & Gamble | 80,043 | $6.7B | 0.34% | |
| 91 | —EQT Midstream Partners, LP | 125,634 | $6.6B | 0.34% | |
| 92 | LVLNSPDR S&P Bank ETF | 140,046 | $6.5B | 0.33% | |
| 93 | WYWeyerhauser Corporation | 192,445 | $6.2B | 0.32% | |
| 94 | —MS EEM Nt due 4/8/19 | 4,945,000 | $5.9B | 0.30% | |
| 95 | WMBWilliams Companies, Inc. | 215,083 | $5.8B | 0.30% | |
| 96 | VEAVanguard FTSE Developed Mkts E | 134,072 | $5.8B | 0.30% | |
| 97 | TRGPTarga Resources Prtns Com St | 102,647 | $5.8B | 0.30% | |
| 98 | XOMExxon Mobil Corp | 66,600 | $5.7B | 0.29% | |
| 99 | —Energy Transfer Ptnrs LP | 246,993 | $5.5B | 0.28% | |
| 100 | MRKMerck & Co | 77,489 | $5.5B | 0.28% |
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