MAI Capital Management Q3 2017 Filing
Filed October 12, 2017
Portfolio Value
$1.6T
Holdings
442
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (442 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF | 426,915 | $107.3B | 6.51% | |
| 2 | MDYSPDR S&P Mid Cap 400 ETF | 241,323 | $78.8B | 4.78% | |
| 3 | IVViShares S&P 500 Index | 216,567 | $54.8B | 3.33% | |
| 4 | IJHiShares S&P Mid Cap Index | 217,845 | $39.0B | 2.37% | |
| 5 | IEMGiShares Core MSCI Emerging Mkt | 524,622 | $28.3B | 1.72% | |
| 6 | AAPLApple Inc | 176,009 | $27.1B | 1.65% | Put |
| 7 | IWMiShares Russell 2000 Index | 182,435 | $27.0B | 1.64% | |
| 8 | SDYSPDR S&P Dividend ETF | 258,954 | $23.6B | 1.44% | |
| 9 | EFAiShares MSCI EAFE Index | 343,976 | $23.6B | 1.43% | |
| 10 | AQLTiShares Core MSCI EAFE | 346,427 | $22.2B | 1.35% | |
| 11 | JPMJPMorgan Chase & Co. | 230,704 | $22.0B | 1.34% | |
| 12 | —PowerShares QQQ | 147,405 | $21.4B | 1.30% | |
| 13 | —UBS E-TRACS Alerian MLP Infras | 812,202 | $20.4B | 1.24% | |
| 14 | IWFiShares Russell 1000 Growth In | 160,062 | $20.0B | 1.22% | |
| 15 | JNJJohnson & Johnson | 150,889 | $19.6B | 1.19% | |
| 16 | IJRiShares S&P Small Cap Index | 260,890 | $19.4B | 1.18% | |
| 17 | CMCSAComcast Corp. Cl A | 456,376 | $17.6B | 1.07% | |
| 18 | MSFTMicrosoft Corporation | 232,013 | $17.3B | 1.05% | |
| 19 | IJKiShares S&P Mid Cap 400 Growth | 84,770 | $17.2B | 1.04% | |
| 20 | UNHUnitedHealth Group Inc | 86,505 | $16.9B | 1.03% | Put |
| 21 | IJJiShares S&P Mid Cap 400 Value | 109,800 | $16.8B | 1.02% | |
| 22 | —JPM S&P 500 Nt due 12/6/18 | 14,390,000 | $16.4B | 0.99% | |
| 23 | BABoeing Company | 62,277 | $15.8B | 0.96% | |
| 24 | INTCIntel Corp | 400,945 | $15.3B | 0.93% | |
| 25 | GEGeneral Electric Company | 595,804 | $14.4B | 0.87% | |
| 26 | ABTAbbott Laboratories | 261,153 | $13.9B | 0.85% | |
| 27 | AMGNAmgen Inc | 73,923 | $13.8B | 0.84% | |
| 28 | RTN1USDRaytheon Company | 73,690 | $13.7B | 0.83% | |
| 29 | HDHome Depot, Inc. | 83,264 | $13.6B | 0.83% | |
| 30 | NEENextEra Energy | 91,021 | $13.3B | 0.81% | |
| 31 | —GS EEM Nt due 12/6/18 | 9,880,000 | $12.6B | 0.76% | |
| 32 | QCOMQualcomm Incorporated | 241,622 | $12.5B | 0.76% | |
| 33 | WFCWells Fargo & Company | 222,956 | $12.3B | 0.75% | |
| 34 | CBChubb Ltd | 83,842 | $12.0B | 0.73% | |
| 35 | PEPPepsiCo, Inc. | 106,015 | $11.8B | 0.72% | |
| 36 | DBEFDeutsche X Tracks MSCI EAFE | 378,835 | $11.8B | 0.71% | |
| 37 | VWOVanguard FTSE Emerging Markets | 266,292 | $11.6B | 0.70% | |
| 38 | CSCOCisco Systems | 344,885 | $11.6B | 0.70% | |
| 39 | DEODiageo PLC ADR | 86,885 | $11.5B | 0.70% | |
| 40 | —MS EFA Nt Due 12/8/18 | 9,460,000 | $11.3B | 0.68% | |
| 41 | BACBank of America Corp | 443,897 | $11.2B | 0.68% | |
| 42 | FEZSPDR Euro STOXX 50 ETF | 272,241 | $11.2B | 0.68% | |
| 43 | IWDiShares Russell 1000 Value Ind | 91,555 | $10.8B | 0.66% | |
| 44 | —MS SPX Nt 2/6/20 | 10,737,000 | $10.8B | 0.66% | |
| 45 | AMJEURJPMorgan Alerian MLP Index | 379,397 | $10.7B | 0.65% | |
| 46 | TWXCHFTime Warner Inc | 101,233 | $10.4B | 0.63% | |
| 47 | EPDEnterprise Products Ptnrs | 389,843 | $10.2B | 0.62% | |
| 48 | HONHoneywell International, Inc. | 70,149 | $9.9B | 0.60% | |
| 49 | XOMExxon Mobil Corp | 120,564 | $9.9B | 0.60% | |
| 50 | EEMiShares MSCI Emerg Mkts Indx F | 214,695 | $9.6B | 0.58% | |
| 51 | VMCVulcan Materials | 79,584 | $9.5B | 0.58% | |
| 52 | —PwrShares Bldg/Construction ET | 296,594 | $9.3B | 0.56% | |
| 53 | BACVerizon Communications | 183,175 | $9.1B | 0.55% | |
| 54 | —JPM S&P 500 Nt due 4/10/19 | 8,005,000 | $9.0B | 0.54% | |
| 55 | WEPMagellan Midstream Ptnrs LP | 123,091 | $8.7B | 0.53% | |
| 56 | VVisa Inc Cl A | 82,762 | $8.7B | 0.53% | |
| 57 | —EQT Midstream Partners, LP | 112,795 | $8.5B | 0.51% | |
| 58 | BMYBristol-Myers Squibb | 130,168 | $8.3B | 0.50% | |
| 59 | —Alphabet Inc Class C | 8,624 | $8.3B | 0.50% | |
| 60 | IVEiShares S&P Barra Value Index | 75,310 | $8.1B | 0.49% | |
| 61 | METMetlife Inc. | 155,670 | $8.1B | 0.49% | |
| 62 | —Guggenheim S&P Healthcare Equa | 46,141 | $8.1B | 0.49% | |
| 63 | BUDAnheuser-Busch InBev | 67,298 | $8.0B | 0.49% | |
| 64 | CVSCVS Health Corp. | 97,725 | $7.9B | 0.48% | |
| 65 | IWOiShares Russell 2000 Growth In | 43,500 | $7.8B | 0.47% | |
| 66 | KMIKinder Morgan, Inc. | 401,945 | $7.7B | 0.47% | |
| 67 | TRVCCitigroup | 103,165 | $7.5B | 0.46% | |
| 68 | NKENike Inc. | 142,870 | $7.4B | 0.45% | |
| 69 | XLNXEURXilinx Inc | 104,503 | $7.4B | 0.45% | |
| 70 | OXYOccidental Petroleum | 109,003 | $7.0B | 0.42% | |
| 71 | IVWiShares S&P 500 Growth | 48,146 | $6.9B | 0.42% | |
| 72 | IWNiShares Russell 2000 Value Ind | 55,061 | $6.8B | 0.41% | |
| 73 | —GS Russell 2000 Idx Due 5/20 | 5,935,000 | $6.8B | 0.41% | |
| 74 | MDLZMondelez Intl Inc Com | 166,034 | $6.8B | 0.41% | |
| 75 | —GS S&P 400 Mid Nt due 4/9/19 | 5,980,000 | $6.7B | 0.41% | |
| 76 | CVXChevron Corporation | 57,144 | $6.7B | 0.41% | |
| 77 | MPCMarathon Petroleum Corp | 119,343 | $6.7B | 0.41% | |
| 78 | BKNGPriceline Group Inc. | 3,650 | $6.7B | 0.41% | |
| 79 | MOAltria Group Inc. | 104,323 | $6.6B | 0.40% | |
| 80 | —Valero Energy Partners LP | 151,289 | $6.6B | 0.40% | |
| 81 | SCZiShares MSCI EAFE Small Cap In | 106,379 | $6.6B | 0.40% | |
| 82 | WYWeyerhauser Corporation | 183,868 | $6.3B | 0.38% | |
| 83 | PGProcter & Gamble | 68,749 | $6.3B | 0.38% | |
| 84 | DISDisney, Walt Co. | 61,385 | $6.1B | 0.37% | |
| 85 | DDominion Energy Midstream Part | 184,091 | $5.9B | 0.36% | |
| 86 | TYLTyler Technologies Inc | 33,155 | $5.8B | 0.35% | Put |
| 87 | —MS EEM Nt due 4/8/19 | 4,945,000 | $5.7B | 0.35% | |
| 88 | AMZNAmazon.com | 5,666 | $5.4B | 0.33% | |
| 89 | UPSUnited Parcel Service Inc. | 45,275 | $5.4B | 0.33% | |
| 90 | —GS S&P500 buffered equity Nt 9 | 5,000,000 | $5.2B | 0.32% | |
| 91 | —Alphabet Inc Class A | 5,304 | $5.2B | 0.31% | |
| 92 | —MS SPX Due 2/8/18 | 4,030,000 | $5.1B | 0.31% | |
| 93 | BRK/BBerkshire Hathaway Class B | 26,783 | $4.9B | 0.30% | |
| 94 | ADBEAdobe Systems | 32,816 | $4.9B | 0.30% | |
| 95 | CAHCardinal Health Inc. | 70,765 | $4.7B | 0.29% | |
| 96 | COSTCostco Wholesale Corp | 28,677 | $4.7B | 0.29% | |
| 97 | MPLXMPLX LP | 133,912 | $4.7B | 0.28% | |
| 98 | VEAVanguard FTSE Developed Market | 107,605 | $4.7B | 0.28% | |
| 99 | —JPM EAFE Nt due 4/10/2019 | 3,915,000 | $4.5B | 0.27% | |
| 100 | SLBSchlumberger Limited | 63,485 | $4.4B | 0.27% |
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