MAI Capital Management Q1 2016 Filing
Filed April 8, 2016
Portfolio Value
$1.3T
Holdings
432
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (432 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF | 367,396 | $75.5B | 5.77% | |
| 2 | MDYSPDR S&P Mid Cap 400 ETF | 218,215 | $57.3B | 4.38% | |
| 3 | EFAiShares MSCI EAFE Index | 406,511 | $23.2B | 1.78% | |
| 4 | IVViShares S&P 500 Index | 110,135 | $22.8B | 1.74% | |
| 5 | JNJJohnson & Johnson | 204,504 | $22.1B | 1.69% | |
| 6 | SDYSPDR S&P Dividend ETF | 267,150 | $21.4B | 1.63% | |
| 7 | AAPLApple Inc | 181,907 | $19.8B | 1.52% | |
| 8 | GEGeneral Electric Company | 576,323 | $18.3B | 1.40% | |
| 9 | IWMiShares Russell 2000 Index | 165,530 | $18.3B | 1.40% | |
| 10 | IJHiShares S&P Mid Cap Index | 124,993 | $18.0B | 1.38% | |
| 11 | —UBS E-TRACS Alerian MLP Infras | 748,824 | $18.0B | 1.38% | |
| 12 | PEPPepsiCo, Inc. | 170,943 | $17.5B | 1.34% | |
| 13 | —PowerShares QQQ | 157,747 | $17.2B | 1.32% | |
| 14 | JPMJPMorgan Chase & Co. | 288,409 | $17.1B | 1.31% | |
| 15 | CMCSAComcast Corp. Cl A | 274,146 | $16.7B | 1.28% | |
| 16 | PGProcter & Gamble | 201,969 | $16.6B | 1.27% | |
| 17 | —Barclays S&P 500 Note due 06-0 | 12,745,000 | $15.4B | 1.18% | |
| 18 | INTCIntel Corp | 457,538 | $14.8B | 1.13% | |
| 19 | MSFTMicrosoft Corporation | 266,384 | $14.7B | 1.13% | |
| 20 | BABoeing Company | 114,705 | $14.6B | 1.11% | |
| 21 | HDHome Depot, Inc. | 108,108 | $14.4B | 1.10% | |
| 22 | CBChubb Ltd | 116,866 | $13.9B | 1.06% | |
| 23 | ABTAbbott Laboratories | 320,513 | $13.4B | 1.03% | |
| 24 | IJKiShares S&P Mid Cap 400 Growth | 80,980 | $13.2B | 1.01% | |
| 25 | UNHUnitedHealth Group Inc | 98,913 | $12.8B | 0.98% | |
| 26 | WEPMagellan Midstream Ptnrs LP | 184,258 | $12.7B | 0.97% | |
| 27 | NEENextEra Energy | 105,724 | $12.5B | 0.96% | |
| 28 | AMGNAmgen Inc | 83,135 | $12.5B | 0.95% | |
| 29 | RTN1USDRaytheon Company | 100,341 | $12.3B | 0.94% | |
| 30 | IWFiShares Russell 1000 Growth In | 122,664 | $12.2B | 0.94% | |
| 31 | —Credit Suisse EEM Note due 05- | 12,755,000 | $12.1B | 0.92% | |
| 32 | WFCWells Fargo & Company | 243,310 | $11.8B | 0.90% | |
| 33 | MDTMedtronic Plc | 154,928 | $11.6B | 0.89% | |
| 34 | —GS EAFE Note due 06-03-16 | 11,620,000 | $11.4B | 0.87% | |
| 35 | EPDEnterprise Products Ptnrs | 438,142 | $10.8B | 0.82% | |
| 36 | CSCOCisco Systems | 367,834 | $10.5B | 0.80% | |
| 37 | IJJiShares S&P Mid Cap Barra Valu | 82,425 | $10.2B | 0.78% | |
| 38 | —EQT Midstream Partners, LP | 134,422 | $10.0B | 0.77% | |
| 39 | CVSCVS Health Corp. | 95,301 | $9.9B | 0.76% | |
| 40 | HONHoneywell International, Inc. | 88,204 | $9.9B | 0.76% | |
| 41 | CAHCardinal Health Inc. | 119,786 | $9.8B | 0.75% | |
| 42 | DYHTarget | 118,975 | $9.8B | 0.75% | |
| 43 | IEMGiShares Core MSCI Emerging Mkt | 234,724 | $9.8B | 0.75% | |
| 44 | BACBank of America Corp | 718,220 | $9.7B | 0.74% | |
| 45 | AMJEURJPMorgan Alerian MLP Index | 351,017 | $9.5B | 0.73% | |
| 46 | XOMExxon Mobil Corp | 113,509 | $9.5B | 0.73% | |
| 47 | DEODiageo PLC ADR | 87,318 | $9.4B | 0.72% | |
| 48 | BACVerizon Communications | 173,360 | $9.4B | 0.72% | |
| 49 | EEMiShares MSCI Emerg Mkts Indx F | 260,058 | $8.9B | 0.68% | |
| 50 | FEZSPDR Euro STOXX 50 ETF | 266,299 | $8.8B | 0.68% | |
| 51 | TWXCHFTime Warner Inc | 120,293 | $8.7B | 0.67% | |
| 52 | OXYOccidental Petroleum | 125,370 | $8.6B | 0.66% | |
| 53 | METMetlife Inc. | 195,198 | $8.6B | 0.66% | |
| 54 | VWOVanguard FTSE Emerging Markets | 243,066 | $8.4B | 0.64% | |
| 55 | DBEFDeutsche X Tracks MSCI EAFE | 324,205 | $8.3B | 0.63% | |
| 56 | —Guggenheim S&P Healthcare Equa | 54,948 | $7.9B | 0.61% | |
| 57 | IJRiShares S&P Small Cap Index | 69,946 | $7.9B | 0.60% | |
| 58 | —Valero Energy Partners LP | 161,266 | $7.6B | 0.58% | |
| 59 | MDLZMondelez Intl Inc Com | 186,901 | $7.5B | 0.57% | |
| 60 | —Alphabet Inc Class C | 9,587 | $7.1B | 0.55% | |
| 61 | —Barclays S&P 500 due 7/26/17 | 6,800,000 | $7.1B | 0.55% | |
| 62 | IWDiShares Russell 1000 Value Ind | 71,693 | $7.1B | 0.54% | |
| 63 | CVXChevron Corporation | 69,629 | $6.6B | 0.51% | |
| 64 | SUNSunoco Logistics Ptnrs | 256,146 | $6.4B | 0.49% | |
| 65 | VVisa Inc Cl A | 83,389 | $6.4B | 0.49% | |
| 66 | QCOMQualcomm Incorporated | 123,236 | $6.3B | 0.48% | |
| 67 | IWOiShares Russell 2000 Growth In | 46,810 | $6.2B | 0.47% | |
| 68 | DISDisney, Walt Co. | 59,839 | $5.9B | 0.45% | |
| 69 | —GS Russell 2000 Note due 11-17 | 4,900,000 | $5.9B | 0.45% | |
| 70 | NKENike Inc. | 90,660 | $5.6B | 0.43% | |
| 71 | —MS XLE Note Due 5-19-17 | 6,955,000 | $5.6B | 0.43% | |
| 72 | UPSUnited Parcel Service Inc. | 52,089 | $5.5B | 0.42% | |
| 73 | PFEPfizer Inc | 178,343 | $5.3B | 0.40% | |
| 74 | —MS Int'l Note Due 5/11/17 | 5,925,000 | $5.3B | 0.40% | |
| 75 | DDominion Midstream Partners | 152,575 | $5.1B | 0.39% | |
| 76 | IWNiShares Russell 2000 Value Ind | 54,891 | $5.1B | 0.39% | |
| 77 | AQLTiShares Core MSCI EAFE | 95,379 | $5.1B | 0.39% | |
| 78 | COSTCostco Wholesale Corp | 31,191 | $4.9B | 0.38% | |
| 79 | —Morgan Stanley SPX due 2/8/18 | 4,605,000 | $4.9B | 0.37% | |
| 80 | —Barclays Spx Mid Note due 01-2 | 4,485,000 | $4.7B | 0.36% | |
| 81 | —Western Gas Equity Partners LP | 126,821 | $4.5B | 0.35% | |
| 82 | BRK/BBerkshire Hathaway Class B | 30,795 | $4.4B | 0.33% | |
| 83 | BKNGPriceline Group Inc. | 3,374 | $4.3B | 0.33% | |
| 84 | SCZiShares MSCI EAFE Small Cap In | 85,440 | $4.3B | 0.33% | |
| 85 | ETEnergy Transfer Equity LP | 573,812 | $4.1B | 0.31% | |
| 86 | —Alphabet Inc Class A | 5,172 | $3.9B | 0.30% | |
| 87 | DLSWisdomTree Int'l Small Cap Div | 66,089 | $3.9B | 0.30% | |
| 88 | WESWestern Gas Partners | 88,915 | $3.9B | 0.30% | |
| 89 | SLBSchlumberger Limited | 52,067 | $3.8B | 0.29% | |
| 90 | —Phillips 66 Partners LP Common | 59,860 | $3.7B | 0.29% | |
| 91 | CTSHCognizant Technology Solutions | 58,367 | $3.7B | 0.28% | |
| 92 | —Mead Johnson Nutrition | 43,020 | $3.7B | 0.28% | |
| 93 | —E M C Corporation | 136,721 | $3.6B | 0.28% | |
| 94 | —Barclays Euro 50 Due 9-27-16 | 3,675,000 | $3.6B | 0.27% | |
| 95 | ORCLOracle Corp | 86,997 | $3.6B | 0.27% | |
| 96 | AQLTiShares Select Dividend ETF | 42,599 | $3.5B | 0.27% | |
| 97 | BIDUNBaidu ADR | 17,832 | $3.4B | 0.26% | |
| 98 | MPLXMPLX LP | 112,915 | $3.4B | 0.26% | |
| 99 | —Tesoro Logistics LP | 72,895 | $3.3B | 0.25% | |
| 100 | MRKMerck & Co | 61,964 | $3.3B | 0.25% |
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