Klingman & Associates, LLC Q3 2017 Filing
Filed October 24, 2017
Portfolio Value
$406.4B
Holdings
95
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (95 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVVISHARES TR | 228,559 | $57.8B | 14.22% | |
| 2 | SPYSPDR S&P 500 ETF TR | 145,980 | $36.7B | 9.02% | |
| 3 | IJHISHARES TR | 178,532 | $31.9B | 7.86% | |
| 4 | —UBS AG JERSEY BRH | 1,132,992 | $28.5B | 7.01% | |
| 5 | AMJEURJPMORGAN CHASE & CO | 971,609 | $27.4B | 6.75% | |
| 6 | SDYSPDR SERIES TRUST | 245,507 | $22.4B | 5.52% | |
| 7 | PRFUSDPOWERSHARES ETF TRUST | 194,223 | $20.8B | 5.12% | |
| 8 | MDYSPDR S&P MIDCAP 400 ETF TR | 50,315 | $16.4B | 4.04% | |
| 9 | VTIPVANGUARD MALVERN FDS | 331,240 | $16.4B | 4.03% | |
| 10 | IJRISHARES TR | 206,054 | $15.3B | 3.76% | |
| 11 | TIPISHARES TR | 118,759 | $13.5B | 3.32% | |
| 12 | NEARISHARES U S ETF TR | 257,430 | $12.9B | 3.19% | |
| 13 | IDV*ISHARES TR | 237,167 | $8.0B | 1.97% | |
| 14 | —OPPENHEIMER REV WEIGHTD ETF | 164,740 | $7.9B | 1.94% | |
| 15 | PJTPJT PARTNERS INC | 163,398 | $6.3B | 1.54% | |
| 16 | CFGCITIZENS FINL GROUP INC | 141,976 | $5.4B | 1.32% | |
| 17 | IWMISHARES TR | 35,560 | $5.3B | 1.30% | |
| 18 | VNQVANGUARD INDEX FDS | 63,153 | $5.2B | 1.29% | |
| 19 | —POWERSHARES ETF TR II | 110,777 | $5.1B | 1.25% | |
| 20 | USMVISHARES TR | 93,045 | $4.7B | 1.15% | |
| 21 | AQLTISHARES TR | 43,565 | $4.1B | 1.00% | |
| 22 | JNJJOHNSON & JOHNSON | 26,707 | $3.5B | 0.85% | |
| 23 | IWBISHARES TR | 21,569 | $3.0B | 0.74% | |
| 24 | EFAISHARES TR | 42,377 | $2.9B | 0.71% | |
| 25 | —POWERSHARES ETF TR II | 98,140 | $2.6B | 0.63% | |
| 26 | VEUVANGUARD INTL EQUITY INDEX F | 44,122 | $2.3B | 0.57% | |
| 27 | HDVISHARES TR | 22,452 | $1.9B | 0.47% | |
| 28 | FCTFIRST TR SR FLG RTE INCM FD | 110,257 | $1.5B | 0.37% | |
| 29 | MLPXUSDGLOBAL X FDS | 103,723 | $1.4B | 0.35% | |
| 30 | XOMEXXON MOBIL CORP | 17,168 | $1.4B | 0.35% | |
| 31 | VWOVANGUARD INTL EQUITY INDEX F | 29,832 | $1.3B | 0.32% | |
| 32 | MINTPIMCO ETF TR | 12,349 | $1.3B | 0.31% | |
| 33 | EFAVISHARES TR | 16,580 | $1.2B | 0.29% | |
| 34 | VTIVANGUARD INDEX FDS | 9,058 | $1.2B | 0.29% | |
| 35 | VEAVANGUARD TAX MANAGED INTL FD | 25,156 | $1.1B | 0.27% | |
| 36 | XFRAXBLACKROCK FLOAT RATE OME STR | 72,097 | $1.0B | 0.25% | |
| 37 | RYROYAL BK CDA MONTREAL QUE | 12,763 | $988.0M | 0.24% | |
| 38 | —OPPENHEIMER REV WEIGHTD ETF | 16,569 | $955.0M | 0.23% | |
| 39 | VIGVANGUARD SPECIALIZED PORTFOL | 9,114 | $864.0M | 0.21% | |
| 40 | XEMDXWESTERN ASSET EMRG MKT DEBT | 54,741 | $862.0M | 0.21% | |
| 41 | VXUSVANGUARD STAR FD | 15,600 | $854.0M | 0.21% | |
| 42 | SCZISHARES TR | 13,055 | $809.0M | 0.20% | |
| 43 | —OPPENHEIMER REV WEIGHTD ETF | 11,296 | $774.0M | 0.19% | |
| 44 | OEFISHARES TR | 6,880 | $766.0M | 0.19% | |
| 45 | SOXXISHARES TR | 4,400 | $698.0M | 0.17% | |
| 46 | AAPLAPPLE INC | 4,477 | $690.0M | 0.17% | |
| 47 | DEMWISDOMTREE TR | 15,878 | $683.0M | 0.17% | |
| 48 | VBVANGUARD INDEX FDS | 4,717 | $667.0M | 0.16% | |
| 49 | PEPPEPSICO INC | 5,681 | $633.0M | 0.16% | |
| 50 | MSFTMICROSOFT CORP | 8,452 | $630.0M | 0.16% | |
| 51 | —RYDEX ETF TRUST | 6,550 | $626.0M | 0.15% | |
| 52 | IWFISHARES TR | 4,801 | $600.0M | 0.15% | |
| 53 | VOOVANGUARD INDEX FDS | 2,519 | $581.0M | 0.14% | |
| 54 | BRK/BBERKSHIRE HATHAWAY INC DEL | 3,098 | $568.0M | 0.14% | |
| 55 | GEGENERAL ELECTRIC CO | 22,234 | $538.0M | 0.13% | |
| 56 | —POWERSHARES ETF TR II | 16,220 | $532.0M | 0.13% | |
| 57 | IWRISHARES TR | 2,551 | $503.0M | 0.12% | |
| 58 | PFEPFIZER INC | 14,046 | $501.0M | 0.12% | |
| 59 | JPMJPMORGAN CHASE & CO | 5,102 | $487.0M | 0.12% | |
| 60 | VVRINVESCO SR INCOME TR | 107,687 | $484.0M | 0.12% | |
| 61 | XCHYXCALAMOS CONV & HIGH INCOME F | 38,241 | $455.0M | 0.11% | |
| 62 | VOVANGUARD INDEX FDS | 3,075 | $452.0M | 0.11% | |
| 63 | RWXSPDR INDEX SHS FDS | 11,564 | $444.0M | 0.11% | |
| 64 | EWXSPDR INDEX SHS FDS | 8,860 | $439.0M | 0.11% | |
| 65 | IWDISHARES TR | 3,392 | $402.0M | 0.10% | |
| 66 | EMBISHARES TR | 3,446 | $401.0M | 0.10% | |
| 67 | —COHEN & STEERS GLOBAL INC BL | 41,095 | $399.0M | 0.10% | |
| 68 | VYMVANGUARD WHITEHALL FDS INC | 4,476 | $363.0M | 0.09% | |
| 69 | SCHESCHWAB STRATEGIC TR | 13,152 | $354.0M | 0.09% | |
| 70 | HSYHERSHEY CO | 3,200 | $349.0M | 0.09% | |
| 71 | VXFVANGUARD INDEX FDS | 3,250 | $348.0M | 0.09% | |
| 72 | DISDISNEY WALT CO | 3,507 | $346.0M | 0.09% | |
| 73 | EMLPFIRST TR EXCHANGE TRADED FD | 13,696 | $340.0M | 0.08% | |
| 74 | VVVANGUARD INDEX FDS | 2,852 | $329.0M | 0.08% | |
| 75 | ABBVABBVIE INC | 3,685 | $327.0M | 0.08% | |
| 76 | METAFACEBOOK INC | 1,777 | $304.0M | 0.07% | |
| 77 | WIPSPDR SERIES TRUST | 5,000 | $287.0M | 0.07% | |
| 78 | AMZNAMAZON COM INC | 299 | $287.0M | 0.07% | |
| 79 | HONHONEYWELL INTL INC | 1,994 | $283.0M | 0.07% | |
| 80 | BACVERIZON COMMUNICATIONS INC | 5,573 | $276.0M | 0.07% | |
| 81 | DBEFDBX ETF TR | 8,829 | $274.0M | 0.07% | |
| 82 | PXFPOWERSHARES ETF TR II | 5,848 | $258.0M | 0.06% | |
| 83 | IJJISHARES TR | 1,687 | $258.0M | 0.06% | |
| 84 | MRKMERCK & CO INC | 3,984 | $255.0M | 0.06% | |
| 85 | CVXCHEVRON CORP NEW | 2,161 | $254.0M | 0.06% | |
| 86 | —CLAYMORE EXCHANGE TRD FD TR | 11,310 | $237.0M | 0.06% | |
| 87 | MUBISHARES TR | 2,097 | $232.0M | 0.06% | |
| 88 | PGPROCTER AND GAMBLE CO | 2,501 | $228.0M | 0.06% | |
| 89 | FLOTISHARES TR | 4,421 | $225.0M | 0.06% | |
| 90 | IJKISHARES TR | 1,074 | $217.0M | 0.05% | |
| 91 | —CLAYMORE EXCHANGE TRD FD TR | 9,890 | $209.0M | 0.05% | |
| 92 | —POWERSHARES QQQ TRUST | 1,387 | $202.0M | 0.05% | |
| 93 | GOOGALPHABET INC | 209 | $200.0M | 0.05% | |
| 94 | MCIBARINGS CORPORATE INVS | 12,500 | $197.0M | 0.05% | |
| 95 | RFICOHEN & STEERS TOTAL RETURN | 11,830 | $147.0M | 0.04% |