Klingman & Associates, LLC Q3 2016 Filing
Filed October 19, 2016
Portfolio Value
$332.0B
Holdings
377
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (377 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVVISHARES TR | 170,572 | $37.1B | 11.18% | |
| 2 | SPYSPDR S&P 500 ETF TR | 154,909 | $33.5B | 10.09% | |
| 3 | AMJEURJPMORGAN CHASE & CO | 895,391 | $28.2B | 8.50% | |
| 4 | SDYSPDR SERIES TRUST | 252,131 | $21.3B | 6.41% | |
| 5 | PRFUSDPOWERSHARES ETF TRUST | 188,443 | $17.6B | 5.31% | |
| 6 | TIPISHARES TR | 140,142 | $16.3B | 4.92% | |
| 7 | IJHISHARES TR | 104,534 | $16.2B | 4.87% | |
| 8 | MDYSPDR S&P MIDCAP 400 ETF TR | 56,098 | $15.8B | 4.77% | |
| 9 | —CREDIT SUISSE NASSAU BRH | 729,764 | $15.8B | 4.75% | |
| 10 | IDV*ISHARES TR | 283,259 | $8.5B | 2.56% | |
| 11 | IJRISHARES TR | 68,362 | $8.5B | 2.56% | |
| 12 | VNQVANGUARD INDEX FDS | 67,412 | $5.8B | 1.76% | |
| 13 | —OPPENHEIMER REV WEIGHTED ET | 119,972 | $5.0B | 1.51% | |
| 14 | IWMISHARES TR | 39,072 | $4.9B | 1.46% | |
| 15 | EMOCLEARBRIDGE ENERGY MLP FD I | 298,048 | $4.9B | 1.46% | |
| 16 | —POWERSHARES ETF TR II | 113,657 | $4.7B | 1.42% | |
| 17 | USMVISHARES TR | 100,885 | $4.6B | 1.38% | |
| 18 | PJTPJT PARTNERS INC | 160,000 | $4.4B | 1.31% | |
| 19 | NEARISHARES U S ETF TR | 85,351 | $4.3B | 1.29% | |
| 20 | AQLTISHARES TR | 47,671 | $4.1B | 1.23% | |
| 21 | VTIPVANGUARD MALVERN FDS | 71,301 | $3.5B | 1.07% | |
| 22 | EFAISHARES TR | 46,870 | $2.8B | 0.83% | |
| 23 | VTIVANGUARD INDEX FDS | 24,000 | $2.7B | 0.80% | |
| 24 | IWBISHARES TR | 21,313 | $2.6B | 0.77% | |
| 25 | —POWERSHARES ETF TR II | 83,591 | $2.1B | 0.64% | |
| 26 | CFGCITIZENS FINL GROUP INC | 84,500 | $2.1B | 0.63% | |
| 27 | MLPXUSDGLOBAL X FDS | 128,151 | $1.9B | 0.59% | |
| 28 | FCTFIRST TR SR FLG RTE INCM FD | 138,937 | $1.9B | 0.57% | |
| 29 | EFAVISHARES TR | 27,370 | $1.9B | 0.56% | |
| 30 | HDVISHARES TR | 21,667 | $1.8B | 0.53% | |
| 31 | VEUVANGUARD INTL EQUITY INDEX | 37,328 | $1.7B | 0.51% | |
| 32 | XOMEXXON MOBIL CORP | 17,197 | $1.5B | 0.45% | |
| 33 | JPMJPMORGAN CHASE & CO | 22,378 | $1.5B | 0.45% | |
| 34 | VWOVANGUARD INTL EQUITY INDEX | 36,713 | $1.4B | 0.42% | |
| 35 | MINTPIMCO ETF TR | 12,679 | $1.3B | 0.39% | |
| 36 | XFRAXBLACKROCK FLOAT RATE OME ST | 86,307 | $1.2B | 0.36% | |
| 37 | GEGENERAL ELECTRIC CO | 33,444 | $991.0M | 0.30% | |
| 38 | VEAVANGUARD TAX MANAGED INTL F | 25,078 | $938.0M | 0.28% | |
| 39 | RYROYAL BK CDA MONTREAL QUE | 14,355 | $889.0M | 0.27% | |
| 40 | DEMWISDOMTREE TR | 23,205 | $872.0M | 0.26% | |
| 41 | —OPPENHEIMER REV WEIGHTED ET | 16,664 | $840.0M | 0.25% | |
| 42 | VIGVANGUARD SPECIALIZED PORTFO | 9,426 | $791.0M | 0.24% | |
| 43 | XEMDXWESTERN ASSET EMRG MKT DEBT | 45,282 | $736.0M | 0.22% | |
| 44 | RWXSPDR INDEX SHS FDS | 17,487 | $729.0M | 0.22% | |
| 45 | —POWERSHARES ETF TR II | 22,600 | $693.0M | 0.21% | |
| 46 | SCZISHARES TR | 13,229 | $693.0M | 0.21% | |
| 47 | —OPPENHEIMER REV WEIGHTED ET | 11,296 | $673.0M | 0.20% | |
| 48 | OEFISHARES TR | 6,929 | $665.0M | 0.20% | |
| 49 | PFEPFIZER INC | 18,860 | $639.0M | 0.19% | |
| 50 | VBVANGUARD INDEX FDS | 4,867 | $595.0M | 0.18% | |
| 51 | XCHYXCALAMOS CONV & HIGH INCOME | 51,871 | $571.0M | 0.17% | |
| 52 | VSSVANGUARD INTL EQUITY INDEX | 5,665 | $564.0M | 0.17% | |
| 53 | VVRINVESCO SR INCOME TR | 128,572 | $557.0M | 0.17% | |
| 54 | —RYDEX ETF TRUST | 6,652 | $556.0M | 0.17% | |
| 55 | MSFTMICROSOFT CORP | 8,782 | $506.0M | 0.15% | |
| 56 | SOXXISHARES TR | 4,400 | $497.0M | 0.15% | |
| 57 | IWFISHARES TR | 4,581 | $477.0M | 0.14% | |
| 58 | BRK/BBERKSHIRE HATHAWAY INC DEL | 3,178 | $459.0M | 0.14% | |
| 59 | JNJJOHNSON & JOHNSON | 3,846 | $454.0M | 0.14% | |
| 60 | IWRISHARES TR | 2,501 | $436.0M | 0.13% | |
| 61 | —COHEN & STEERS GLOBAL INC B | 49,095 | $436.0M | 0.13% | |
| 62 | EMBISHARES TR | 3,600 | $422.0M | 0.13% | |
| 63 | VYMVANGUARD WHITEHALL FDS INC | 5,767 | $416.0M | 0.13% | |
| 64 | PEPPEPSICO INC | 3,595 | $391.0M | 0.12% | |
| 65 | HONHONEYWELL INTL INC | 3,356 | $391.0M | 0.12% | |
| 66 | NEANUVEEN SR INCOME FD | 58,048 | $380.0M | 0.11% | |
| 67 | DISDISNEY WALT CO | 4,031 | $374.0M | 0.11% | |
| 68 | WIPSPDR SERIES TRUST | 6,400 | $364.0M | 0.11% | |
| 69 | VOVANGUARD INDEX FDS | 2,770 | $359.0M | 0.11% | |
| 70 | EMLPFIRST TR EXCHANGE TRADED FD | 13,696 | $347.0M | 0.10% | |
| 71 | AAPLAPPLE INC | 3,063 | $346.0M | 0.10% | |
| 72 | —POWERSHARES ETF TR II | 12,000 | $334.0M | 0.10% | |
| 73 | IWDISHARES TR | 3,138 | $331.0M | 0.10% | |
| 74 | PGPROCTER AND GAMBLE CO | 3,607 | $324.0M | 0.10% | |
| 75 | HSYHERSHEY CO | 3,200 | $306.0M | 0.09% | |
| 76 | HDHOME DEPOT INC | 2,367 | $305.0M | 0.09% | |
| 77 | SCHESCHWAB STRATEGIC TR | 13,152 | $303.0M | 0.09% | |
| 78 | VXFVANGUARD INDEX FDS | 3,250 | $297.0M | 0.09% | |
| 79 | IEFISHARES TR | 2,513 | $281.0M | 0.08% | |
| 80 | TRVCCITIGROUP INC | 5,792 | $274.0M | 0.08% | |
| 81 | DBEFDBX ETF TR | 10,144 | $268.0M | 0.08% | |
| 82 | ABBVABBVIE INC | 4,039 | $255.0M | 0.08% | |
| 83 | MRKMERCK & CO INC | 4,011 | $250.0M | 0.08% | |
| 84 | BACVERIZON COMMUNICATIONS INC | 4,607 | $239.0M | 0.07% | |
| 85 | PXFPOWERSHARES ETF TR II | 6,410 | $236.0M | 0.07% | |
| 86 | MUBISHARES TR | 2,097 | $236.0M | 0.07% | |
| 87 | 4I1PHILIP MORRIS INTL INC | 2,416 | $235.0M | 0.07% | |
| 88 | MOALTRIA GROUP INC | 3,614 | $228.0M | 0.07% | |
| 89 | CVXCHEVRON CORP NEW | 2,207 | $227.0M | 0.07% | |
| 90 | VNQIVANGUARD INTL EQUITY INDEX | 4,000 | $225.0M | 0.07% | |
| 91 | CMCSACOMCAST CORP NEW | 3,276 | $217.0M | 0.07% | |
| 92 | IJJISHARES TR | 1,617 | $215.0M | 0.06% | |
| 93 | FLOTISHARES TR | 4,000 | $203.0M | 0.06% | |
| 94 | TOTLSSGA ACTIVE ETF TR | 3,800 | $191.0M | 0.06% | |
| 95 | BIVVANGUARD BD INDEX FD INC | 2,147 | $188.0M | 0.06% | |
| 96 | COSTCOSTCO WHSL CORP NEW | 1,218 | $186.0M | 0.06% | |
| 97 | ADPAUTOMATIC DATA PROCESSING I | 2,092 | $185.0M | 0.06% | |
| 98 | MCIBARINGS CORPORATE INVS | 10,703 | $184.0M | 0.06% | |
| 99 | —CLAYMORE EXCHANGE TRD FD TR | 8,460 | $183.0M | 0.06% | |
| 100 | —CLAYMORE EXCHANGE TRD FD TR | 8,350 | $180.0M | 0.05% |
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