Klingman & Associates, LLC Q2 2017 Filing
Filed July 21, 2017
Portfolio Value
$375.0B
Holdings
95
Report Date
Q2 2017
Filing Type
13F-HR
All Holdings (95 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVVISHARES TR | 215,622 | $52.5B | 14.00% | |
| 2 | SPYSPDR S&P 500 ETF TR | 142,711 | $34.5B | 9.20% | |
| 3 | IJHISHARES TR | 162,030 | $28.2B | 7.52% | |
| 4 | AMJEURJPMORGAN CHASE & CO | 947,336 | $28.1B | 7.50% | |
| 5 | —UBS AG JERSEY BRH | 986,898 | $26.3B | 7.02% | |
| 6 | SDYSPDR SERIES TRUST | 241,508 | $21.5B | 5.72% | |
| 7 | PRFUSDPOWERSHARES ETF TRUST | 204,319 | $21.1B | 5.63% | |
| 8 | MDYSPDR S&P MIDCAP 400 ETF TR | 50,411 | $16.0B | 4.27% | |
| 9 | TIPISHARES TR | 118,320 | $13.4B | 3.58% | |
| 10 | IJRISHARES TR | 187,973 | $13.2B | 3.51% | |
| 11 | VTIPVANGUARD MALVERN FDS | 232,766 | $11.5B | 3.06% | |
| 12 | NEARISHARES U S ETF TR | 171,697 | $8.6B | 2.30% | |
| 13 | IDV*ISHARES TR | 243,582 | $8.0B | 2.13% | |
| 14 | PJTPJT PARTNERS INC | 163,399 | $6.6B | 1.75% | |
| 15 | —OPPENHEIMER REV WEIGHTD ETF | 134,093 | $6.2B | 1.66% | |
| 16 | VNQVANGUARD INDEX FDS | 63,851 | $5.3B | 1.42% | |
| 17 | CFGCITIZENS FINL GROUP INC | 141,976 | $5.1B | 1.35% | |
| 18 | IWMISHARES TR | 35,556 | $5.0B | 1.34% | |
| 19 | —POWERSHARES ETF TR II | 110,777 | $5.0B | 1.32% | |
| 20 | USMVISHARES TR | 93,500 | $4.6B | 1.22% | |
| 21 | AQLTISHARES TR | 43,565 | $4.0B | 1.07% | |
| 22 | IWBISHARES TR | 21,569 | $2.9B | 0.78% | |
| 23 | EFAISHARES TR | 40,537 | $2.6B | 0.70% | |
| 24 | —POWERSHARES ETF TR II | 79,890 | $2.1B | 0.56% | |
| 25 | VEUVANGUARD INTL EQUITY INDEX F | 40,473 | $2.0B | 0.54% | |
| 26 | HDVISHARES TR | 22,442 | $1.9B | 0.50% | |
| 27 | FCTFIRST TR SR FLG RTE INCM FD | 129,859 | $1.7B | 0.46% | |
| 28 | VWOVANGUARD INTL EQUITY INDEX F | 36,946 | $1.5B | 0.40% | |
| 29 | MLPXUSDGLOBAL X FDS | 105,537 | $1.5B | 0.39% | |
| 30 | XOMEXXON MOBIL CORP | 16,311 | $1.3B | 0.35% | |
| 31 | MINTPIMCO ETF TR | 12,279 | $1.2B | 0.33% | |
| 32 | XFRAXBLACKROCK FLOAT RATE OME STR | 88,269 | $1.2B | 0.33% | |
| 33 | EFAVISHARES TR | 16,580 | $1.1B | 0.31% | |
| 34 | VTIVANGUARD INDEX FDS | 9,058 | $1.1B | 0.30% | |
| 35 | VEAVANGUARD TAX MANAGED INTL FD | 25,144 | $1.0B | 0.28% | |
| 36 | DEMWISDOMTREE TR | 25,188 | $1.0B | 0.28% | |
| 37 | RYROYAL BK CDA MONTREAL QUE | 13,363 | $969.0M | 0.26% | |
| 38 | —OPPENHEIMER REV WEIGHTD ETF | 16,559 | $933.0M | 0.25% | |
| 39 | VIGVANGUARD SPECIALIZED PORTFOL | 9,203 | $853.0M | 0.23% | |
| 40 | XEMDXWESTERN ASSET EMRG MKT DEBT | 54,695 | $852.0M | 0.23% | |
| 41 | VXUSVANGUARD STAR FD | 15,600 | $811.0M | 0.22% | |
| 42 | GEGENERAL ELECTRIC CO | 28,050 | $758.0M | 0.20% | |
| 43 | SCZISHARES TR | 13,055 | $755.0M | 0.20% | |
| 44 | —OPPENHEIMER REV WEIGHTD ETF | 11,296 | $746.0M | 0.20% | |
| 45 | OEFISHARES TR | 6,880 | $735.0M | 0.20% | |
| 46 | VBVANGUARD INDEX FDS | 4,922 | $667.0M | 0.18% | |
| 47 | MSFTMICROSOFT CORP | 9,465 | $652.0M | 0.17% | |
| 48 | PEPPEPSICO INC | 5,587 | $645.0M | 0.17% | |
| 49 | —RYDEX ETF TRUST | 6,652 | $617.0M | 0.16% | |
| 50 | SOXXISHARES TR | 4,400 | $617.0M | 0.16% | |
| 51 | IWFISHARES TR | 5,068 | $603.0M | 0.16% | |
| 52 | XCHYXCALAMOS CONV & HIGH INCOME F | 50,241 | $595.0M | 0.16% | |
| 53 | JNJJOHNSON & JOHNSON | 4,195 | $555.0M | 0.15% | |
| 54 | BRK/BBERKSHIRE HATHAWAY INC DEL | 3,098 | $525.0M | 0.14% | |
| 55 | VVRINVESCO SR INCOME TR | 115,099 | $525.0M | 0.14% | |
| 56 | IWRISHARES TR | 2,551 | $490.0M | 0.13% | |
| 57 | PFEPFIZER INC | 14,448 | $485.0M | 0.13% | |
| 58 | JPMJPMORGAN CHASE & CO | 5,213 | $476.0M | 0.13% | |
| 59 | AAPLAPPLE INC | 3,238 | $466.0M | 0.12% | |
| 60 | VOVANGUARD INDEX FDS | 3,245 | $462.0M | 0.12% | |
| 61 | RWXSPDR INDEX SHS FDS | 11,953 | $455.0M | 0.12% | |
| 62 | IWDISHARES TR | 3,772 | $439.0M | 0.12% | |
| 63 | —COHEN & STEERS GLOBAL INC BL | 45,595 | $434.0M | 0.12% | |
| 64 | EWXSPDR INDEX SHS FDS | 8,860 | $413.0M | 0.11% | |
| 65 | EMBISHARES TR | 3,600 | $412.0M | 0.11% | |
| 66 | —POWERSHARES ETF TR II | 12,948 | $404.0M | 0.11% | |
| 67 | DISDISNEY WALT CO | 3,510 | $373.0M | 0.10% | |
| 68 | VYMVANGUARD WHITEHALL FDS INC | 4,476 | $350.0M | 0.09% | |
| 69 | HSYHERSHEY CO | 3,200 | $344.0M | 0.09% | |
| 70 | CSXCSX CORP | 6,264 | $342.0M | 0.09% | |
| 71 | BACVERIZON COMMUNICATIONS INC | 7,628 | $341.0M | 0.09% | |
| 72 | EMLPFIRST TR EXCHANGE TRADED FD | 13,696 | $336.0M | 0.09% | |
| 73 | WIPSPDR SERIES TRUST | 6,000 | $333.0M | 0.09% | |
| 74 | VXFVANGUARD INDEX FDS | 3,250 | $332.0M | 0.09% | |
| 75 | SCHESCHWAB STRATEGIC TR | 13,152 | $327.0M | 0.09% | |
| 76 | ABBVABBVIE INC | 4,335 | $314.0M | 0.08% | |
| 77 | DBEFDBX ETF TR | 10,042 | $301.0M | 0.08% | |
| 78 | NEANUVEEN SR INCOME FD | 41,779 | $285.0M | 0.08% | |
| 79 | MRKMERCK & CO INC | 4,204 | $269.0M | 0.07% | |
| 80 | HONHONEYWELL INTL INC | 1,994 | $266.0M | 0.07% | |
| 81 | MCIBARINGS CORPORATE INVS | 16,403 | $248.0M | 0.07% | |
| 82 | CVXCHEVRON CORP NEW | 2,379 | $248.0M | 0.07% | |
| 83 | PXFPOWERSHARES ETF TR II | 5,848 | $244.0M | 0.07% | |
| 84 | IEFISHARES TR | 2,283 | $243.0M | 0.06% | |
| 85 | IJJISHARES TR | 1,617 | $240.0M | 0.06% | |
| 86 | MUBISHARES TR | 2,167 | $239.0M | 0.06% | |
| 87 | —CLAYMORE EXCHANGE TRD FD TR | 11,310 | $236.0M | 0.06% | |
| 88 | FLOTISHARES TR | 4,421 | $225.0M | 0.06% | |
| 89 | VNQIVANGUARD INTL EQUITY INDEX F | 4,000 | $225.0M | 0.06% | |
| 90 | PGPROCTER AND GAMBLE CO | 2,441 | $213.0M | 0.06% | |
| 91 | —CLAYMORE EXCHANGE TRD FD TR | 9,890 | $207.0M | 0.06% | |
| 92 | IJKISHARES TR | 1,030 | $203.0M | 0.05% | |
| 93 | —NUVEEN ENERGY MLP TOTL RTRNF | 10,573 | $140.0M | 0.04% | |
| 94 | RFICOHEN & STEERS TOTAL RETURN | 10,830 | $136.0M | 0.04% | |
| 95 | —ABERDEEN ASIA PACIFIC INCOM | 13,336 | $67.0M | 0.02% |