Klingman & Associates, LLC Q1 2017 Filing
Filed May 4, 2017
Portfolio Value
$360.4B
Holdings
95
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (95 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVVISHARES TR | 203,753 | $48.3B | 13.41% | |
| 2 | SPYSPDR S&P 500 ETF TR | 146,420 | $34.5B | 9.58% | |
| 3 | AMJEURJPMORGAN CHASE & CO | 912,875 | $29.5B | 8.18% | |
| 4 | —UBS AG JERSEY BRH | 855,901 | $25.0B | 6.93% | |
| 5 | IJHISHARES TR | 142,323 | $24.4B | 6.76% | |
| 6 | SDYSPDR SERIES TRUST | 239,883 | $21.1B | 5.87% | |
| 7 | PRFUSDPOWERSHARES ETF TRUST | 201,754 | $20.7B | 5.74% | |
| 8 | MDYSPDR S&P MIDCAP 400 ETF | 52,200 | $16.3B | 4.53% | |
| 9 | TIPISHARES TR | 118,914 | $13.6B | 3.78% | |
| 10 | IJRISHARES TR | 174,614 | $12.1B | 3.35% | |
| 11 | VTIPVANGUARD MALVERN FDS | 183,157 | $9.1B | 2.51% | |
| 12 | IDV*ISHARES TR | 268,274 | $8.4B | 2.34% | |
| 13 | PJTPJT PARTNERS INC | 163,398 | $5.7B | 1.59% | |
| 14 | NEARISHARES U S ETF TR | 110,191 | $5.5B | 1.54% | |
| 15 | VNQVANGUARD INDEX FDS | 66,970 | $5.5B | 1.53% | |
| 16 | IWMISHARES TR | 38,886 | $5.3B | 1.48% | |
| 17 | —OPPENHEIMER REV WEIGHTD | 110,916 | $5.0B | 1.40% | |
| 18 | —POWERSHARES ETF TR II | 113,657 | $4.9B | 1.37% | |
| 19 | CFGCITIZENS FINL GROUP INC | 141,976 | $4.9B | 1.36% | |
| 20 | USMVISHARES TR | 94,337 | $4.5B | 1.25% | |
| 21 | AQLTISHARES TR | 47,342 | $4.3B | 1.20% | |
| 22 | EFAISHARES TR | 50,142 | $3.1B | 0.87% | |
| 23 | IWBISHARES TR | 21,633 | $2.8B | 0.79% | |
| 24 | —POWERSHARES ETF TR II | 78,807 | $2.0B | 0.56% | |
| 25 | VEUVANGUARD INTL EQUITY IND | 38,299 | $1.8B | 0.51% | |
| 26 | HDVISHARES TR | 21,667 | $1.8B | 0.50% | |
| 27 | MLPXUSDGLOBAL X FDS | 122,072 | $1.8B | 0.50% | |
| 28 | FCTFIRST TR SR FLG RTE INCM | 129,359 | $1.8B | 0.50% | |
| 29 | XOMEXXON MOBIL CORP | 18,658 | $1.5B | 0.42% | |
| 30 | VWOVANGUARD INTL EQUITY IND | 37,132 | $1.5B | 0.41% | |
| 31 | MINTPIMCO ETF TR | 12,979 | $1.3B | 0.37% | |
| 32 | XFRAXBLACKROCK FLOAT RATE OME | 90,057 | $1.3B | 0.36% | |
| 33 | EFAVISHARES TR | 16,697 | $1.1B | 0.31% | |
| 34 | VTIVANGUARD INDEX FDS | 8,978 | $1.1B | 0.30% | |
| 35 | DEMWISDOMTREE TR | 25,165 | $1.0B | 0.29% | |
| 36 | FT2FIRST HORIZON NATL CORP | 53,882 | $997.0M | 0.28% | |
| 37 | VEAVANGUARD TAX MANAGED INT | 25,112 | $987.0M | 0.27% | |
| 38 | GEGENERAL ELECTRIC CO | 32,301 | $963.0M | 0.27% | |
| 39 | —OPPENHEIMER REV WEIGHTD | 16,524 | $918.0M | 0.25% | |
| 40 | VIGVANGUARD SPECIALIZED POR | 9,443 | $849.0M | 0.24% | |
| 41 | XEMDXWESTERN ASSET EMRG MKT D | 53,397 | $828.0M | 0.23% | |
| 42 | VXUSVANGUARD STAR FD | 15,600 | $775.0M | 0.22% | |
| 43 | —OPPENHEIMER REV WEIGHTD | 11,296 | $750.0M | 0.21% | |
| 44 | OEFISHARES TR | 6,880 | $720.0M | 0.20% | |
| 45 | SCZISHARES TR | 13,055 | $707.0M | 0.20% | |
| 46 | RYROYAL BK CDA MONTREAL QU | 9,506 | $693.0M | 0.19% | |
| 47 | PFEPFIZER INC | 19,170 | $656.0M | 0.18% | |
| 48 | PEPPEPSICO INC | 5,736 | $642.0M | 0.18% | |
| 49 | —RYDEX ETF TRUST | 6,652 | $604.0M | 0.17% | |
| 50 | SOXXISHARES TR | 4,400 | $602.0M | 0.17% | |
| 51 | VBVANGUARD INDEX FDS | 4,425 | $590.0M | 0.16% | |
| 52 | IWFISHARES TR | 5,068 | $577.0M | 0.16% | |
| 53 | XCHYXCALAMOS CONV & HIGH INCO | 48,871 | $557.0M | 0.15% | |
| 54 | BRK/BBERKSHIRE HATHAWAY INC D | 3,267 | $547.0M | 0.15% | |
| 55 | MSFTMICROSOFT CORP | 8,192 | $540.0M | 0.15% | |
| 56 | VVRINVESCO SR INCOME TR | 115,452 | $535.0M | 0.15% | |
| 57 | RWXSPDR INDEX SHS FDS | 13,541 | $506.0M | 0.14% | |
| 58 | IWRISHARES TR | 2,551 | $477.0M | 0.13% | |
| 59 | AAPLAPPLE INC | 3,260 | $468.0M | 0.13% | |
| 60 | 6PMPARAMOUNT GROUP INC | 28,275 | $458.0M | 0.13% | |
| 61 | DISDISNEY WALT CO | 4,002 | $454.0M | 0.13% | |
| 62 | JNJJOHNSON & JOHNSON | 3,639 | $453.0M | 0.13% | |
| 63 | VYMVANGUARD WHITEHALL FDS I | 5,619 | $436.0M | 0.12% | |
| 64 | —COHEN & STEERS GLOBAL IN | 47,595 | $436.0M | 0.12% | |
| 65 | IWDISHARES TR | 3,772 | $434.0M | 0.12% | |
| 66 | EMBISHARES TR | 3,600 | $409.0M | 0.11% | |
| 67 | EWXSPDR INDEX SHS FDS | 8,860 | $402.0M | 0.11% | |
| 68 | JPMJPMORGAN CHASE & CO | 4,423 | $389.0M | 0.11% | |
| 69 | VOVANGUARD INDEX FDS | 2,770 | $386.0M | 0.11% | |
| 70 | —POWERSHARES ETF TR II | 12,000 | $351.0M | 0.10% | |
| 71 | HSYHERSHEY CO | 3,200 | $350.0M | 0.10% | |
| 72 | EMLPFIRST TR EXCHANGE TRADED | 13,696 | $347.0M | 0.10% | |
| 73 | WIPSPDR SERIES TRUST | 6,000 | $329.0M | 0.09% | |
| 74 | VXFVANGUARD INDEX FDS | 3,250 | $325.0M | 0.09% | |
| 75 | SCHESCHWAB STRATEGIC TR | 13,152 | $315.0M | 0.09% | |
| 76 | HONHONEYWELL INTL INC | 2,494 | $311.0M | 0.09% | |
| 77 | DBEFDBX ETF TR | 10,042 | $297.0M | 0.08% | |
| 78 | MOALTRIA GROUP INC | 3,923 | $280.0M | 0.08% | |
| 79 | 4I1PHILIP MORRIS INTL INC | 2,442 | $276.0M | 0.08% | |
| 80 | MRKMERCK & CO INC | 4,232 | $269.0M | 0.07% | |
| 81 | ABBVABBVIE INC | 4,070 | $265.0M | 0.07% | |
| 82 | PGPROCTER AND GAMBLE CO | 2,843 | $255.0M | 0.07% | |
| 83 | NEANUVEEN SR INCOME FD | 37,279 | $253.0M | 0.07% | |
| 84 | FXECURRENCYSHARES EURO TR | 2,401 | $248.0M | 0.07% | |
| 85 | IEFISHARES TR | 2,283 | $241.0M | 0.07% | |
| 86 | IJJISHARES TR | 1,617 | $240.0M | 0.07% | |
| 87 | TRVCCITIGROUP INC | 3,897 | $233.0M | 0.06% | |
| 88 | MUBISHARES TR | 2,097 | $228.0M | 0.06% | |
| 89 | BACVERIZON COMMUNICATIONS I | 4,575 | $223.0M | 0.06% | |
| 90 | VNQIVANGUARD INTL EQUITY IND | 4,000 | $213.0M | 0.06% | |
| 91 | PXFPOWERSHARES ETF TR II | 5,250 | $210.0M | 0.06% | |
| 92 | FLOTISHARES TR | 4,000 | $203.0M | 0.06% | |
| 93 | MCIBARINGS CORPORATE INVS | 10,703 | $163.0M | 0.05% | |
| 94 | —NUVEEN ENERGY MLP TOTL R | 10,573 | $144.0M | 0.04% | |
| 95 | RFICOHEN & STEERS TOTAL RET | 10,930 | $135.0M | 0.04% |