Klingman & Associates, LLC Q1 2016 Filing
Filed April 18, 2016
Portfolio Value
$279.0B
Holdings
392
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (392 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 164,303 | $33.8B | 12.10% | |
| 2 | IVVISHARES TR | 116,216 | $24.0B | 8.61% | |
| 3 | AMJEURJPMORGAN CHASE & CO | 885,758 | $24.0B | 8.60% | |
| 4 | SDYSPDR SERIES TRUST | 259,645 | $20.8B | 7.44% | |
| 5 | PRFUSDPOWERSHARES ETF TRUST | 177,150 | $15.6B | 5.60% | |
| 6 | MDYSPDR S&P MIDCAP 400 ETF TR | 54,639 | $14.4B | 5.14% | |
| 7 | TIPISHARES TR | 96,505 | $11.1B | 3.96% | |
| 8 | —CREDIT SUISSE NASSAU BRH | 578,252 | $9.6B | 3.43% | |
| 9 | IDV*ISHARES TR | 289,423 | $8.4B | 3.01% | |
| 10 | IJHISHARES TR | 45,851 | $6.6B | 2.37% | |
| 11 | VNQVANGUARD INDEX FDS | 73,239 | $6.1B | 2.20% | |
| 12 | —POWERSHARES ETF TR II | 127,927 | $5.2B | 1.85% | |
| 13 | IJRISHARES TR | 45,041 | $5.1B | 1.82% | |
| 14 | —OPPENHEIMER REV WEIGHTED ETF | 120,692 | $4.9B | 1.74% | |
| 15 | IWMISHARES TR | 39,045 | $4.3B | 1.55% | |
| 16 | EMOCLEARBRIDGE ENERGY MLP FD IN | 310,658 | $4.2B | 1.51% | |
| 17 | USMVISHARES TR | 90,853 | $4.0B | 1.43% | |
| 18 | AQLTISHARES TR | 48,380 | $4.0B | 1.42% | |
| 19 | PJTPJT PARTNERS INC | 160,000 | $3.8B | 1.38% | |
| 20 | EFAISHARES TR | 46,995 | $2.7B | 0.96% | |
| 21 | —ENDURANCE SPECIALTY HLDGS LT | 40,426 | $2.6B | 0.95% | |
| 22 | VTIVANGUARD INDEX FDS | 24,000 | $2.5B | 0.90% | |
| 23 | IWBISHARES TR | 21,323 | $2.4B | 0.87% | |
| 24 | EFAVISHARES TR | 28,370 | $1.9B | 0.68% | |
| 25 | FCTFIRST TR SR FLG RTE INCM FD | 143,762 | $1.9B | 0.66% | |
| 26 | PFFISHARES TR | 46,096 | $1.8B | 0.64% | |
| 27 | HDVISHARES TR | 22,807 | $1.8B | 0.64% | |
| 28 | CFGCITIZENS FINL GROUP INC | 84,500 | $1.8B | 0.63% | |
| 29 | VEUVANGUARD INTL EQUITY INDEX F | 38,757 | $1.7B | 0.60% | |
| 30 | RYROYAL BK CDA MONTREAL QUE | 26,355 | $1.5B | 0.54% | |
| 31 | MLPXUSDGLOBAL X FDS | 130,992 | $1.5B | 0.54% | |
| 32 | JPMJPMORGAN CHASE & CO | 23,030 | $1.4B | 0.49% | |
| 33 | VWOVANGUARD INTL EQUITY INDEX F | 36,638 | $1.3B | 0.45% | |
| 34 | XOMEXXON MOBIL CORP | 14,948 | $1.3B | 0.45% | |
| 35 | XFRAXBLACKROCK FLOAT RATE OME STR | 88,863 | $1.2B | 0.42% | |
| 36 | VTIPVANGUARD MALVERN FDS | 23,265 | $1.1B | 0.41% | |
| 37 | MINTPIMCO ETF TR | 10,679 | $1.1B | 0.39% | |
| 38 | GEGENERAL ELECTRIC CO | 32,257 | $1.0B | 0.37% | |
| 39 | VEAVANGUARD TAX MANAGED INTL FD | 25,028 | $898.0M | 0.32% | |
| 40 | —OPPENHEIMER REV WEIGHTED ETF | 17,664 | $848.0M | 0.30% | |
| 41 | DEMWISDOMTREE TR | 22,491 | $783.0M | 0.28% | |
| 42 | VIGVANGUARD SPECIALIZED PORTFOL | 9,401 | $764.0M | 0.27% | |
| 43 | RWXSPDR INDEX SHS FDS | 17,875 | $741.0M | 0.27% | |
| 44 | SCZISHARES TR | 14,177 | $706.0M | 0.25% | |
| 45 | XEMDXWESTERN ASSET EMRG MKT DEBT | 46,782 | $679.0M | 0.24% | |
| 46 | —POWERSHARES ETF TR II | 22,600 | $676.0M | 0.24% | |
| 47 | OEFISHARES TR | 7,010 | $641.0M | 0.23% | |
| 48 | VBVANGUARD INDEX FDS | 5,654 | $630.0M | 0.23% | |
| 49 | —OPPENHEIMER REV WEIGHTED ETF | 11,466 | $622.0M | 0.22% | |
| 50 | —POWERSHARES ETF TR II | 24,900 | $597.0M | 0.21% | |
| 51 | XCHYXCALAMOS CONV & HIGH INCOME F | 55,305 | $575.0M | 0.21% | |
| 52 | PFEPFIZER INC | 19,016 | $564.0M | 0.20% | |
| 53 | NEARISHARES U S ETF TR | 10,990 | $550.0M | 0.20% | |
| 54 | VVRINVESCO SR INCOME TR | 135,822 | $549.0M | 0.20% | |
| 55 | —RYDEX ETF TRUST | 6,652 | $522.0M | 0.19% | |
| 56 | MSFTMICROSOFT CORP | 8,782 | $485.0M | 0.17% | |
| 57 | WIPSPDR SERIES TRUST | 8,900 | $483.0M | 0.17% | |
| 58 | VSSVANGUARD INTL EQUITY INDEX F | 5,165 | $482.0M | 0.17% | |
| 59 | IWFISHARES TR | 4,711 | $470.0M | 0.17% | |
| 60 | BRK/BBERKSHIRE HATHAWAY INC DEL | 3,028 | $430.0M | 0.15% | |
| 61 | NEANUVEEN SR INCOME FD | 72,048 | $425.0M | 0.15% | |
| 62 | —COHEN & STEERS GLOBAL INC BL | 48,095 | $422.0M | 0.15% | |
| 63 | VYMVANGUARD WHITEHALL FDS INC | 6,099 | $421.0M | 0.15% | |
| 64 | IWRISHARES TR | 2,501 | $407.0M | 0.15% | |
| 65 | SOXXISHARES TR | 4,400 | $403.0M | 0.14% | |
| 66 | JNJJOHNSON & JOHNSON | 3,671 | $397.0M | 0.14% | |
| 67 | EMBISHARES TR | 3,600 | $397.0M | 0.14% | |
| 68 | DISDISNEY WALT CO | 3,899 | $387.0M | 0.14% | |
| 69 | DBEFDBX ETF TR | 14,772 | $377.0M | 0.14% | |
| 70 | PEPPEPSICO INC | 3,595 | $368.0M | 0.13% | |
| 71 | HONHONEYWELL INTL INC | 3,262 | $366.0M | 0.13% | |
| 72 | VOVANGUARD INDEX FDS | 2,980 | $361.0M | 0.13% | |
| 73 | AAPLAPPLE INC | 3,063 | $334.0M | 0.12% | |
| 74 | HDHOME DEPOT INC | 2,367 | $316.0M | 0.11% | |
| 75 | IWDISHARES TR | 3,188 | $315.0M | 0.11% | |
| 76 | —POWERSHARES ETF TR II | 12,000 | $314.0M | 0.11% | |
| 77 | EMLPFIRST TR EXCHANGE TRADED FD | 13,696 | $299.0M | 0.11% | |
| 78 | IEFISHARES TR | 2,513 | $277.0M | 0.10% | |
| 79 | SCHESCHWAB STRATEGIC TR | 13,152 | $273.0M | 0.10% | |
| 80 | VXFVANGUARD INDEX FDS | 3,250 | $269.0M | 0.10% | |
| 81 | PGPROCTER & GAMBLE CO | 3,172 | $261.0M | 0.09% | |
| 82 | —OPPENHEIMER REV WEIGHTED ETF | 8,043 | $243.0M | 0.09% | |
| 83 | TRVCCITIGROUP INC | 5,797 | $242.0M | 0.09% | |
| 84 | BACVERIZON COMMUNICATIONS INC | 4,391 | $237.0M | 0.08% | |
| 85 | 4I1PHILIP MORRIS INTL INC | 2,416 | $237.0M | 0.08% | |
| 86 | PXFPOWERSHARES ETF TR II | 6,660 | $235.0M | 0.08% | |
| 87 | MUBISHARES TR | 2,097 | $234.0M | 0.08% | |
| 88 | ABBVABBVIE INC | 4,039 | $231.0M | 0.08% | |
| 89 | MOALTRIA GROUP INC | 3,614 | $226.0M | 0.08% | |
| 90 | VNQIVANGUARD INTL EQUITY INDEX F | 4,000 | $214.0M | 0.08% | |
| 91 | FLOTISHARES TR | 4,200 | $212.0M | 0.08% | |
| 92 | STTSPDR SERIES TRUST | 6,182 | $212.0M | 0.08% | |
| 93 | CVXCHEVRON CORP NEW | 2,207 | $211.0M | 0.08% | |
| 94 | BIVVANGUARD BD INDEX FD INC | 2,377 | $205.0M | 0.07% | |
| 95 | IJJISHARES TR | 1,617 | $201.0M | 0.07% | |
| 96 | HYGISHARES TR | 2,364 | $193.0M | 0.07% | |
| 97 | ADPAUTOMATIC DATA PROCESSING IN | 2,092 | $188.0M | 0.07% | |
| 98 | TOTLSSGA ACTIVE ETF TR | 3,800 | $188.0M | 0.07% | |
| 99 | MRKMERCK & CO INC NEW | 3,511 | $186.0M | 0.07% | |
| 100 | HSYHERSHEY CO | 2,000 | $184.0M | 0.07% |
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