Ionic Capital Management LLC Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$1.8B
Holdings
256
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (256 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | USBUS BANCORP DEL | 96,000 | $4.9M | 0.27% | Call |
| 102 | —KRATON CORPORATION | 172,500 | $4.9M | 0.27% | |
| 103 | —WHITEWAVE FOODS CO | 86,241 | $4.8M | 0.26% | |
| 104 | CUKCARNIVAL PLC | 92,580 | $4.7M | 0.26% | |
| 105 | VIPSVIPSHOP HLDGS LTD | 427,854 | $4.7M | 0.26% | Put |
| 106 | —BHP BILLITON PLC | 149,275 | $4.7M | 0.25% | |
| 107 | EWWISHARES | 104,000 | $4.6M | 0.25% | Call |
| 108 | NXPINXP SEMICONDUCTORS N V | 45,680 | $4.5M | 0.24% | |
| 109 | BBDBANCO BRADESCO S A | 500,000 | $4.4M | 0.24% | Call |
| 110 | GTNGRAY TELEVISION INC | 395,220 | $4.3M | 0.23% | |
| 111 | KRKROGER CO | 123,000 | $4.2M | 0.23% | Call |
| 112 | —DEL TACO RESTAURANTS INC | 874,577 | $4.2M | 0.23% | |
| 113 | ZIONZIONS BANCORPORATION | 96,400 | $4.1M | 0.23% | Put |
| 114 | DELLDELL TECHNOLOGIES INC | 75,019 | $4.1M | 0.22% | |
| 115 | XPOXPO LOGISTICS INC | 92,550 | $4.0M | 0.22% | |
| 116 | CRD/ACRAWFORD & CO | 415,810 | $3.9M | 0.21% | |
| 117 | HFCUSDHOLLYFRONTIER CORP | 120,000 | $3.9M | 0.21% | Put |
| 118 | —MICHAEL KORS HLDGS LTD | 91,200 | $3.9M | 0.21% | Put |
| 119 | PSLV/USPROTT PHYSICAL SILVER TR | 616,719 | $3.8M | 0.20% | |
| 120 | FOXATWENTY FIRST CENTY FOX INC | 135,400 | $3.7M | 0.20% | |
| 121 | —AKORN INC | 164,070 | $3.6M | 0.19% | |
| 122 | ELV 5.25 05/01/18ANTHEM INC | 75,865 | $3.6M | 0.19% | |
| 123 | VLOVALERO ENERGY CORP NEW | 50,000 | $3.4M | 0.19% | Put |
| 124 | AMDADVANCED MICRO DEVICES INC | 300,000 | $3.4M | 0.18% | Put |
| 125 | LNWOSCIENTIFIC GAMES CORP | 239,700 | $3.4M | 0.18% | Call |
| 126 | OSVEURVANECK VECTORS ETF TR | 100,000 | $3.3M | 0.18% | Put |
| 127 | SOXXISHARES TR | 25,200 | $3.1M | 0.17% | |
| 128 | —NEXEO SOLUTIONS INC | 331,770 | $3.1M | 0.17% | |
| 129 | —UBS AG LONDON BRH | 184,296 | $3.1M | 0.17% | |
| 130 | XLFSELECT SECTOR SPDR TR | 131,409 | $3.1M | 0.17% | |
| 131 | TWLOTWILIO INC | 105,000 | $3.0M | 0.16% | Put |
| 132 | —INVESCO DYNAMIC CR OPP FD | 245,012 | $3.0M | 0.16% | |
| 133 | VALEVALE S A | 390,012 | $3.0M | 0.16% | |
| 134 | RDS/AROYAL DUTCH SHELL PLC | 54,624 | $3.0M | 0.16% | |
| 135 | RIGTRANSOCEAN LTD | 200,900 | $3.0M | 0.16% | Call |
| 136 | BMYBRISTOL MYERS SQUIBB CO | 50,000 | $2.9M | 0.16% | Call |
| 137 | NSCNORFOLK SOUTHERN CORP | 27,000 | $2.9M | 0.16% | |
| 138 | IBOCINTERNATIONAL BANCSHARES COR | 70,000 | $2.9M | 0.16% | Call |
| 139 | ULUNILEVER PLC | 64,788 | $2.6M | 0.14% | |
| 140 | NEMNEWMONT MINING CORP | 77,300 | $2.6M | 0.14% | Put |
| 141 | LBRDALIBERTY BROADBAND CORP | 35,659 | $2.6M | 0.14% | |
| 142 | DALDELTA AIR LINES INC DEL | 50,000 | $2.5M | 0.13% | Call |
| 143 | SPWRQSUNPOWER CORP | 371,858 | $2.5M | 0.13% | Put |
| 144 | MDYSPDR S&P MIDCAP 400 ETF TR | 8,130 | $2.5M | 0.13% | |
| 145 | —YAHOO INC | 2,450,000 | $2.4M | 0.13% | |
| 146 | METMETLIFE INC | 45,000 | $2.4M | 0.13% | Call |
| 147 | WMBWILLIAMS COS INC DEL | 76,500 | $2.4M | 0.13% | |
| 148 | —SYNGENTA AG | 30,000 | $2.4M | 0.13% | |
| 149 | —POWERSHARES ETF TRUST II | 98,400 | $2.3M | 0.12% | Put |
| 150 | SLCAU S SILICA HLDGS INC | 40,000 | $2.3M | 0.12% | Put |
| 151 | ELVANTHEM INC | 15,000 | $2.2M | 0.12% | Call |
| 152 | TAT&T INC | 50,100 | $2.1M | 0.12% | Put |
| 153 | RSX1USDVANECK VECTORS ETF TR | 100,000 | $2.1M | 0.12% | Call |
| 154 | EMREMERSON ELEC CO | 38,000 | $2.1M | 0.11% | Put |
| 155 | GMGENERAL MTRS CO | 60,000 | $2.1M | 0.11% | Put |
| 156 | —RAYONIER ADVANCED MATLS INC | 17,862 | $2.1M | 0.11% | |
| 157 | —KKR & CO L P DEL | 131,100 | $2.0M | 0.11% | Call |
| 158 | NBISYANDEX N V | 100,000 | $2.0M | 0.11% | Call |
| 159 | —VOYA PRIME RATE TR | 352,857 | $2.0M | 0.11% | |
| 160 | TERTERADYNE INC | 75,190 | $1.9M | 0.10% | Call |
| 161 | —BUNGE LIMITED | 26,000 | $1.9M | 0.10% | Put |
| 162 | XJQCXNUVEEN CR STRATEGIES INCM FD | 202,291 | $1.8M | 0.10% | |
| 163 | CDEVEURCENTENNIAL RESOURCE DEV INC | 90,000 | $1.8M | 0.10% | Call |
| 164 | UNPUNION PAC CORP | 17,000 | $1.8M | 0.10% | |
| 165 | XRTSPDR SERIES TRUST | 40,000 | $1.8M | 0.10% | Put |
| 166 | VVRINVESCO SR INCOME TR | 366,779 | $1.7M | 0.09% | |
| 167 | STTSPDR SERIES TRUST | 46,000 | $1.7M | 0.09% | |
| 168 | IWMISHARES TR | 12,100 | $1.6M | 0.09% | |
| 169 | USOUNITED STATES OIL FUND LP | 133,500 | $1.6M | 0.08% | Put |
| 170 | —GREAT PLAINS ENERGY INC | 30,915 | $1.6M | 0.08% | |
| 171 | —TRIVAGO N V | 128,066 | $1.5M | 0.08% | |
| 172 | —ASSOCIATED BANC CORP | 252,297 | $1.5M | 0.08% | |
| 173 | MDLZMONDELEZ INTL INC | 30,185 | $1.3M | 0.07% | |
| 174 | —TCF FINL CORP | 381,700 | $1.3M | 0.07% | |
| 175 | —BOULEVARD ACQUISITION | 131,808 | $1.3M | 0.07% | |
| 176 | JPMJPMORGAN CHASE & CO | 15,000 | $1.3M | 0.07% | |
| 177 | —AVISTA HEALTHCARE PUB ACQ CO | 127,292 | $1.3M | 0.07% | |
| 178 | TSNTYSON FOODS INC | 20,100 | $1.2M | 0.07% | Put |
| 179 | SWZSWISS HELVETIA FD INC | 119,200 | $1.2M | 0.07% | |
| 180 | ABXBARRICK GOLD CORP | 73,900 | $1.2M | 0.06% | Put |
| 181 | —ENCANA CORP | 100,000 | $1.2M | 0.06% | Put |
| 182 | FFORD MTR CO DEL | 96,200 | $1.2M | 0.06% | |
| 183 | HEIHEICO CORP NEW | 17,000 | $1.2M | 0.06% | |
| 184 | WYWEYERHAEUSER CO | 38,144 | $1.1M | 0.06% | |
| 185 | —ELECTRUM SPL ACQUISITION COR | 114,708 | $1.1M | 0.06% | |
| 186 | VNQVANGUARD INDEX FDS | 13,400 | $1.1M | 0.06% | Put |
| 187 | GOOGLALPHABET INC | 1,251 | $991K | 0.05% | |
| 188 | ZGZILLOW GROUP INC | 26,817 | $978K | 0.05% | |
| 189 | —BIOTIME INC | 1,393,940 | $976K | 0.05% | |
| 190 | —HENNESSY CAP ACQUISITION COR | 92,859 | $936K | 0.05% | |
| 191 | —STELLAR ACQUISITION III INC | 89,800 | $925K | 0.05% | |
| 192 | STLAFIAT CHRYSLER AUTOMOBILES N | 100,000 | $912K | 0.05% | Call |
| 193 | —CABELAS INC | 15,574 | $912K | 0.05% | |
| 194 | —GOLDCORP INC NEW | 67,000 | $911K | 0.05% | Put |
| 195 | XLKSELECT SECTOR SPDR TR | 18,500 | $895K | 0.05% | |
| 196 | —CENTRAIS ELETRICAS BRASILEIR | 112,200 | $884K | 0.05% | |
| 197 | LM03LIBERTY MEDIA CORP DELAWARE | 25,315 | $874K | 0.05% | |
| 198 | USALIBERTY ALL STAR EQUITY FD | 169,202 | $873K | 0.05% | |
| 199 | —BARCLAYS BK PLC | 25,032 | $872K | 0.05% | |
| 200 | LM05LIBERTY MEDIA CORP DELAWARE | 27,635 | $866K | 0.05% |