HIGHBRIDGE CAPITAL MANAGEMENT LLC Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$5.6T
Holdings
1,050
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (1,050 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | BABAALIBABA GROUP HLDG LTD | 4,750,174 | $417.1B | 7.42% | Put |
| 2 | GQ9SPDR GOLD TRUST | 1,080,000 | $118.4B | 2.11% | Put |
| 3 | IWMISHARES TR | 600,000 | $80.9B | 1.44% | Call |
| 4 | —PNC FINL SVCS GROUP INC | 1,449,945 | $72.0B | 1.28% | |
| 5 | INTC 3.25 08/01/39INTEL CORP | 40,000,000 | $70.6B | 1.26% | |
| 6 | TWXCHFTIME WARNER INC | 721,785 | $69.7B | 1.24% | Call |
| 7 | AIGAMERICAN INTL GROUP INC | 2,629,400 | $61.3B | 1.09% | |
| 8 | VRSN 3.25 08/15/37VERISIGN INC | 23,500,000 | $52.3B | 0.93% | |
| 9 | TSNTYSON FOODS INC | 815,299 | $50.3B | 0.89% | Call |
| 10 | NXPINXP SEMICONDUCTORS N V | 487,310 | $47.8B | 0.85% | |
| 11 | XBISPDR SERIES TRUST | 800,000 | $47.4B | 0.84% | Call |
| 12 | —FIDELITY NATIONAL FINANCIAL | 24,419,000 | $47.3B | 0.84% | |
| 13 | —AEGERION PHARMACEUTICALS INC | 65,567,000 | $47.2B | 0.84% | |
| 14 | —STARWOOD PPTY TR INC | 39,902,000 | $44.8B | 0.80% | |
| 15 | —GOGO INC | 52,300,000 | $38.9B | 0.69% | |
| 16 | HPEHEWLETT PACKARD ENTERPRISE C | 1,599,219 | $37.0B | 0.66% | |
| 17 | —THERAVANCE BIOPHARMA INC | 31,500,000 | $36.3B | 0.65% | |
| 18 | —LIGAND PHARMACEUTICALS INC | 25,000,000 | $36.2B | 0.64% | |
| 19 | —LAYNE CHRISTENSEN CO | 31,000,000 | $36.1B | 0.64% | |
| 20 | —BANK AMER CORP | 3,539,200 | $35.3B | 0.63% | |
| 21 | —OLD REP INTL CORP | 28,065,000 | $35.3B | 0.63% | |
| 22 | —LAM RESEARCH CORP | 20,000,000 | $35.1B | 0.62% | |
| 23 | —PRIVATEBANCORP INC | 642,935 | $34.8B | 0.62% | |
| 24 | GPOR1EURGULFPORT ENERGY CORP | 1,592,154 | $34.5B | 0.61% | Call |
| 25 | —BLACK HILLS CORP | 500,000 | $34.2B | 0.61% | |
| 26 | CFCF INDS HLDGS INC | 1,081,337 | $34.0B | 0.61% | Call |
| 27 | —PACE HLDGS CORP | 3,275,589 | $33.1B | 0.59% | |
| 28 | —XEROX CORP | 3,780,965 | $33.0B | 0.59% | |
| 29 | —LEVEL 3 COMMUNICATIONS INC | 569,725 | $32.1B | 0.57% | |
| 30 | MUMICRON TECHNOLOGY INC | 1,457,056 | $31.9B | 0.57% | Put |
| 31 | UBSUBS GROUP AG | 2,020,000 | $31.7B | 0.56% | Put |
| 32 | —SYNGENTA AG | 400,000 | $31.6B | 0.56% | |
| 33 | —AK STL CORP | 15,275,000 | $31.5B | 0.56% | |
| 34 | —SHIP FINANCE INTERNATIONAL L | 28,500,000 | $31.3B | 0.56% | |
| 35 | PEOEXELON CORP | 863,869 | $30.7B | 0.55% | |
| 36 | PVHPVH CORP | 337,907 | $30.5B | 0.54% | |
| 37 | GILDGILEAD SCIENCES INC | 422,835 | $30.3B | 0.54% | |
| 38 | FEFIRSTENERGY CORP | 971,358 | $30.1B | 0.54% | |
| 39 | DHID R HORTON INC | 1,087,158 | $29.7B | 0.53% | |
| 40 | AWCAMERICAN WTR WKS CO INC NEW | 408,023 | $29.5B | 0.53% | |
| 41 | ZBHZIMMER BIOMET HLDGS INC | 285,883 | $29.5B | 0.52% | |
| 42 | COSTCOSTCO WHSL CORP NEW | 183,926 | $29.4B | 0.52% | Put |
| 43 | CNCCENTENE CORP DEL | 518,734 | $29.3B | 0.52% | |
| 44 | —EXPRESS SCRIPTS HLDG CO | 423,411 | $29.1B | 0.52% | |
| 45 | CVSCVS HEALTH CORP | 367,764 | $29.0B | 0.52% | Put |
| 46 | MDTMEDTRONIC PLC | 404,084 | $28.8B | 0.51% | |
| 47 | CRMSALESFORCE COM INC | 420,011 | $28.8B | 0.51% | Put |
| 48 | —HEALTHSOUTH CORP | 24,000,000 | $28.5B | 0.51% | |
| 49 | —VALSPAR CORP | 272,496 | $28.2B | 0.50% | |
| 50 | UHSUNIVERSAL HLTH SVCS INC | 260,185 | $27.7B | 0.49% | |
| 51 | NINISOURCE INC | 1,241,052 | $27.5B | 0.49% | |
| 52 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC | 21,000,000 | $27.3B | 0.49% | |
| 53 | STZCONSTELLATION BRANDS INC | 176,918 | $27.1B | 0.48% | |
| 54 | —GAIN CAP HLDGS INC | 27,800,000 | $26.8B | 0.48% | |
| 55 | SPGIS&P GLOBAL INC | 249,059 | $26.8B | 0.48% | |
| 56 | —SUCAMPO PHARMACEUTICALS INC | 25,000,000 | $26.6B | 0.47% | |
| 57 | NUANEURNUANCE COMMUNICATIONS INC | 1,778,856 | $26.5B | 0.47% | |
| 58 | —CTRIP COM INTL LTD | 22,400,000 | $25.9B | 0.46% | |
| 59 | RICEEURRICE ENERGY INC | 1,200,544 | $25.6B | 0.46% | |
| 60 | —SPECTRUM PHARMACEUTICALS INC | 27,362,000 | $25.3B | 0.45% | |
| 61 | AMGNAMGEN INC | 171,112 | $25.0B | 0.45% | Put |
| 62 | —SHIP FINANCE INTERNATIONAL L | 25,000,000 | $25.0B | 0.44% | |
| 63 | —SALESFORCE COM INC | 20,798,000 | $24.2B | 0.43% | |
| 64 | —REYNOLDS AMERICAN INC | 428,905 | $24.0B | 0.43% | |
| 65 | QEPQEP RES INC | 1,305,405 | $24.0B | 0.43% | |
| 66 | —SAFEGUARD SCIENTIFICS INC | 23,210,000 | $23.8B | 0.42% | |
| 67 | HRCHILL ROM HLDGS INC | 422,467 | $23.7B | 0.42% | |
| 68 | LVLNSPDR SERIES TRUST | 425,000 | $23.6B | 0.42% | Put |
| 69 | AAPLAPPLE INC | 200,000 | $23.2B | 0.41% | Put |
| 70 | ODPEUROFFICE DEPOT INC | 5,092,464 | $23.0B | 0.41% | |
| 71 | BIIBBIOGEN INC | 79,767 | $22.6B | 0.40% | Call |
| 72 | FAFFIRST AMERN FINL CORP | 614,495 | $22.5B | 0.40% | |
| 73 | —IGI LABORATORIES INC | 24,000,000 | $22.4B | 0.40% | |
| 74 | —MERRIMACK PHARMACEUTICALS IN | 23,262,000 | $22.2B | 0.40% | |
| 75 | —DYNEGY INC NEW DEL | 350,000 | $21.7B | 0.39% | |
| 76 | —DOUBLE EAGLE ACQUISITION COR | 2,151,400 | $21.4B | 0.38% | |
| 77 | —DOW CHEM CO | 372,100 | $21.3B | 0.38% | Call |
| 78 | ATVIEURACTIVISION BLIZZARD INC | 584,024 | $21.1B | 0.38% | |
| 79 | GLNGGOLAR LNG LTD BERMUDA | 918,600 | $21.1B | 0.37% | Call |
| 80 | TRIB 4 04/01/45TRINITY BIOTECH INVT LTD | 23,875,000 | $20.2B | 0.36% | |
| 81 | BDXBECTON DICKINSON & CO | 121,879 | $20.2B | 0.36% | |
| 82 | CCEPCOCA COLA EUROPEAN PARTNERS | 642,282 | $20.2B | 0.36% | Put |
| 83 | PBIPITNEY BOWES INC | 1,319,632 | $20.0B | 0.36% | |
| 84 | —EGALET CORP | 21,000,000 | $18.9B | 0.34% | |
| 85 | ESSESSEX PPTY TR INC | 80,000 | $18.6B | 0.33% | Call |
| 86 | AMGAFFILIATED MANAGERS GROUP | 127,349 | $18.5B | 0.33% | |
| 87 | SPBSPECTRUM BRANDS HLDGS INC | 151,098 | $18.5B | 0.33% | |
| 88 | USFDUS FOODS HLDG CORP | 656,349 | $18.0B | 0.32% | Call |
| 89 | SABRSABRE CORP | 717,948 | $17.9B | 0.32% | |
| 90 | PANWPALO ALTO NETWORKS INC | 142,979 | $17.9B | 0.32% | Put |
| 91 | ARMKARAMARK | 492,133 | $17.6B | 0.31% | |
| 92 | —SABAN CAP ACQUISITION CORP | 1,750,000 | $17.5B | 0.31% | |
| 93 | SYYSYSCO CORP | 314,300 | $17.4B | 0.31% | Call |
| 94 | KSUEURKANSAS CITY SOUTHERN | 202,265 | $17.2B | 0.31% | |
| 95 | SNNSMITH & NEPHEW PLC | 560,768 | $16.9B | 0.30% | |
| 96 | LLYLILLY ELI & CO | 227,001 | $16.7B | 0.30% | Call |
| 97 | —LIBERTY INTERACTIVE CORP | 834,112 | $16.7B | 0.30% | |
| 98 | WMBWILLIAMS COS INC DEL | 507,840 | $15.8B | 0.28% | |
| 99 | AZOAUTOZONE INC | 20,000 | $15.8B | 0.28% | |
| 100 | CDECOEUR MNG INC | 1,735,721 | $15.8B | 0.28% |
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