HIGHBRIDGE CAPITAL MANAGEMENT LLC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$685.0B
Holdings
76
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (76 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 242,000 | $71.8B | 10.48% | Put |
| 2 | —ZIONS BANCORPORATION N A | 5,091,700 | $60.8B | 8.87% | |
| 3 | —CONTURA ENERGY INC | 1,287,204 | $36.0B | 5.25% | |
| 4 | —INVACARE CORP | 36,400,000 | $30.1B | 4.39% | |
| 5 | GQ9SPDR GOLD TRUST | 200,000 | $27.8B | 4.05% | Put |
| 6 | —PARATEK PHARMACEUTICALS INC | 37,825,000 | $25.9B | 3.78% | |
| 7 | PHMPULTE GROUP INC | 650,000 | $23.8B | 3.47% | Put |
| 8 | —PARKER DRILLING CO | 1,199,900 | $22.7B | 3.31% | |
| 9 | IWMISHARES TR | 150,000 | $22.7B | 3.31% | Put |
| 10 | —NANTHEALTH INC | 33,250,000 | $20.8B | 3.03% | |
| 11 | —INTELSAT S A | 13,554,000 | $20.1B | 2.93% | |
| 12 | —OASIS PETE INC NEW | 26,526,000 | $19.7B | 2.88% | |
| 13 | PLUG 5.5 03/15/23PLUG POWER INC | 15,000,000 | $18.3B | 2.68% | |
| 14 | TRIB 4 04/01/45TRINITY BIOTECH INVT LTD | 26,425,000 | $18.2B | 2.65% | |
| 15 | —PROTALIX BIOTHERAPEUTICS INC | 19,407,000 | $16.4B | 2.39% | |
| 16 | —INTERCEPT PHARMACEUTICALS IN | 18,000,000 | $16.3B | 2.38% | |
| 17 | TVTX 2.5 09/15/25RETROPHIN INC | 21,750,000 | $16.1B | 2.35% | |
| 18 | ASHASHLAND GLOBAL HLDGS INC | 200,000 | $15.4B | 2.25% | Put |
| 19 | —TESLA INC | 15,000,000 | $15.2B | 2.22% | |
| 20 | —HOSTESS BRANDS INC | 8,799,221 | $15.0B | 2.18% | |
| 21 | NVAX 3.75 02/01/23NOVAVAX INC | 32,118,000 | $13.4B | 1.96% | |
| 22 | OPK 4.5 02/15/25OPKO HEALTH INC | 16,000,000 | $13.2B | 1.92% | |
| 23 | —QUOTIENT LTD | 1,669,334 | $13.0B | 1.89% | |
| 24 | —INVACARE CORP | 10,800,000 | $10.1B | 1.47% | |
| 25 | —PACIFIC DRILLING SA LUXEMBOU | 2,305,348 | $9.0B | 1.32% | |
| 26 | —VERASTEM INC | 21,625,000 | $8.6B | 1.26% | |
| 27 | AVYAUSDAVAYA HLDGS CORP | 781,000 | $8.0B | 1.17% | Call |
| 28 | —ASSERTIO THERAPEUTICS INC | 10,635,000 | $7.8B | 1.15% | |
| 29 | —TELIGENT INC NEW | 18,000,000 | $7.7B | 1.12% | |
| 30 | GEGGEO GROUP INC NEW | 431,800 | $7.5B | 1.09% | Put |
| 31 | —INFINERA CORPORATION | 8,500,000 | $7.4B | 1.08% | |
| 32 | —VEONEER INCORPORATED | 6,700,000 | $6.6B | 0.97% | |
| 33 | —MEDICINES CO | 130,600 | $6.5B | 0.95% | Put |
| 34 | GEGENERAL ELECTRIC CO | 712,200 | $6.4B | 0.93% | Put |
| 35 | LN5LANNET INC | 454,400 | $5.1B | 0.74% | Put |
| 36 | CLVS 1.25 05/01/25CLOVIS ONCOLOGY INC | 11,066,000 | $4.6B | 0.68% | |
| 37 | AXDX 2.5 03/15/23ACCELERATE DIAGNOSTICS INC | 5,450,000 | $3.9B | 0.57% | |
| 38 | BBCPCONCRETE PUMPING HLDGS INC | 938,764 | $3.7B | 0.54% | |
| 39 | ACHOWENS & MINOR INC NEW | 414,700 | $2.4B | 0.35% | Put |
| 40 | —CHESAPEAKE ENERGY CORP | 4,000,000 | $2.4B | 0.35% | |
| 41 | —INTELSAT S A | 98,000 | $2.2B | 0.33% | |
| 42 | SNYSANOFI | 3,860,254 | $2.2B | 0.32% | |
| 43 | NIHDEURNII HLDGS INC | 1,077,863 | $2.1B | 0.31% | |
| 44 | —TRANSLATE BIO INC | 166,640 | $1.7B | 0.24% | |
| 45 | APLSAPELLIS PHARMACEUTICALS INC | 59,664 | $1.4B | 0.21% | |
| 46 | SAILEURSAILPOINT TECHNLGIES HLDGS I | 63,400 | $1.2B | 0.17% | |
| 47 | OKTAOKTA INC | 10,600 | $1.0B | 0.15% | |
| 48 | OPKOPKO HEALTH INC | 497,123 | $1.0B | 0.15% | |
| 49 | THTARGET HOSPITALITY CORP | 1,190,944 | $1.0B | 0.15% | |
| 50 | NIONIO INC | 639,316 | $997.0M | 0.15% | Put |
| 51 | —BEST INC | 188,754 | $997.0M | 0.15% | |
| 52 | —SENTINEL ENERGY SVCS INC | 2,996,000 | $989.0M | 0.14% | |
| 53 | —RANPAK HLDGS CORP | 1,355,000 | $786.0M | 0.11% | |
| 54 | —DFB HEALTHCARE ACQUISTION CO | 663,536 | $770.0M | 0.11% | |
| 55 | —SAEXPLORATION HLDGS INC | 381,765 | $706.0M | 0.10% | |
| 56 | —NEW FRONTIER CORP | 633,564 | $634.0M | 0.09% | |
| 57 | —GRAF INDL CORP | 1,586,700 | $619.0M | 0.09% | |
| 58 | —SPARTAN ENERGY ACQUISITON CO | 994,300 | $597.0M | 0.09% | |
| 59 | —RMG ACQUISITION CORP | 739,300 | $517.0M | 0.08% | |
| 60 | SENS1GBPSENSEONICS HLDGS INC | 500,000 | $494.0M | 0.07% | |
| 61 | —NOVELION THERAPEUTICS INC | 581,042 | $421.0M | 0.06% | |
| 62 | —AMCI ACQUISITION CORP | 1,275,414 | $383.0M | 0.06% | |
| 63 | —TORTOISE ACQUISITION CORP | 725,800 | $363.0M | 0.05% | |
| 64 | —NESCO HLDGS INC | 429,800 | $348.0M | 0.05% | |
| 65 | —LF CAP ACQUISITION CORP | 970,060 | $310.0M | 0.05% | |
| 66 | —ISTAR INC | 21,900 | $286.0M | 0.04% | Put |
| 67 | —DENBURY RES INC DEL | 262,000 | $156.0M | 0.02% | |
| 68 | —NANTHEALTH INC | 213,900 | $153.0M | 0.02% | |
| 69 | —NEBULA ACQUISITION CORP | 369,493 | $145.0M | 0.02% | |
| 70 | —INTREXON CORP | 13,600 | $78.0M | 0.01% | Put |
| 71 | —ABEONA THERAPEUTICS INC | 250,000 | $69.0M | 0.01% | |
| 72 | —ESTRE AMBIENTAL INC | 3,625,000 | $25.0M | 0.00% | |
| 73 | —AGROFRESH SOLUTIONS | 3,425,000 | $18.0M | 0.00% | |
| 74 | —DEAN FOODS CO NEW | 11,700 | $14.0M | 0.00% | Put |
| 75 | —DOLPHIN ENTMT INC | 110,000 | $4.0M | 0.00% | |
| 76 | AMTXAEMETIS INC | 70,768 | $0 | 0.00% |