FIRST FOUNDATION ADVISORS Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$1.4T
Holdings
290
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (290 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | LENLennar Corp | 10,943 | $463.0M | 0.03% | |
| 202 | MSGSMadison Square Garden Co/The | 2,733 | $463.0M | 0.03% | |
| 203 | ABTAbbott Laboratories | 10,844 | $459.0M | 0.03% | |
| 204 | KHCKraft Heinz Co. | 5,113 | $458.0M | 0.03% | |
| 205 | —Mobileye | 10,670 | $454.0M | 0.03% | |
| 206 | —Liberty Global LiLAC Group - C | 16,390 | $452.0M | 0.03% | |
| 207 | —LSI Industries Inc | 40,000 | $449.0M | 0.03% | |
| 208 | AAPAdvance Auto Parts Inc | 2,942 | $439.0M | 0.03% | |
| 209 | GBCIGlacier Bancorp Inc | 15,306 | $437.0M | 0.03% | |
| 210 | —Yahoo! Inc | 10,106 | $436.0M | 0.03% | |
| 211 | STZConstellation Brands Inc | 2,595 | $432.0M | 0.03% | |
| 212 | UTXZUnited Technologies Corp | 4,139 | $421.0M | 0.03% | |
| 213 | LMTLockheed Martin Corp | 1,730 | $415.0M | 0.03% | |
| 214 | WEPMagellan Midstream Partners LP | 5,655 | $400.0M | 0.03% | |
| 215 | SYYSysco Corp | 8,148 | $399.0M | 0.03% | |
| 216 | EWKiShares MSCI EAFE Minimum Vola | 5,861 | $396.0M | 0.03% | |
| 217 | HONHoneywell International Inc | 3,369 | $393.0M | 0.03% | |
| 218 | NOVEURNational Oilwell Varco Inc | 10,658 | $392.0M | 0.03% | |
| 219 | WFC 7.5 PERP LWells Fargo & Co New Pfd | 300 | $390.0M | 0.03% | |
| 220 | PSECProspect Capital Corp | 47,888 | $388.0M | 0.03% | |
| 221 | —Rockwell Collins Inc | 4,500 | $380.0M | 0.03% | |
| 222 | AQLTishares Core MSCI EAFE ETF | 6,876 | $379.0M | 0.03% | |
| 223 | WQTMWisdomTree Total Dividend Fund | 4,800 | $375.0M | 0.03% | |
| 224 | ROKRockwell Automation Inc | 3,033 | $371.0M | 0.03% | |
| 225 | —Fiat Chrysler Automobiles NV | 58,000 | $371.0M | 0.03% | |
| 226 | MUMicron Technology Inc | 20,000 | $356.0M | 0.02% | |
| 227 | ECLEcolab Inc | 2,870 | $349.0M | 0.02% | |
| 228 | TRVTravelers Cos Inc/The | 3,015 | $345.0M | 0.02% | |
| 229 | PCYUSDPowershares Emerging Markets D | 10,628 | $326.0M | 0.02% | |
| 230 | NVSNNovartis AG | 3,954 | $312.0M | 0.02% | |
| 231 | EPDEnterprise Prods Partners L P | 11,273 | $311.0M | 0.02% | |
| 232 | —Pimco Municipal Income Fund II | 23,979 | $307.0M | 0.02% | |
| 233 | RTN1USDRaytheon Co | 2,217 | $302.0M | 0.02% | |
| 234 | SRESempra Energy | 2,816 | $302.0M | 0.02% | |
| 235 | —Vanguard Short Term Corporate | 3,741 | $301.0M | 0.02% | |
| 236 | NADNuveen Dividend Advantage Muni | 19,646 | $296.0M | 0.02% | |
| 237 | —Tortoise Energy Infrastructure | 9,622 | $296.0M | 0.02% | |
| 238 | BACBank of America Corp | 18,320 | $287.0M | 0.02% | |
| 239 | —Delphi Automotive PLC | 3,911 | $279.0M | 0.02% | |
| 240 | DSIiShares MSCI KLD 400 Social Id | 3,450 | $278.0M | 0.02% | |
| 241 | RLIRLI Corp | 4,051 | $277.0M | 0.02% | |
| 242 | PMBSPIMCO Total Return ETF | 2,525 | $273.0M | 0.02% | |
| 243 | IWFiShares Russell 1000 Growth In | 2,607 | $272.0M | 0.02% | |
| 244 | AQLTiShares Floating Rate Note Fun | 5,346 | $271.0M | 0.02% | |
| 245 | NEENextEra Energy Inc | 2,207 | $270.0M | 0.02% | |
| 246 | —iShares iBonds Mar 2018 Corp | 10,480 | $269.0M | 0.02% | |
| 247 | AGGIshares Lehman Aggregate | 2,359 | $265.0M | 0.02% | |
| 248 | —Nuveen Build America Bond Oppo | 11,591 | $264.0M | 0.02% | |
| 249 | CVSCVS Caremark Corp | 2,930 | $261.0M | 0.02% | |
| 250 | SIMOSilicon Motion Technology Corp | 5,000 | $259.0M | 0.02% | |
| 251 | PCGPG&E Corp | 4,225 | $258.0M | 0.02% | |
| 252 | CICigna Corp | 1,973 | $257.0M | 0.02% | |
| 253 | AEPAmerican Electric Power Co Inc | 3,907 | $251.0M | 0.02% | |
| 254 | EIMEaton Vance Municipal Bond Fun | 18,450 | $251.0M | 0.02% | |
| 255 | —Special Opportunities Fund Inc | 16,744 | $250.0M | 0.02% | |
| 256 | —Enlink Midstream Partners LP | 14,000 | $248.0M | 0.02% | |
| 257 | CATCaterpillar Inc | 2,747 | $244.0M | 0.02% | |
| 258 | WTHWorthington Industries Inc | 5,017 | $241.0M | 0.02% | |
| 259 | —Eaton Vance California Municip | 17,283 | $239.0M | 0.02% | |
| 260 | PCARPACCAR Inc | 4,000 | $235.0M | 0.02% | |
| 261 | KIMKimco Realty Corp | 8,100 | $234.0M | 0.02% | |
| 262 | TTETotal SA | 4,800 | $229.0M | 0.02% | |
| 263 | GAPGap Inc/The | 10,200 | $227.0M | 0.02% | |
| 264 | —Kayne Anderson Mdstm Com | 13,965 | $221.0M | 0.02% | |
| 265 | BPBp Plc | 6,219 | $219.0M | 0.02% | |
| 266 | —Cys Invts Inc Com | 25,000 | $218.0M | 0.02% | |
| 267 | —Invesco Van Kampen CA Value Mu | 15,760 | $217.0M | 0.02% | |
| 268 | ICFiShares Cohen & Steers Realty | 2,067 | $217.0M | 0.02% | |
| 269 | —Blackrock Muniyield CA Insured | 13,165 | $215.0M | 0.01% | |
| 270 | EDConsolidated Edison Inc | 2,850 | $215.0M | 0.01% | |
| 271 | IWMiShares Russell 2000 Index Fun | 1,726 | $214.0M | 0.01% | |
| 272 | JECUSDJacobs Engineering Group Inc | 4,100 | $212.0M | 0.01% | |
| 273 | —Intellipharmaceutics Internati | 100,900 | $212.0M | 0.01% | |
| 274 | SRCLStericycle Inc | 2,575 | $206.0M | 0.01% | |
| 275 | NKENIKE Inc | 3,887 | $205.0M | 0.01% | |
| 276 | —Kayne Anderson Energy Developm | 10,352 | $196.0M | 0.01% | |
| 277 | BGTBlackrock Floating Rate Income | 12,908 | $175.0M | 0.01% | |
| 278 | TRHCEURTabula Rasa Healthcare Inc | 11,100 | $159.0M | 0.01% | |
| 279 | —Ticc Capital Corp Com | 25,126 | $146.0M | 0.01% | |
| 280 | GLADUSDGladstone Capital Corp | 12,701 | $103.0M | 0.01% | |
| 281 | —Tanzanian Royalty Exploration | 117,371 | $94.0M | 0.01% | |
| 282 | —Fifth Street Finance Corp | 15,000 | $87.0M | 0.01% | |
| 283 | —Penn West Petroleum Ltd | 46,000 | $83.0M | 0.01% | |
| 284 | —Allianzgi Convertible & Income | 11,760 | $70.0M | 0.00% | |
| 285 | —Neuberger Berman Real Estate S | 11,209 | $64.0M | 0.00% | |
| 286 | —Kcap Finl Inc Com | 12,000 | $56.0M | 0.00% | |
| 287 | EGOEldorado Gold Corp | 11,330 | $45.0M | 0.00% | |
| 288 | —Citi A Warrants Exp 01/04/19 | 18,985 | $1.0M | 0.00% | |
| 289 | —Bank Amer Corp Wt Exp 10/28/2018 Strike 30.79 | 10,000 | $1.0M | 0.00% | |
| 290 | —Rubicon Minerals Corp | 14,000 | $1.0M | 0.00% |
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