DRW Securities, LLC Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$1.3T
Holdings
63
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (63 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 3,383,864 | $756.4B | 57.45% | Put |
| 2 | GQ9SPDR GOLD TRUST GOLD | 3,436,000 | $376.6B | 28.61% | Put |
| 3 | SLVISHARES SILVER TRUST | 2,937,621 | $44.4B | 3.37% | Put |
| 4 | VOOVANGUARD INDEX FDS S&P 500 ETF | 89,079 | $18.3B | 1.39% | |
| 5 | IVVISHARES TR | 66,044 | $14.9B | 1.13% | |
| 6 | SSOPROSHARES TR | 153,214 | $11.7B | 0.89% | |
| 7 | AONAON PLC SHS | 74,500 | $8.3B | 0.63% | Call |
| 8 | UPROPROSHARES TR | 81,604 | $6.7B | 0.51% | |
| 9 | —PROSHARES TR | 275,294 | $6.6B | 0.50% | |
| 10 | IWMISHARES TR | 46,736 | $6.3B | 0.48% | |
| 11 | SPXLDIREXION SHS ETF TR | 57,349 | $6.2B | 0.47% | |
| 12 | LQDISHARES TR | 47,540 | $5.6B | 0.42% | |
| 13 | —GARRISON CAP INC | 572,917 | $5.4B | 0.41% | |
| 14 | SHVISHARES TR | 46,332 | $5.1B | 0.39% | |
| 15 | CMECME GROUP INC | 40,000 | $4.6B | 0.35% | |
| 16 | FXIISHARES TR | 113,933 | $4.0B | 0.30% | |
| 17 | —KATE SPADE & CO | 177,600 | $3.3B | 0.25% | Call |
| 18 | HONHONEYWELL INTL INC | 25,600 | $3.0B | 0.23% | Call |
| 19 | IEIISHARES TR | 23,483 | $2.9B | 0.22% | |
| 20 | —PROSHARES TR | 191,203 | $2.5B | 0.19% | |
| 21 | —RMG NETWORKS HLDG CORP | 2,848,914 | $2.0B | 0.15% | |
| 22 | WRKUSDWESTROCK CO | 34,200 | $1.7B | 0.13% | Call |
| 23 | —DIREXION SHS ETF TR | 76,406 | $1.5B | 0.12% | |
| 24 | ELVANTHEM INC | 10,000 | $1.4B | 0.11% | Call |
| 25 | —REYNOLDS AMERICAN INC | 25,200 | $1.4B | 0.11% | Call |
| 26 | —DEVRY ED GROUP INC | 35,000 | $1.1B | 0.08% | Call |
| 27 | MINTPIMCO ETF TR | 9,015 | $913.0M | 0.07% | |
| 28 | ICEINTERCONTINENTAL EXCHANGE IN | 15,810 | $892.0M | 0.07% | |
| 29 | USTPROSHARES TR | 15,862 | $890.0M | 0.07% | |
| 30 | EGHT8X8 INC NEW | 61,400 | $878.0M | 0.07% | Call |
| 31 | TLTISHARES TR | 5,297 | $631.0M | 0.05% | |
| 32 | HYGISHARES TR | 7,236 | $626.0M | 0.05% | |
| 33 | —PROSHARES TR | 41,195 | $622.0M | 0.05% | |
| 34 | —WORLD PT TERMS LP | 35,000 | $579.0M | 0.04% | |
| 35 | —SPDR SERIES TRUST | 11,655 | $533.0M | 0.04% | |
| 36 | UGRULTRAPAR PARTICIPACOES S A SP ADR REP | 25,406 | $526.0M | 0.04% | Put |
| 37 | UBTPROSHARES TR | 7,208 | $526.0M | 0.04% | |
| 38 | —DEL FRISCOS RESTAURANT GROUP | 29,200 | $496.0M | 0.04% | Call |
| 39 | —L-3 COMMUNICATIONS HLDGS INC | 3,200 | $487.0M | 0.04% | Call |
| 40 | SHYISHARES TR | 5,768 | $487.0M | 0.04% | |
| 41 | PXGBXPRAXAIR INC | 3,800 | $445.0M | 0.03% | Call |
| 42 | AAXJISHARES TR | 7,220 | $397.0M | 0.03% | |
| 43 | SPTISPDR SERIES TRUST | 5,988 | $357.0M | 0.03% | |
| 44 | EZAISHARES | 6,800 | $356.0M | 0.03% | |
| 45 | VGSHVANGUARD SCOTTSDALE FDS | 5,466 | $333.0M | 0.03% | |
| 46 | CBOECBOE HLDGS INC | 4,431 | $327.0M | 0.02% | |
| 47 | PSTPROSHARES TR | 14,139 | $319.0M | 0.02% | |
| 48 | NTIPNETWORK 1 TECHNOLOGIES INC | 92,800 | $316.0M | 0.02% | |
| 49 | —FORWARD PHARMA A/S | 19,000 | $285.0M | 0.02% | |
| 50 | —PRUDENTIAL SHT DURATION HG Y | 17,105 | $265.0M | 0.02% | |
| 51 | BMTABRITISH AMERN TOB PLC | 2,304 | $260.0M | 0.02% | |
| 52 | ERUSISHARES INC | 7,764 | $260.0M | 0.02% | |
| 53 | FNFFIDELITY NATIONAL FINANCIAL FNF GROUP | 7,500 | $255.0M | 0.02% | Call |
| 54 | BGBBLACKSTONE GSO STRATEGIC CR | 15,500 | $238.0M | 0.02% | |
| 55 | BGXBLACKSTONE GSO LNG SHRT CR I | 13,529 | $215.0M | 0.02% | |
| 56 | SUNSUNOCO LOGISTICS PRTNRS L P COM | 8,700 | $209.0M | 0.02% | Call |
| 57 | XJQCXNUVEEN CR STRATEGIES INCM FD COM | 20,400 | $181.0M | 0.01% | |
| 58 | —DIREXION SHS ETF TR | 15,748 | $170.0M | 0.01% | |
| 59 | —APOLLO ED GROUP INC | 14,500 | $144.0M | 0.01% | Call |
| 60 | —CREDIT SUISSE AG NASSAU BRH | 15,076 | $144.0M | 0.01% | |
| 61 | —ARALEZ PHARMACEUTICALS INC | 30,766 | $136.0M | 0.01% | |
| 62 | —PRISM TECHNOLOGIES GROUP INC | 209,300 | $63.0M | 0.00% | |
| 63 | ICADUSDICAD INC | 13,020 | $42.0M | 0.00% |