DRW Securities, LLC Q4 2015 Filing
Filed February 16, 2016
Portfolio Value
$1.0T
Holdings
71
Report Date
Q4 2015
Filing Type
13F-HR
All Holdings (71 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | GQ9SPDR GOLD TRUST GOLD | 8,000,874 | $811.8B | 80.69% | Put |
| 2 | SPYSPDR S&P 500 ETF TR | 339,714 | $69.3B | 6.88% | |
| 3 | SLVISHARES SILVER TRUST | 2,691,145 | $35.5B | 3.53% | Put |
| 4 | —ALLERGAN PLC | 37,500 | $11.7B | 1.16% | |
| 5 | SHYISHARES TR | 115,989 | $9.8B | 0.97% | |
| 6 | —GARRISON CAP INC | 564,780 | $6.9B | 0.68% | |
| 7 | —FMC TECHNOLOGIES INC | 162,900 | $4.7B | 0.47% | Call |
| 8 | —MERUS LABS INTL INC NEW | 1,702,500 | $3.9B | 0.39% | |
| 9 | PFEPFIZER INC | 115,000 | $3.7B | 0.37% | |
| 10 | —CREDIT SUISSE NASSAU BRH | 140,910 | $3.6B | 0.36% | |
| 11 | CMECME GROUP INC | 40,000 | $3.6B | 0.36% | |
| 12 | SHVISHARES TR | 27,415 | $3.0B | 0.30% | |
| 13 | IEFISHARES TR | 22,684 | $2.4B | 0.24% | |
| 14 | —PIMCO DYNAMIC CR INCOME FD COM | 111,300 | $2.0B | 0.20% | |
| 15 | TLTISHARES TR | 15,131 | $1.8B | 0.18% | |
| 16 | —RMG NETWORKS HLDG CORP | 2,354,650 | $1.8B | 0.18% | |
| 17 | —SPDR SERIES TRUST | 36,056 | $1.6B | 0.16% | |
| 18 | —HEARTLAND PMT SYS INC | 15,500 | $1.5B | 0.15% | Call |
| 19 | USTPROSHARES TR | 23,423 | $1.3B | 0.13% | |
| 20 | —ONCOTHYREON INC | 511,672 | $1.1B | 0.11% | |
| 21 | HLTHILTON WORLDWIDE HLDGS INC | 51,500 | $1.1B | 0.11% | Call |
| 22 | —BAXALTA INC | 25,000 | $976.0M | 0.10% | Call |
| 23 | —BROOKFIELD PPTY PARTNERS L P | 40,597 | $943.0M | 0.09% | |
| 24 | MINTPIMCO ETF TR | 9,015 | $907.0M | 0.09% | |
| 25 | JFRNUVEEN FLOATING RATE INCOME | 86,677 | $888.0M | 0.09% | |
| 26 | —JIVE SOFTWARE INC | 214,000 | $873.0M | 0.09% | Call |
| 27 | XPHDXPIONEER FLOATING RATE TR | 75,550 | $820.0M | 0.08% | |
| 28 | GTNGRAY TELEVISION INC | 50,000 | $815.0M | 0.08% | Call |
| 29 | ICEINTERCONTINENTAL EXCHANGE IN | 3,162 | $810.0M | 0.08% | |
| 30 | XJQCXNUVEEN CR STRATEGIES INCM FD COM | 93,300 | $731.0M | 0.07% | |
| 31 | —ATMEL CORP | 84,600 | $728.0M | 0.07% | Call |
| 32 | CELGCELGENE CORP | 6,000 | $719.0M | 0.07% | |
| 33 | CBOECBOE HLDGS INC | 10,756 | $698.0M | 0.07% | |
| 34 | —TORTOISE MLP FD INC | 40,162 | $697.0M | 0.07% | |
| 35 | —WORLD PT TERMS LP | 50,481 | $676.0M | 0.07% | |
| 36 | —HORIZON PHARMA PLC | 31,000 | $672.0M | 0.07% | |
| 37 | TBFPROSHARES TR | 27,047 | $669.0M | 0.07% | |
| 38 | —CONTROL4 CORP | 85,100 | $619.0M | 0.06% | |
| 39 | GPNGLOBAL PMTS INC | 9,500 | $613.0M | 0.06% | Call |
| 40 | ARDCARES DYNAMIC CR ALLOCATION F | 42,250 | $564.0M | 0.06% | |
| 41 | OIEUROWENS ILL INC | 31,500 | $549.0M | 0.05% | |
| 42 | —IGNYTA INC | 40,000 | $536.0M | 0.05% | |
| 43 | UBTPROSHARES TR | 6,502 | $476.0M | 0.05% | |
| 44 | VGSHVANGUARD SCOTTSDALE FDS | 7,730 | $470.0M | 0.05% | |
| 45 | PRGOPERRIGO CO PLC | 3,000 | $434.0M | 0.04% | |
| 46 | —BROOKFIELD GLOBL LISTED INFR COM | 35,788 | $421.0M | 0.04% | |
| 47 | DVAXDYNAVAX TECHNOLOGIES CORP | 17,000 | $411.0M | 0.04% | |
| 48 | SG7SAGE THERAPEUTICS INC | 7,000 | $408.0M | 0.04% | |
| 49 | NTIPNETWORK 1 TECHNOLOGIES INC | 185,000 | $387.0M | 0.04% | |
| 50 | MCHPMICROCHIP TECHNOLOGY INC | 8,200 | $382.0M | 0.04% | Call |
| 51 | MIC2EURMACQUARIE INFRASTRUCTURE COR | 5,000 | $363.0M | 0.04% | Call |
| 52 | —BELLATRIX EXPLORATION LTD | 299,350 | $362.0M | 0.04% | |
| 53 | SPTISPDR SERIES TRUST | 5,988 | $360.0M | 0.04% | |
| 54 | SSOPROSHARES TR | 5,624 | $354.0M | 0.04% | |
| 55 | INVNIDENTIV INC | 171,200 | $341.0M | 0.03% | |
| 56 | —RETROPHIN INC | 17,500 | $338.0M | 0.03% | |
| 57 | PSTPROSHARES TR | 13,939 | $324.0M | 0.03% | |
| 58 | PAAPLAINS ALL AMERN PIPELINE L | 14,000 | $323.0M | 0.03% | |
| 59 | TYLTYLER TECHNOLOGIES INC | 1,800 | $314.0M | 0.03% | Call |
| 60 | —PRUDENTIAL SHT DURATION HG Y | 20,959 | $306.0M | 0.03% | |
| 61 | VNDAVANDA PHARMACEUTICALS INC | 32,500 | $303.0M | 0.03% | |
| 62 | LTRXLANTRONIX INC | 225,000 | $254.0M | 0.03% | |
| 63 | CFCF INDS HLDGS INC | 5,100 | $208.0M | 0.02% | |
| 64 | ICADUSDICAD INC | 31,554 | $163.0M | 0.02% | |
| 65 | —ECHELON CORP | 28,200 | $159.0M | 0.02% | |
| 66 | —DOMINION DIAMOND CORP | 14,800 | $151.0M | 0.02% | Call |
| 67 | —PRISM TECHNOLOGIES GROUP INC | 115,299 | $118.0M | 0.01% | |
| 68 | —ON TRACK INNOVATION LTD | 200,000 | $90.0M | 0.01% | |
| 69 | —PENDRELL CORP | 110,800 | $56.0M | 0.01% | |
| 70 | —ARADIGM CORP | 10,953 | $43.0M | 0.00% | |
| 71 | —FINJAN HLDGS INC | 35,000 | $40.0M | 0.00% |