DRW Securities, LLC Q3 2018 Filing
Filed November 14, 2018
Portfolio Value
$1.8T
Holdings
41
Report Date
Q3 2018
Filing Type
13F-HR
All Holdings (41 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 5,531,497 | $1.6T | 88.03% | Put |
| 2 | GQ9SPDR GOLD TRUST GOLD | 1,469,705 | $165.7B | 9.07% | Call |
| 3 | DONSPDR DOW JONES INDL AVRG ETF | 42,422 | $11.2B | 0.61% | |
| 4 | SLVISHARES SILVER TRUST | 435,630 | $6.0B | 0.33% | |
| 5 | TLTISHARES TR | 40,195 | $4.7B | 0.26% | |
| 6 | IWMISHARES TR | 24,510 | $4.1B | 0.23% | |
| 7 | —GARRISON CAP INC | 434,262 | $3.6B | 0.20% | |
| 8 | UPROPROSHARES TR | 35,361 | $2.0B | 0.11% | |
| 9 | NDQINVESCO QQQ TR | 10,857 | $2.0B | 0.11% | |
| 10 | RSX1USDVANECK VECTORS ETF TR | 82,800 | $1.8B | 0.10% | Call |
| 11 | SH1USDPROSHARES TR | 63,325 | $1.7B | 0.09% | |
| 12 | TQQQPROSHARES TR | 21,446 | $1.5B | 0.08% | |
| 13 | BUDANHEUSER BUSCH INBEV SA/NV | 17,000 | $1.5B | 0.08% | Put |
| 14 | IPGINTERPUBLIC GROUP COS INC | 63,552 | $1.5B | 0.08% | Put |
| 15 | QLDPROSHARES TR | 12,605 | $1.3B | 0.07% | |
| 16 | QQQPROSHARES TR | 33,116 | $1.1B | 0.06% | |
| 17 | PRUPRUDENTIAL FINL INC | 8,400 | $851.0M | 0.05% | Call |
| 18 | ABXBARRICK GOLD CORP | 60,500 | $670.0M | 0.04% | Call |
| 19 | —APTOSE BIOSCIENCES INC | 220,235 | $573.0M | 0.03% | |
| 20 | ALDXALDEYRA THERAPEUTICS INC | 40,681 | $561.0M | 0.03% | |
| 21 | —SESEN BIO INC | 250,100 | $538.0M | 0.03% | |
| 22 | —BOJANGLES INC | 34,100 | $535.0M | 0.03% | Call |
| 23 | SDPPROSHARES TR | 15,185 | $503.0M | 0.03% | |
| 24 | JELDJELD-WEN HLDG INC | 18,900 | $466.0M | 0.03% | Call |
| 25 | PIRSPIERIS PHARMACEUTICALS INC | 80,000 | $448.0M | 0.02% | |
| 26 | —TRONOX LTD SHS | 37,000 | $442.0M | 0.02% | Put |
| 27 | LPTXEURLEAP THERAPEUTICS INC | 48,500 | $378.0M | 0.02% | |
| 28 | —DIREXION SHS ETF TR | 44,371 | $373.0M | 0.02% | |
| 29 | —GENOCEA BIOSCIENCES INC | 469,343 | $366.0M | 0.02% | |
| 30 | —IMMUNE DESIGN CORP | 80,000 | $276.0M | 0.02% | |
| 31 | NGDNEW GOLD INC CDA | 344,700 | $262.0M | 0.01% | Call |
| 32 | —MOLECULAR TEMPLATES INC | 44,262 | $239.0M | 0.01% | |
| 33 | MSFTMICROSOFT CORP | 2,000 | $229.0M | 0.01% | |
| 34 | —ONCOSEC MED INC | 150,300 | $210.0M | 0.01% | |
| 35 | NVLSEURALPINE IMMUNE SCIENCES INC | 28,700 | $182.0M | 0.01% | |
| 36 | CUECUE BIOPHARMA INC | 20,000 | $181.0M | 0.01% | |
| 37 | CLDNEUREIGER BIOPHARMACEUTICALS INC | 14,752 | $177.0M | 0.01% | |
| 38 | —CONTRAFECT CORP | 72,600 | $150.0M | 0.01% | |
| 39 | —AFFIMED N V | 27,400 | $119.0M | 0.01% | |
| 40 | —MDC PARTNERS INC | 21,302 | $88.0M | 0.00% | |
| 41 | —PROTEON THERAPEUTICS INC | 24,867 | $48.0M | 0.00% |