DRW Securities, LLC Q1 2016 Filing
Filed May 16, 2016
Portfolio Value
$1.6T
Holdings
73
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (73 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | GQ9SPDR GOLD TRUST GOLD | 9,181,554 | $1.1T | 66.09% | Put |
| 2 | SPYSPDR S&P 500 ETF TR | 1,713,056 | $352.1B | 21.54% | Put |
| 3 | SLVISHARES SILVER TRUST | 3,025,596 | $44.4B | 2.72% | Put |
| 4 | —POWERSHARES QQQ TRUST | 217,010 | $23.7B | 1.45% | |
| 5 | SHVISHARES TR | 164,995 | $18.2B | 1.11% | |
| 6 | IWMISHARES TR | 106,318 | $11.8B | 0.72% | |
| 7 | —SHIRE PLC | 52,500 | $9.0B | 0.55% | |
| 8 | SHYISHARES TR | 106,118 | $9.0B | 0.55% | |
| 9 | YUMYUM BRANDS INC | 95,200 | $7.8B | 0.48% | Call |
| 10 | —GARRISON CAP INC | 569,817 | $6.1B | 0.37% | |
| 11 | —VIRGIN AMER INC | 153,100 | $5.9B | 0.36% | Call |
| 12 | —ALLERGAN PLC | 20,000 | $5.4B | 0.33% | Put |
| 13 | JBLUJETBLUE AIRWAYS CORP | 213,500 | $4.5B | 0.28% | Call |
| 14 | —CREDIT SUISSE NASSAU BRH | 162,191 | $4.2B | 0.26% | |
| 15 | AIGAMERICAN INTL GROUP INC | 75,000 | $4.1B | 0.25% | Call |
| 16 | CMECME GROUP INC | 40,000 | $3.8B | 0.24% | |
| 17 | IEIISHARES TR | 27,312 | $3.4B | 0.21% | |
| 18 | METMETLIFE INC | 65,000 | $2.9B | 0.17% | Call |
| 19 | —RMG NETWORKS HLDG CORP | 2,354,650 | $2.8B | 0.17% | |
| 20 | IEFISHARES TR | 24,834 | $2.7B | 0.17% | |
| 21 | —HORIZON PHARMA PLC | 140,450 | $2.3B | 0.14% | |
| 22 | GSKGLAXOSMITHKLINE PLC | 55,000 | $2.2B | 0.14% | |
| 23 | IVVISHARES TR | 9,973 | $2.1B | 0.13% | |
| 24 | PRUPRUDENTIAL FINL INC | 25,000 | $1.8B | 0.11% | Call |
| 25 | PEOEXELON CORP | 47,600 | $1.7B | 0.10% | Put |
| 26 | GILDGILEAD SCIENCES INC | 17,500 | $1.6B | 0.10% | |
| 27 | USTPROSHARES TR | 23,423 | $1.4B | 0.09% | |
| 28 | WRUSDWESTAR ENERGY INC | 22,300 | $1.1B | 0.07% | Call |
| 29 | —BROOKFIELD PPTY PARTNERS L P | 40,597 | $941.0M | 0.06% | |
| 30 | MINTPIMCO ETF TR | 9,015 | $909.0M | 0.06% | |
| 31 | —THE ADT CORPORATION | 21,100 | $871.0M | 0.05% | Call |
| 32 | VOOVANGUARD INDEX FDS S&P 500 ETF | 4,487 | $846.0M | 0.05% | |
| 33 | —SPDR SERIES TRUST | 16,487 | $753.0M | 0.05% | |
| 34 | ICEINTERCONTINENTAL EXCHANGE IN | 3,162 | $744.0M | 0.05% | |
| 35 | —WORLD PT TERMS LP | 49,500 | $720.0M | 0.04% | |
| 36 | —CONTROL4 CORP | 85,100 | $677.0M | 0.04% | |
| 37 | XJQCXNUVEEN CR STRATEGIES INCM FD COM | 83,300 | $659.0M | 0.04% | |
| 38 | —JIVE SOFTWARE INC | 174,000 | $658.0M | 0.04% | |
| 39 | TBFPROSHARES TR | 27,047 | $613.0M | 0.04% | |
| 40 | ABBVABBVIE INC | 10,000 | $571.0M | 0.03% | |
| 41 | UBTPROSHARES TR | 6,502 | $565.0M | 0.03% | |
| 42 | TNADIREXION SHS ETF TR | 9,318 | $540.0M | 0.03% | |
| 43 | XPHDXPIONEER FLOATING RATE TR | 48,016 | $537.0M | 0.03% | |
| 44 | JFRNUVEEN FLOATING RATE INCOME | 51,500 | $519.0M | 0.03% | |
| 45 | SUPNSUPERNUS PHARMACEUTICALS INC | 29,965 | $457.0M | 0.03% | |
| 46 | OIEUROWENS ILL INC | 27,500 | $439.0M | 0.03% | |
| 47 | —PIMCO DYNAMIC CR INCOME FD COM | 22,000 | $384.0M | 0.02% | |
| 48 | —IGNYTA INC | 54,806 | $371.0M | 0.02% | |
| 49 | —BROOKFIELD GLOBL LISTED INFR COM | 32,488 | $369.0M | 0.02% | |
| 50 | SPTISPDR SERIES TRUST | 5,988 | $366.0M | 0.02% | |
| 51 | NTIPNETWORK 1 TECHNOLOGIES INC | 185,700 | $355.0M | 0.02% | |
| 52 | VGSHVANGUARD SCOTTSDALE FDS | 5,466 | $335.0M | 0.02% | |
| 53 | SG7SAGE THERAPEUTICS INC | 10,300 | $330.0M | 0.02% | |
| 54 | FGENEURFIBROGEN INC | 15,000 | $319.0M | 0.02% | |
| 55 | PFEPFIZER INC | 10,710 | $317.0M | 0.02% | |
| 56 | PSTPROSHARES TR | 13,939 | $295.0M | 0.02% | |
| 57 | —FORWARD PHARMA A/S | 17,252 | $293.0M | 0.02% | |
| 58 | CBOECBOE HLDGS INC | 4,331 | $283.0M | 0.02% | |
| 59 | ARDCARES DYNAMIC CR ALLOCATION F | 20,000 | $268.0M | 0.02% | |
| 60 | —PRUDENTIAL SHT DURATION HG Y | 15,500 | $239.0M | 0.01% | |
| 61 | CFCF INDS HLDGS INC | 7,500 | $235.0M | 0.01% | |
| 62 | TEXTEREX CORP NEW | 9,000 | $224.0M | 0.01% | Call |
| 63 | LTRXLANTRONIX INC | 225,000 | $214.0M | 0.01% | |
| 64 | INVNIDENTIV INC | 85,539 | $185.0M | 0.01% | |
| 65 | —ECHELON CORP | 28,200 | $155.0M | 0.01% | |
| 66 | ICADUSDICAD INC | 26,433 | $135.0M | 0.01% | |
| 67 | —ENDOCYTE INC | 30,017 | $93.0M | 0.01% | |
| 68 | —PRISM TECHNOLOGIES GROUP INC | 275,000 | $83.0M | 0.01% | |
| 69 | —MERUS LABS INTL INC NEW | 42,200 | $82.0M | 0.01% | |
| 70 | —ARADIGM CORP | 10,953 | $49.0M | 0.00% | |
| 71 | —PENDRELL CORP | 60,102 | $32.0M | 0.00% | |
| 72 | —BELLATRIX EXPLORATION LTD | 20,000 | $20.0M | 0.00% | |
| 73 | —FINJAN HLDGS INC | 15,000 | $14.0M | 0.00% |