D. E. Shaw & Co., Inc. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$56.7T
Holdings
2,548
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,548 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | AMZNAMAZON COM INC | 1,588,874 | $1.3T | 2.35% | Put |
| 2 | AAPLAPPLE INC | 9,247,596 | $1.0T | 1.84% | Put |
| 3 | BKNGPRICELINE GRP INC | 636,056 | $936.0B | 1.65% | Put |
| 4 | MCDMCDONALDS CORP | 5,717,656 | $659.6B | 1.16% | Put |
| 5 | CVSCVS HEALTH CORP | 7,099,265 | $631.8B | 1.11% | Put |
| 6 | GOOGALPHABET INC | 781,092 | $607.1B | 1.07% | Put |
| 7 | BIIBBIOGEN INC | 1,913,684 | $599.0B | 1.06% | Put |
| 8 | DISDISNEY WALT CO | 6,362,363 | $590.8B | 1.04% | Put |
| 9 | VVISA INC | 7,052,496 | $583.2B | 1.03% | Put |
| 10 | WMTWAL-MART STORES INC | 7,826,150 | $564.4B | 1.00% | Put |
| 11 | TRVCCITIGROUP INC | 11,406,643 | $538.7B | 0.95% | Put |
| 12 | JRVRJAMES RIV GROUP LTD | 14,047,238 | $508.5B | 0.90% | |
| 13 | METAFACEBOOK INC | 3,714,520 | $476.5B | 0.84% | Put |
| 14 | HUMHUMANA INC | 2,679,774 | $474.0B | 0.84% | Put |
| 15 | —YAHOO INC | 9,828,304 | $423.6B | 0.75% | Put |
| 16 | BACBANK AMER CORP | 26,052,417 | $407.7B | 0.72% | Put |
| 17 | WFCWELLS FARGO & CO NEW | 9,193,607 | $407.1B | 0.72% | Put |
| 18 | BMYBRISTOL MYERS SQUIBB CO | 7,520,500 | $405.5B | 0.72% | Put |
| 19 | GOOGLALPHABET INC | 453,182 | $364.4B | 0.64% | Put |
| 20 | VMWEURVMWARE INC | 4,946,494 | $362.8B | 0.64% | Put |
| 21 | AMATAPPLIED MATLS INC | 12,001,923 | $361.9B | 0.64% | Put |
| 22 | PFEPFIZER INC | 10,578,420 | $358.3B | 0.63% | Put |
| 23 | MSFTMICROSOFT CORP | 6,190,553 | $356.6B | 0.63% | Put |
| 24 | BRK/BBERKSHIRE HATHAWAY INC DEL | 2,442,789 | $352.9B | 0.62% | Call |
| 25 | —LINKEDIN CORP | 1,828,534 | $349.5B | 0.62% | Put |
| 26 | UTXZUNITED TECHNOLOGIES CORP | 3,366,333 | $342.0B | 0.60% | Put |
| 27 | QCOMQUALCOMM INC | 4,980,838 | $341.2B | 0.60% | Put |
| 28 | HDHOME DEPOT INC | 2,533,614 | $326.0B | 0.58% | Put |
| 29 | GEGENERAL ELECTRIC CO | 10,778,397 | $319.3B | 0.56% | Put |
| 30 | CMCSACOMCAST CORP NEW | 4,617,015 | $306.3B | 0.54% | Put |
| 31 | XOMEXXON MOBIL CORP | 3,441,728 | $300.4B | 0.53% | Put |
| 32 | —EXPRESS SCRIPTS HLDG CO | 4,045,174 | $285.3B | 0.50% | Put |
| 33 | VRSNVERISIGN INC | 3,627,611 | $283.8B | 0.50% | |
| 34 | APCANADARKO PETE CORP | 4,353,191 | $275.8B | 0.49% | Put |
| 35 | BABAALIBABA GROUP HLDG LTD | 2,591,400 | $274.1B | 0.48% | Put |
| 36 | LLYLILLY ELI & CO | 3,317,688 | $266.3B | 0.47% | Put |
| 37 | IBMINTERNATIONAL BUSINESS MACHS | 1,664,596 | $264.4B | 0.47% | Put |
| 38 | GILDGILEAD SCIENCES INC | 3,157,349 | $249.8B | 0.44% | Put |
| 39 | TEVATEVA PHARMACEUTICAL INDS LTD | 5,319,366 | $244.7B | 0.43% | Put |
| 40 | GSGOLDMAN SACHS GROUP INC | 1,474,954 | $237.9B | 0.42% | Put |
| 41 | KHCKRAFT HEINZ CO | 2,650,598 | $237.3B | 0.42% | Put |
| 42 | —TWENTY FIRST CENTY FOX INC | 9,762,688 | $236.5B | 0.42% | Put |
| 43 | TWXCHFTIME WARNER INC | 2,967,446 | $236.2B | 0.42% | Put |
| 44 | BHCVALEANT PHARMACEUTICALS INTL | 9,599,593 | $235.7B | 0.42% | Put |
| 45 | CMGCHIPOTLE MEXICAN GRILL INC | 554,759 | $234.9B | 0.41% | Put |
| 46 | SYFSYNCHRONY FINL | 8,091,478 | $226.6B | 0.40% | Call |
| 47 | SPYSPDR S&P 500 ETF TR | 1,042,095 | $225.4B | 0.40% | Put |
| 48 | CVXCHEVRON CORP NEW | 2,188,051 | $225.2B | 0.40% | Put |
| 49 | HYGISHARES TR | 2,553,450 | $222.8B | 0.39% | |
| 50 | KOCOCA COLA CO | 5,230,942 | $221.4B | 0.39% | Put |
| 51 | JNJJOHNSON & JOHNSON | 1,860,064 | $219.7B | 0.39% | Put |
| 52 | AVGOBROADCOM LTD | 1,254,632 | $216.4B | 0.38% | Put |
| 53 | COPCONOCOPHILLIPS | 4,963,071 | $215.7B | 0.38% | Put |
| 54 | LSXMKUSDLIBERTY MEDIA CORP DELAWARE | 6,376,065 | $213.0B | 0.38% | |
| 55 | AXPAMERICAN EXPRESS CO | 3,295,327 | $211.0B | 0.37% | Put |
| 56 | APDAIR PRODS & CHEMS INC | 1,332,312 | $200.3B | 0.35% | |
| 57 | NFLXNETFLIX INC | 2,010,631 | $198.1B | 0.35% | Put |
| 58 | TAT&T INC | 4,850,883 | $197.0B | 0.35% | Put |
| 59 | PEPPEPSICO INC | 1,777,516 | $193.3B | 0.34% | Put |
| 60 | SPGIS&P GLOBAL INC | 1,493,192 | $189.0B | 0.33% | Call |
| 61 | ISRGINTUITIVE SURGICAL INC | 255,773 | $185.4B | 0.33% | Put |
| 62 | DELLDELL TECHNOLOGIES INC | 3,875,192 | $185.2B | 0.33% | |
| 63 | —ALLERGAN PLC | 800,434 | $184.3B | 0.33% | Put |
| 64 | CICIGNA CORPORATION | 1,403,308 | $182.9B | 0.32% | Put |
| 65 | —LIBERTY INTERACTIVE CORP | 4,488,173 | $178.9B | 0.32% | |
| 66 | ABBVABBVIE INC | 2,833,802 | $178.7B | 0.32% | Put |
| 67 | INTCINTEL CORP | 4,732,400 | $178.6B | 0.32% | Put |
| 68 | LBTYBLIBERTY GLOBAL PLC | 5,391,884 | $178.1B | 0.31% | |
| 69 | —FMC TECHNOLOGIES INC | 5,886,967 | $174.7B | 0.31% | |
| 70 | FDXFEDEX CORP | 996,979 | $174.2B | 0.31% | Put |
| 71 | —NVIDIA CORP | 50,805,000 | $173.1B | 0.31% | |
| 72 | CRMSALESFORCE COM INC | 2,353,831 | $167.9B | 0.30% | Put |
| 73 | ALSNALLISON TRANSMISSION HLDGS I | 5,762,791 | $165.3B | 0.29% | |
| 74 | JPMJPMORGAN CHASE & CO | 2,477,446 | $165.0B | 0.29% | Put |
| 75 | FISFIDELITY NATL INFORMATION SV | 2,103,697 | $162.0B | 0.29% | |
| 76 | AG8AGILENT TECHNOLOGIES INC | 3,405,382 | $160.4B | 0.28% | |
| 77 | MOALTRIA GROUP INC | 2,521,404 | $159.4B | 0.28% | Put |
| 78 | CATCATERPILLAR INC DEL | 1,788,939 | $158.8B | 0.28% | Put |
| 79 | PVHPVH CORP | 1,436,623 | $158.7B | 0.28% | Put |
| 80 | COSTCOSTCO WHSL CORP NEW | 1,031,083 | $157.3B | 0.28% | Put |
| 81 | WYNNWYNN RESORTS LTD | 1,613,658 | $157.2B | 0.28% | Put |
| 82 | PGPROCTER AND GAMBLE CO | 1,745,780 | $156.7B | 0.28% | Put |
| 83 | UALUNITED CONTL HLDGS INC | 2,955,249 | $155.1B | 0.27% | Put |
| 84 | REGNREGENERON PHARMACEUTICALS | 374,570 | $150.6B | 0.27% | Put |
| 85 | PSXPHILLIPS 66 | 1,861,490 | $149.9B | 0.26% | Put |
| 86 | S9QSPIRIT AEROSYSTEMS HLDGS INC | 3,361,951 | $149.7B | 0.26% | |
| 87 | —LEVEL 3 COMMUNICATIONS INC | 3,203,098 | $148.6B | 0.26% | |
| 88 | —TYSON FOODS INC | 1,805,000 | $148.1B | 0.26% | |
| 89 | BABOEING CO | 1,120,646 | $147.6B | 0.26% | Put |
| 90 | OPLNKAR AUCTION SVCS INC | 3,351,446 | $144.6B | 0.26% | |
| 91 | ADSKAUTODESK INC | 1,967,454 | $142.3B | 0.25% | Call |
| 92 | NKENIKE INC | 2,686,543 | $141.4B | 0.25% | Put |
| 93 | ZBHZIMMER BIOMET HLDGS INC | 1,082,117 | $140.7B | 0.25% | |
| 94 | LM03LIBERTY MEDIA CORP DELAWARE | 4,120,948 | $140.0B | 0.25% | |
| 95 | HOUSREALOGY HLDGS CORP | 5,409,261 | $139.9B | 0.25% | Put |
| 96 | HLFHERBALIFE LTD | 2,224,762 | $137.9B | 0.24% | Put |
| 97 | AMGNAMGEN INC | 822,693 | $137.2B | 0.24% | Put |
| 98 | SLBSCHLUMBERGER LTD | 1,715,998 | $134.9B | 0.24% | Put |
| 99 | TSLATESLA MTRS INC | 647,778 | $132.2B | 0.23% | Put |
| 100 | KMBKIMBERLY CLARK CORP | 1,047,054 | $132.1B | 0.23% | Put |
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