CONFLUENCE INVESTMENT MANAGEMENT LLC Q4 2021 Filing
Filed January 4, 2022
Portfolio Value
$7.5T
Holdings
306
Report Date
Q4 2021
Filing Type
13F-HR
All Holdings (306 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | IBDTiShares iBonds Dec 2028 Term C | 494,300 | $14.0B | 0.19% | |
| 102 | KDPKeurig Dr Pepper Incorporated | 376,281 | $13.9B | 0.18% | |
| 103 | HXGBYHexagon AB | 826,789 | $13.1B | 0.17% | |
| 104 | HCSGHealthcare Services Group | 725,686 | $12.9B | 0.17% | |
| 105 | DDDupont De Nemurs Incorporated | 159,630 | $12.9B | 0.17% | |
| 106 | VNTVontier Corporation | 405,628 | $12.5B | 0.17% | |
| 107 | IBTEiShares iBonds Dec 2024 Term T | 488,200 | $12.4B | 0.16% | |
| 108 | IBTIiShares iBonds Dec 2028 Term T | 459,372 | $11.6B | 0.15% | |
| 109 | IBDSiShares iBonds Dec 2027 Term C | 434,689 | $11.5B | 0.15% | |
| 110 | TLTiShares 20Plus Year Treasury B | 65,791 | $9.8B | 0.13% | |
| 111 | BSMYInvesco BulletShares 2025 Corp | 439,938 | $9.6B | 0.13% | |
| 112 | IBMSiShares iBonds Dec 2029 Term T | 370,371 | $9.3B | 0.12% | |
| 113 | AQLTiShares iBonds Dec 2025 Term T | 364,997 | $9.3B | 0.12% | |
| 114 | IBDUiShares iBonds Dec 2029 Term C | 349,166 | $9.2B | 0.12% | |
| 115 | IBTGiShares iBonds Dec 2026 Term T | 363,340 | $9.2B | 0.12% | |
| 116 | FWRDUSDForward Air Corporation | 71,607 | $8.7B | 0.12% | |
| 117 | VBTXVeritex Holdings | 207,352 | $8.2B | 0.11% | |
| 118 | IBDPiShares iBonds Dec 2024 Term C | 312,563 | $8.1B | 0.11% | |
| 119 | JBTJohn Bean Technologies Corpora | 52,330 | $8.0B | 0.11% | |
| 120 | —iShares iBonds Dec 2022 Term T | 316,170 | $8.0B | 0.11% | |
| 121 | MDYGSPDR S&P 400 Mid Cap Growth ET | 96,895 | $7.9B | 0.10% | |
| 122 | MOVMovado Group Incorporated | 188,425 | $7.9B | 0.10% | |
| 123 | ALNTAllied Motion Technologies Inc | 212,334 | $7.7B | 0.10% | |
| 124 | WGOWinnebago Industries Incorpora | 102,170 | $7.7B | 0.10% | |
| 125 | SPYSPDR S&P 500 ETF | 16,023 | $7.6B | 0.10% | |
| 126 | GOODGladstone Commercial Corporati | 291,316 | $7.5B | 0.10% | |
| 127 | MRTNMarten Transport Limited | 435,677 | $7.5B | 0.10% | |
| 128 | KAIKadant Incorporated | 32,409 | $7.5B | 0.10% | |
| 129 | RBCRBC Bearings Incorporated | 36,786 | $7.4B | 0.10% | |
| 130 | HTOSJW Group | 101,181 | $7.4B | 0.10% | |
| 131 | EPCEdgewell Personal Care Company | 161,667 | $7.4B | 0.10% | |
| 132 | HTGCHercules Technology Growth Cap | 412,970 | $6.9B | 0.09% | |
| 133 | IBMQiShares iBonds Dec 2028 Term M | 246,489 | $6.7B | 0.09% | |
| 134 | IUSViShares Core S&P US Value ETF | 87,821 | $6.7B | 0.09% | |
| 135 | MAINMain Street Capital Corporatio | 140,996 | $6.3B | 0.08% | |
| 136 | EWUiShares MSCI United Kingdom ET | 186,144 | $6.2B | 0.08% | |
| 137 | FAROFaro Technologies Incorporated | 86,836 | $6.1B | 0.08% | |
| 138 | —TCP Capital Corporation | 420,196 | $5.7B | 0.08% | |
| 139 | BMRCBank of Marin (CA) | 151,589 | $5.6B | 0.07% | |
| 140 | AQLTiShares iBonds Dec 2024 Term M | 209,740 | $5.6B | 0.07% | |
| 141 | IBMPiShares iBonds Dec 2027 Term M | 204,005 | $5.5B | 0.07% | |
| 142 | NMFCNew Mountain Finance Corporati | 401,550 | $5.5B | 0.07% | |
| 143 | JJSFJ & J Snack Foods Corporation | 34,808 | $5.5B | 0.07% | |
| 144 | NWNNorthwest Natural Holding Comp | 112,079 | $5.5B | 0.07% | |
| 145 | CLBCore Laboratories NV | 241,239 | $5.4B | 0.07% | |
| 146 | THRThermon Group Holdings Incorpo | 312,429 | $5.3B | 0.07% | |
| 147 | IIIVI3 Verticals Incorporated | 231,855 | $5.3B | 0.07% | |
| 148 | BBDCBarings BDC Incorporated | 461,477 | $5.1B | 0.07% | |
| 149 | GBDCGolub Capital BDC Incorporated | 326,343 | $5.0B | 0.07% | |
| 150 | PNNTPennantPark Investment Corpora | 720,661 | $5.0B | 0.07% | |
| 151 | TSLXSixth Street Specialty Lending | 209,276 | $4.9B | 0.06% | |
| 152 | XLFSPDR Financial Select Sector E | 121,888 | $4.8B | 0.06% | |
| 153 | SLRCSolar Capital Limited | 257,588 | $4.7B | 0.06% | |
| 154 | AOUTAmerican Outdoor Brands Incorp | 237,906 | $4.7B | 0.06% | |
| 155 | IBMOiShares iBonds Dec 2026 Term M | 174,386 | $4.7B | 0.06% | |
| 156 | XLBSPDR Materials Select Sector E | 51,372 | $4.7B | 0.06% | |
| 157 | SCMStellus Capital Investment | 350,420 | $4.6B | 0.06% | |
| 158 | PDBCInvesco Optimum Yield Diversif | 322,305 | $4.5B | 0.06% | |
| 159 | XLISPDR Industrial Select Sector | 42,348 | $4.5B | 0.06% | |
| 160 | —Neenah Paper Incorporated | 95,734 | $4.4B | 0.06% | |
| 161 | —Natus Medical Incorporated | 184,600 | $4.4B | 0.06% | |
| 162 | XHBSPDR S&P Homebuilders ETF | 50,555 | $4.3B | 0.06% | |
| 163 | AQLTiShares iBonds Dec 2023 Term T | 167,254 | $4.3B | 0.06% | |
| 164 | RVNUxTrackers Municipal Infrastruc | 145,368 | $4.3B | 0.06% | |
| 165 | IAUiShares iBonds Dec 2025 Term M | 151,865 | $4.2B | 0.06% | |
| 166 | AQLTiShares iBonds Dec 2023 Term M | 162,987 | $4.2B | 0.06% | |
| 167 | OFSOFS Capital Corporation | 381,358 | $4.2B | 0.06% | |
| 168 | PRFTUSDPerficient Incorporated | 31,590 | $4.1B | 0.05% | |
| 169 | BXSLBlackstone Secured Lending Fun | 116,293 | $4.0B | 0.05% | |
| 170 | GSBDGoldman Sachs BDC Incorporated | 198,149 | $3.8B | 0.05% | |
| 171 | MUBiShares National Muni Bond ETF | 27,368 | $3.2B | 0.04% | |
| 172 | TFISPDR Nuveen Bloomberg Barclays | 57,313 | $3.0B | 0.04% | |
| 173 | OBDCOwl Rock Capital Corporation | 206,697 | $2.9B | 0.04% | |
| 174 | IWDiShares Russell 1000 Value ETF | 16,201 | $2.7B | 0.04% | |
| 175 | CSWCCapital Southwest Corporation | 107,296 | $2.7B | 0.04% | |
| 176 | IBTHiShares iBonds Dec 2027 Term T | 102,635 | $2.6B | 0.03% | |
| 177 | PAHCPhibro Animal Health Corporati | 115,480 | $2.4B | 0.03% | |
| 178 | —iShares iBonds Dec 2022 Term M | 87,116 | $2.3B | 0.03% | |
| 179 | BRK-BBerkshire Hathaway Incorporate | 5 | $2.3B | 0.03% | |
| 180 | BSMUInvesco BulletShares 2030 Muni | 83,559 | $2.1B | 0.03% | |
| 181 | BSMTInvesco BulletShares 2029 Muni | 81,775 | $2.1B | 0.03% | |
| 182 | TSMTaiwan Semiconductor Manufactu | 17,651 | $2.1B | 0.03% | |
| 183 | TPVGTriplePoint Venture Growth BDC | 109,815 | $2.0B | 0.03% | |
| 184 | BROBrown & Brown Incorporated | 27,440 | $1.9B | 0.03% | |
| 185 | SONYSony Group Corporation | 14,404 | $1.8B | 0.02% | |
| 186 | ICLRIcon PLC | 5,752 | $1.8B | 0.02% | |
| 187 | NVONovo Nordisk A/S ADS | 15,641 | $1.8B | 0.02% | |
| 188 | IWNiShares Russell 2000 Value ETF | 10,172 | $1.7B | 0.02% | |
| 189 | INFYInfosys Technologies Limited | 64,698 | $1.6B | 0.02% | |
| 190 | FNVFranco-Nevada Corporation | 11,062 | $1.5B | 0.02% | |
| 191 | LVMUYLVMH Moet Hennessy - Louis Vui | 9,042 | $1.5B | 0.02% | |
| 192 | JJSFJ & J Snack Foods Corporation | 9,458 | $1.5B | 0.02% | |
| 193 | EMXCiShares MSCI Emerging Markets | 23,605 | $1.4B | 0.02% | |
| 194 | EWUSiShares MSCI United Kingdom Sm | 30,920 | $1.4B | 0.02% | |
| 195 | IGSBiShares 1-5 Year Investment Gr | 24,621 | $1.3B | 0.02% | |
| 196 | NLYEURAnnaly Capital Management Inco | 167,597 | $1.3B | 0.02% | |
| 197 | DSDVYDSV Panalpina | 11,085 | $1.3B | 0.02% | |
| 198 | —American Capital Agency Corpor | 86,277 | $1.3B | 0.02% | |
| 199 | BCICPortman Ridge Finance Corporat | 52,400 | $1.3B | 0.02% | |
| 200 | RIORio Tinto PLC | 19,129 | $1.3B | 0.02% |