CONFLUENCE INVESTMENT MANAGEMENT LLC Q4 2019 Filing
Filed January 29, 2020
Portfolio Value
$6.8T
Holdings
283
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (283 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | RDS/ARoyal Dutch Shell PLC - Cl A | 19,687 | $1.2B | 0.02% | |
| 202 | APTVAPTIV PLC | 12,098 | $1.1B | 0.02% | |
| 203 | WTWWillis Towers Watson Public Lt | 5,681 | $1.1B | 0.02% | |
| 204 | —DBS GROUP HOLDINGS-SPON ADR | 14,317 | $1.1B | 0.02% | |
| 205 | TCEHYTencent Holdings LTD | 22,680 | $1.1B | 0.02% | |
| 206 | RIORio Tinto PLC | 18,263 | $1.1B | 0.02% | |
| 207 | TLHiShares Barclays 10-20 Year Tr | 7,492 | $1.1B | 0.02% | |
| 208 | NMI1EURKirkland Lake Gold Ltd | 24,193 | $1.1B | 0.02% | |
| 209 | SAPSAP AG - ADS | 7,950 | $1.1B | 0.02% | |
| 210 | MCCUSDMedley Capital Corp. | 466,714 | $1.0B | 0.01% | |
| 211 | —Solar Senior Capital Ltd. | 56,321 | $991.0M | 0.01% | |
| 212 | CNRCanadian National Railway | 10,777 | $975.0M | 0.01% | |
| 213 | MLCOMelco Resorts & Entertainment | 38,796 | $938.0M | 0.01% | |
| 214 | HDBHDFC Bank Ltd | 14,797 | $938.0M | 0.01% | |
| 215 | ULUnilever Plc | 16,138 | $923.0M | 0.01% | |
| 216 | UOVEYUnited Overseas Bank Limited | 23,302 | $916.0M | 0.01% | |
| 217 | NTDOYNintendo Co. Ltd. ADS | 17,469 | $872.0M | 0.01% | |
| 218 | —Capstead Mortgage Corp. | 108,500 | $859.0M | 0.01% | |
| 219 | BPBP PLC (Adr 1:6) | 22,047 | $832.0M | 0.01% | |
| 220 | WMMVYWalmart De-Mexico-Spon ADR V | 28,309 | $809.0M | 0.01% | |
| 221 | BROBrown & Brown Inc. | 19,690 | $777.0M | 0.01% | |
| 222 | MINTPimco Enhanced Short Maturity | 7,291 | $741.0M | 0.01% | |
| 223 | KCAPUSDPortman Ridge Finance Corp | 340,472 | $722.0M | 0.01% | |
| 224 | FANUYFanuc Ltd. ADS | 38,725 | $713.0M | 0.01% | |
| 225 | FSPFranklin Street Properties Cor | 80,000 | $685.0M | 0.01% | |
| 226 | MUFGMitsubishi UFJ Financial | 122,000 | $662.0M | 0.01% | |
| 227 | FMSFresenius Medical Care AG & Co | 17,117 | $630.0M | 0.01% | |
| 228 | PAGSPagseguro Digital Ltd | 17,734 | $606.0M | 0.01% | |
| 229 | SNNSmith & Nephew (Adr 1:5) | 12,071 | $580.0M | 0.01% | |
| 230 | KMTUYKOMATSU LTD | 23,999 | $577.0M | 0.01% | |
| 231 | LZRFYLocaliza Rent a Car SA | 48,669 | $574.0M | 0.01% | |
| 232 | JAZZJazz Pharmaceuticals Plc | 3,809 | $569.0M | 0.01% | |
| 233 | EFAMSCI EAFE Index Fund - iShares | 8,122 | $564.0M | 0.01% | |
| 234 | IVVS&P 500 Index Fund - iShares | 1,665 | $538.0M | 0.01% | |
| 235 | GBILGoldman Sachs Treasury Access | 4,986 | $499.0M | 0.01% | |
| 236 | ITMMarket Vectors Int Muni Index | 9,909 | $498.0M | 0.01% | |
| 237 | VVisa, Inc. - A | 2,600 | $489.0M | 0.01% | |
| 238 | ECEcopetrol SA | 24,091 | $481.0M | 0.01% | |
| 239 | HTHTHuazhu Group Ltd. | 11,660 | $467.0M | 0.01% | |
| 240 | NBISYandex NV | 10,212 | $444.0M | 0.01% | |
| 241 | BACBank of America Corp. | 12,390 | $436.0M | 0.01% | |
| 242 | SSDOYShiseido Co Ltd | 6,082 | $431.0M | 0.01% | |
| 243 | JPMJP Morgan Chase & Company | 2,959 | $412.0M | 0.01% | |
| 244 | IJSS&P SmallCap 600 Value Index F | 2,505 | $403.0M | 0.01% | |
| 245 | CEOCNOOC Ltd. | 2,332 | $389.0M | 0.01% | |
| 246 | MLB1MERCADOLIBRE INC | 653 | $373.0M | 0.01% | |
| 247 | —Manatuck Hill Mariner Offshore | 2,343 | $365.0M | 0.01% | |
| 248 | RGLDRoyal Gold, Inc. | 2,942 | $360.0M | 0.01% | |
| 249 | TTENTotal SA - ADR | 6,428 | $355.0M | 0.01% | |
| 250 | BBDBanco Bradesco S.A. | 39,325 | $352.0M | 0.01% | |
| 251 | UI2Kemper Corp. | 4,470 | $346.0M | 0.01% | |
| 252 | PAASPan American Silver Corp | 14,172 | $336.0M | 0.00% | |
| 253 | NATHNathan's Famous Inc | 4,659 | $330.0M | 0.00% | |
| 254 | BAPCREDICORP LTD | 1,542 | $329.0M | 0.00% | |
| 255 | XNGSYENN Energy Holdings Ltd | 7,473 | $327.0M | 0.00% | |
| 256 | WNSNWNS Holdings Ltd | 4,864 | $322.0M | 0.00% | |
| 257 | PYPLPayPal Holdings, Inc. | 2,952 | $319.0M | 0.00% | |
| 258 | LLYEli Lilly & Co. | 2,400 | $315.0M | 0.00% | |
| 259 | YUMCYum China Holdings Inc | 6,546 | $314.0M | 0.00% | |
| 260 | ITUBItau Unibanco Holding S/A ADS | 33,891 | $310.0M | 0.00% | |
| 261 | AAPLApple Inc. | 1,027 | $302.0M | 0.00% | |
| 262 | PBRPetrobras Petroleo Brasileiro | 18,714 | $298.0M | 0.00% | |
| 263 | IJRS&P SmallCap 600 Index Fund - | 3,515 | $295.0M | 0.00% | |
| 264 | —Cia Brasileira de Distribuicao | 13,429 | $294.0M | 0.00% | |
| 265 | —Leagold Mining Corp | 116,351 | $289.0M | 0.00% | |
| 266 | IJTS&P SmallCap 600 Growth Index | 1,477 | $286.0M | 0.00% | |
| 267 | TXGTorex Gold Res Inc | 17,811 | $281.0M | 0.00% | |
| 268 | FMXFOMENTO ECONOMICO MEXICANO, S. | 2,978 | $281.0M | 0.00% | |
| 269 | —MMC Norilsk Nickel | 9,149 | $280.0M | 0.00% | |
| 270 | KBKB Financial Group Inc | 6,585 | $272.0M | 0.00% | |
| 271 | AYS1Sandstorm Gold Ltd. | 36,054 | $269.0M | 0.00% | |
| 272 | GQ9Gold Shares - SPDR | 1,844 | $264.0M | 0.00% | |
| 273 | LTHM1EURLivent Corp | 29,176 | $249.0M | 0.00% | |
| 274 | SEASeabridge Gold Inc. | 17,935 | $248.0M | 0.00% | |
| 275 | FLOTiShares Floating Rate Note Fun | 4,755 | $242.0M | 0.00% | |
| 276 | GBOOYGrupo Financiero ADR | 8,343 | $233.0M | 0.00% | |
| 277 | COSTCostco Wholesale Corporation | 783 | $230.0M | 0.00% | |
| 278 | CHLUSDChina Mobile Limited | 5,406 | $228.0M | 0.00% | |
| 279 | WFCWells Fargo & Company | 4,000 | $215.0M | 0.00% | |
| 280 | —ICICI Bank Ltd. ADS | 13,752 | $208.0M | 0.00% | |
| 281 | LYSDYLynas Corp Ltd | 112,331 | $190.0M | 0.00% | |
| 282 | TMETencent Music Entertainment Gr | 15,760 | $185.0M | 0.00% | |
| 283 | CCOCameco Corp. | 18,053 | $161.0M | 0.00% | |
| 284 | MQ8MAG Silver Corp | 13,471 | $159.0M | 0.00% | |
| 285 | —Premier US Government Money | 14,022 | $14.0M | 0.00% |
PreviousPage 3 of 3