CONFLUENCE INVESTMENT MANAGEMENT LLC Q3 2021 Filing
Filed October 4, 2021
Portfolio Value
$7.1T
Holdings
299
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (299 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | IBDTiShares iBonds Dec 2028 Term C | 487,155 | $14.0B | 0.20% | |
| 102 | SLYGSPDR S&P 600 Small Cap Growth | 147,185 | $12.8B | 0.18% | |
| 103 | KDPKeurig Dr Pepper Incorporated | 367,980 | $12.6B | 0.18% | |
| 104 | HXGBYHexagon AB | 804,128 | $12.4B | 0.17% | |
| 105 | BKIEURBlack Knight Incorporated | 171,363 | $12.3B | 0.17% | |
| 106 | IBDSiShares iBonds Dec 2027 Term C | 428,566 | $11.6B | 0.16% | |
| 107 | IBTIiShares iBonds Dec 2028 Term T | 454,370 | $11.5B | 0.16% | |
| 108 | IBTEiShares iBonds Dec 2024 Term T | 446,833 | $11.5B | 0.16% | |
| 109 | DDDupont De Nemurs Incorporated | 161,228 | $11.0B | 0.15% | |
| 110 | KAIKadant Incorporated | 48,785 | $10.0B | 0.14% | |
| 111 | EMXCiShares MSCI Emerging Markets | 162,522 | $9.9B | 0.14% | |
| 112 | BSMYInvesco BulletShares 2025 Corp | 435,000 | $9.7B | 0.14% | |
| 113 | TLTiShares 20 Year Treasury Bond | 64,796 | $9.4B | 0.13% | |
| 114 | AQLTiShares iBonds Dec 2025 Term T | 359,659 | $9.2B | 0.13% | |
| 115 | IBMSiShares iBonds Dec 2029 Term T | 365,251 | $9.2B | 0.13% | |
| 116 | IBDUiShares iBonds Dec 2029 Term C | 345,651 | $9.2B | 0.13% | |
| 117 | IBTGiShares iBonds Dec 2026 Term T | 358,003 | $9.1B | 0.13% | |
| 118 | MOVMovado Group Incorporated | 288,167 | $9.1B | 0.13% | |
| 119 | MDYVSPDR S&P 400 Mid Cap Value ETF | 125,528 | $8.3B | 0.12% | |
| 120 | VBTXVeritex Holdings | 207,553 | $8.2B | 0.11% | |
| 121 | JBTJohn Bean Technologies Corpora | 56,954 | $8.0B | 0.11% | |
| 122 | RBCRBC Bearings Incorporated | 36,806 | $7.8B | 0.11% | |
| 123 | IBDPiShares iBonds Dec 2024 Term C | 295,956 | $7.8B | 0.11% | |
| 124 | WGOWinnebago Industries Incorpora | 101,554 | $7.4B | 0.10% | |
| 125 | —iShares iBonds Dec 2022 Term T | 286,305 | $7.3B | 0.10% | |
| 126 | PDBCInvesco Optimum Yield Diversif | 342,241 | $7.2B | 0.10% | |
| 127 | CLBCore Laboratories NV | 250,373 | $6.9B | 0.10% | |
| 128 | HTGCHercules Technology Growth Cap | 410,429 | $6.8B | 0.10% | |
| 129 | MRTNMarten Transport Limited | 431,940 | $6.8B | 0.10% | |
| 130 | PRFTUSDPerficient Incorporated | 57,221 | $6.6B | 0.09% | |
| 131 | ALNTAllied Motion Technologies Inc | 211,321 | $6.6B | 0.09% | |
| 132 | IBMQiShares iBonds Dec 2028 Term M | 240,582 | $6.5B | 0.09% | |
| 133 | HTOSJW Group | 98,410 | $6.5B | 0.09% | |
| 134 | GOODGladstone Commercial Corporati | 305,150 | $6.4B | 0.09% | |
| 135 | SPYSPDR S&P 500 ETF | 14,535 | $6.2B | 0.09% | |
| 136 | NMFCNew Mountain Finance Corporati | 465,236 | $6.2B | 0.09% | |
| 137 | EPCEdgewell Personal Care Company | 170,118 | $6.2B | 0.09% | |
| 138 | FWRDUSDForward Air Corporation | 71,492 | $5.9B | 0.08% | |
| 139 | MAINMain Street Capital Corporatio | 140,333 | $5.8B | 0.08% | |
| 140 | AOUTAmerican Outdoor Brands Incorp | 234,819 | $5.8B | 0.08% | |
| 141 | EWUiShares MSCI United Kingdom ET | 177,628 | $5.7B | 0.08% | |
| 142 | —TCP Capital Corporation | 414,328 | $5.6B | 0.08% | |
| 143 | FAROFaro Technologies Incorporated | 85,249 | $5.6B | 0.08% | |
| 144 | BMRCBank of Marin (CA) | 147,832 | $5.6B | 0.08% | |
| 145 | IIIVI3 Verticals Incorporated | 227,812 | $5.5B | 0.08% | |
| 146 | AQLTiShares iBonds Dec 2024 Term M | 204,112 | $5.5B | 0.08% | |
| 147 | IBMPiShares iBonds Dec 2027 Term M | 198,622 | $5.4B | 0.08% | |
| 148 | THRThermon Group Holdings Incorpo | 304,592 | $5.3B | 0.07% | |
| 149 | —James River Group Holdings Lim | 137,126 | $5.2B | 0.07% | |
| 150 | GBDCGolub Capital BDC Incorporated | 326,606 | $5.2B | 0.07% | |
| 151 | SLRCSolar Capital Limited | 268,453 | $5.1B | 0.07% | |
| 152 | BBDCBarings BDC Incorporated | 451,204 | $5.0B | 0.07% | |
| 153 | MDYGSPDR S&P 400 Mid Cap Growth ET | 65,628 | $5.0B | 0.07% | |
| 154 | NWNNorthwest Natural Holding Comp | 107,028 | $4.9B | 0.07% | |
| 155 | PNNTPennantPark Investment Corpora | 720,384 | $4.7B | 0.07% | |
| 156 | JJSFJ & J Snack Foods Corporation | 30,381 | $4.6B | 0.07% | |
| 157 | SCMStellus Capital Investment | 348,445 | $4.6B | 0.06% | |
| 158 | TSLXSixth Street Specialty Lending | 204,589 | $4.5B | 0.06% | |
| 159 | —Natus Medical Incorporated | 180,763 | $4.5B | 0.06% | |
| 160 | —Neenah Paper Incorporated | 94,499 | $4.4B | 0.06% | |
| 161 | IBMOiShares iBonds Dec 2026 Term M | 161,349 | $4.3B | 0.06% | |
| 162 | XLFSPDR Financial Select Sector E | 114,937 | $4.3B | 0.06% | |
| 163 | IAUiShares iBonds Dec 2025 Term M | 147,570 | $4.1B | 0.06% | |
| 164 | AQLTiShares iBonds Dec 2023 Term M | 158,408 | $4.1B | 0.06% | |
| 165 | RVNUxTrackers Municipal Infrastruc | 141,241 | $4.1B | 0.06% | |
| 166 | OFSOFS Capital Corporation | 387,302 | $4.0B | 0.06% | |
| 167 | XLISPDR Industrial Select Sector | 39,191 | $3.8B | 0.05% | |
| 168 | XLBSPDR Materials Select Sector E | 47,673 | $3.8B | 0.05% | |
| 169 | GSBDGoldman Sachs BDC Incorporated | 191,909 | $3.5B | 0.05% | |
| 170 | XHBSPDR S&P Homebuilders ETF | 48,681 | $3.5B | 0.05% | |
| 171 | AQLTiShares iBonds Dec 2023 Term T | 125,389 | $3.2B | 0.05% | |
| 172 | PAHCPhibro Animal Health Corporati | 144,469 | $3.1B | 0.04% | |
| 173 | IGSBiShares 1-5 Year Investment Gr | 53,924 | $2.9B | 0.04% | |
| 174 | OBDCOwl Rock Capital Corporation | 208,107 | $2.9B | 0.04% | |
| 175 | MUBiShares National Muni Bond ETF | 24,757 | $2.9B | 0.04% | |
| 176 | TFISPDR Nuveen Bloomberg Barclays | 55,638 | $2.9B | 0.04% | |
| 177 | CSWCCapital Southwest Corporation | 106,898 | $2.7B | 0.04% | |
| 178 | —iShares iBonds Dec 2022 Term M | 95,061 | $2.5B | 0.03% | |
| 179 | IEMGiShares Core MSCI Emerging Mar | 36,161 | $2.2B | 0.03% | |
| 180 | TSMTaiwan Semiconductor Manufactu | 19,395 | $2.2B | 0.03% | |
| 181 | BSMTInvesco BulletShares 2029 Muni | 79,557 | $2.1B | 0.03% | |
| 182 | BSMUInvesco BulletShares 2030 Muni | 81,337 | $2.1B | 0.03% | |
| 183 | BRK-BBerkshire Hathaway Incorporate | 5 | $2.1B | 0.03% | |
| 184 | SONYSony Group Corporation | 16,249 | $1.8B | 0.03% | |
| 185 | TPVGTriplePoint Venture Growth BDC | 109,935 | $1.7B | 0.02% | |
| 186 | ICLRIcon PLC | 6,168 | $1.6B | 0.02% | |
| 187 | NVONovo Nordisk A/S ADS | 16,732 | $1.6B | 0.02% | |
| 188 | IBTHiShares iBonds Dec 2027 Term T | 62,914 | $1.6B | 0.02% | |
| 189 | SHOPShopify Incorporated | 1,153 | $1.6B | 0.02% | |
| 190 | INFYInfosys Technologies Limited | 68,662 | $1.5B | 0.02% | |
| 191 | BROBrown & Brown Incorporated | 27,440 | $1.5B | 0.02% | |
| 192 | DSDVYDSV Panalpina | 12,343 | $1.5B | 0.02% | |
| 193 | FNVFranco-Nevada Corporation | 11,246 | $1.5B | 0.02% | |
| 194 | JJSFJ & J Snack Foods Corporation | 9,458 | $1.4B | 0.02% | |
| 195 | NLYEURAnnaly Capital Management Inco | 168,593 | $1.4B | 0.02% | |
| 196 | —American Capital Agency Corpor | 86,594 | $1.4B | 0.02% | |
| 197 | LVMUYLVMH Moet Hennessy Louis Vuitt | 9,519 | $1.4B | 0.02% | |
| 198 | RIORio Tinto PLC | 19,519 | $1.3B | 0.02% | |
| 199 | BCICPortman Ridge Finance Corporat | 52,250 | $1.3B | 0.02% | |
| 200 | NATHNathan's Famous Incorporated | 20,759 | $1.3B | 0.02% |