CONFLUENCE INVESTMENT MANAGEMENT LLC Q3 2019 Filing
Filed October 15, 2019
Portfolio Value
$6.4T
Holdings
286
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (286 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | IAUiShares iBonds Dec 2023 Term C | 47,527 | $1.2B | 0.02% | |
| 202 | RDS/ARoyal Dutch Shell PLC - Cl A | 20,626 | $1.2B | 0.02% | |
| 203 | MCCUSDMedley Capital Corp. | 466,714 | $1.2B | 0.02% | |
| 204 | APTVAPTIV PLC | 13,470 | $1.2B | 0.02% | |
| 205 | VNQREIT Index - Vanguard | 12,079 | $1.1B | 0.02% | |
| 206 | ZTOZTO Express Cayman Inc | 52,422 | $1.1B | 0.02% | |
| 207 | —DBS GROUP HOLDINGS-SPON ADR | 15,167 | $1.1B | 0.02% | |
| 208 | ULUnilever Plc | 17,232 | $1.0B | 0.02% | |
| 209 | CNRCanadian National Railway | 11,410 | $1.0B | 0.02% | |
| 210 | SAPSAP AG - ADS | 8,453 | $996.0M | 0.02% | |
| 211 | TCEHYTencent Holdings LTD | 23,502 | $990.0M | 0.02% | |
| 212 | PAGSPagseguro Digital Ltd | 20,036 | $928.0M | 0.01% | |
| 213 | UOVEYUnited Overseas Bank Limited | 24,524 | $910.0M | 0.01% | |
| 214 | MLCOMelco Resorts & Entertainment | 45,207 | $877.0M | 0.01% | |
| 215 | NTDOYNintendo Co. Ltd. ADS | 18,699 | $866.0M | 0.01% | |
| 216 | FANUYFanuc Ltd. ADS | 45,874 | $863.0M | 0.01% | |
| 217 | SMFGSumitomo Mitsui-Spons ADR | 121,431 | $831.0M | 0.01% | |
| 218 | ECEcopetrol SA | 47,289 | $805.0M | 0.01% | |
| 219 | —Capstead Mortgage Corp. | 108,500 | $797.0M | 0.01% | |
| 220 | TSMTaiwan Semiconductor Manufactu | 16,580 | $771.0M | 0.01% | |
| 221 | KCAPUSDPortman Ridge Finance Corp | 340,472 | $766.0M | 0.01% | |
| 222 | MUFGMitsubishi UFJ Financial | 146,354 | $743.0M | 0.01% | |
| 223 | MINTPimco Enhanced Short Maturity | 7,291 | $742.0M | 0.01% | |
| 224 | BROBrown & Brown Inc. | 19,690 | $710.0M | 0.01% | |
| 225 | EQNREquinor ASA | 37,409 | $709.0M | 0.01% | |
| 226 | FMSFresenius Medical Care AG & Co | 20,525 | $689.0M | 0.01% | |
| 227 | FSPFranklin Street Properties Cor | 80,000 | $677.0M | 0.01% | |
| 228 | KMTUYKOMATSU LTD | 29,394 | $673.0M | 0.01% | |
| 229 | VVisa, Inc. - A | 3,907 | $672.0M | 0.01% | |
| 230 | SNNSmith & Nephew (Adr 1:5) | 12,761 | $614.0M | 0.01% | |
| 231 | LZRFYLocaliza Rent a Car SA | 50,072 | $546.0M | 0.01% | |
| 232 | JPMJP Morgan Chase & Company | 4,587 | $540.0M | 0.01% | |
| 233 | SSDOYShiseido Co Ltd | 6,535 | $522.0M | 0.01% | |
| 234 | JAZZJazz Pharmaceuticals Plc | 4,025 | $516.0M | 0.01% | |
| 235 | GBILGoldman Sachs Treasury Access | 4,986 | $500.0M | 0.01% | |
| 236 | IVVS&P 500 Index Fund - iShares | 1,665 | $497.0M | 0.01% | |
| 237 | PYPLPayPal Holdings, Inc. | 4,693 | $486.0M | 0.01% | |
| 238 | AAPLApple Inc. | 1,922 | $431.0M | 0.01% | |
| 239 | COSTCostco Wholesale Corporation | 1,469 | $423.0M | 0.01% | |
| 240 | HDBHDFC Bank Ltd | 6,956 | $397.0M | 0.01% | |
| 241 | TTENTotal SA - ADR | 7,609 | $396.0M | 0.01% | |
| 242 | HTHTHuazhu Group Ltd. | 11,739 | $388.0M | 0.01% | |
| 243 | HONHoneywell International, Inc. | 2,201 | $372.0M | 0.01% | |
| 244 | —Manatuck Hill Mariner Offshore | 2,343 | $372.0M | 0.01% | |
| 245 | BACBank of America Corp. | 12,616 | $368.0M | 0.01% | |
| 246 | CEOCNOOC Ltd. | 2,370 | $361.0M | 0.01% | |
| 247 | MLB1MERCADOLIBRE INC | 654 | $361.0M | 0.01% | |
| 248 | WMMVYWalmart De-Mexico-Spon ADR V | 12,130 | $359.0M | 0.01% | |
| 249 | NBISYandex NV | 10,212 | $358.0M | 0.01% | |
| 250 | UI2Kemper Corp. | 4,470 | $348.0M | 0.01% | |
| 251 | ITUBItau Unibanco Holding S/A ADS | 41,226 | $347.0M | 0.01% | |
| 252 | AMZNAmazon.com, Inc. | 193 | $335.0M | 0.01% | |
| 253 | NATHNathan's Famous Inc | 4,659 | $335.0M | 0.01% | |
| 254 | BAPCREDICORP LTD | 1,542 | $321.0M | 0.01% | |
| 255 | BBDBanco Bradesco S.A. | 39,325 | $320.0M | 0.00% | |
| 256 | XNGSYENN Energy Holdings Ltd | 7,473 | $309.0M | 0.00% | |
| 257 | NVDANVIDIA Corp. | 1,753 | $305.0M | 0.00% | |
| 258 | BLKCHFBlackRock, Inc. | 675 | $301.0M | 0.00% | |
| 259 | EOGEOG Resources | 4,010 | $298.0M | 0.00% | |
| 260 | RGLDRoyal Gold, Inc. | 2,387 | $294.0M | 0.00% | |
| 261 | WNSNWNS Holdings Ltd | 4,864 | $286.0M | 0.00% | |
| 262 | IJRS&P SmallCap 600 Index Fund - | 3,515 | $274.0M | 0.00% | |
| 263 | FMXFOMENTO ECONOMICO MEXICANO, S. | 2,977 | $273.0M | 0.00% | |
| 264 | LRCXEURLam Research Corporation | 1,183 | $273.0M | 0.00% | |
| 265 | ADPAutomatic Data Processing, Inc | 1,678 | $271.0M | 0.00% | |
| 266 | PBRPetrobras Petroleo Brasileiro | 18,713 | $271.0M | 0.00% | |
| 267 | LLYEli Lilly & Co. | 2,400 | $268.0M | 0.00% | |
| 268 | —Cia Brasileira de Distribuicao | 13,429 | $258.0M | 0.00% | |
| 269 | GQ9Gold Shares - SPDR | 1,844 | $256.0M | 0.00% | |
| 270 | FLOTiShares Floating Rate Note Fun | 4,755 | $242.0M | 0.00% | |
| 271 | —MMC Norilsk Nickel | 9,344 | $239.0M | 0.00% | |
| 272 | DWDMorgan Stanley | 5,583 | $238.0M | 0.00% | |
| 273 | CHLUSDChina Mobile Limited | 5,699 | $236.0M | 0.00% | |
| 274 | KBKB Financial Group Inc | 6,585 | $235.0M | 0.00% | |
| 275 | GBOOYGrupo Financiero ADR | 8,343 | $225.0M | 0.00% | |
| 276 | TMETencent Music Entertainment Gr | 17,335 | $221.0M | 0.00% | |
| 277 | LBNDXLord Abbett Bond-Debenture-A | 26,349 | $212.0M | 0.00% | |
| 278 | CSXCSX Corp. | 3,000 | $208.0M | 0.00% | |
| 279 | WFCWells Fargo & Company | 4,000 | $202.0M | 0.00% | |
| 280 | BYDDYByd Company Limited Adr | 18,698 | $187.0M | 0.00% | |
| 281 | PAASPan American Silver Corp | 10,965 | $172.0M | 0.00% | |
| 282 | —Leagold Mining Corp | 89,097 | $172.0M | 0.00% | |
| 283 | TXGTorex Gold Res Inc | 13,828 | $171.0M | 0.00% | |
| 284 | —ICICI Bank Ltd. ADS | 13,752 | $168.0M | 0.00% | |
| 285 | AYS1Sandstorm Gold Ltd. | 27,642 | $156.0M | 0.00% | |
| 286 | CCOCameco Corp. | 13,873 | $132.0M | 0.00% | |
| 287 | SEASeabridge Gold Inc. | 10,001 | $127.0M | 0.00% | |
| 288 | MQ8MAG Silver Corp | 10,328 | $110.0M | 0.00% |
PreviousPage 3 of 3