CERTUITY, LLC Q4 2020 Filing
Filed February 4, 2021
Portfolio Value
$310.7B
Holdings
240
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (240 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 124,307 | $46.4B | 14.95% | Call |
| 2 | AAPLAPPLE INC | 228,034 | $30.3B | 9.74% | Put |
| 3 | NDQINVESCO QQQ TR | 52,962 | $16.6B | 5.35% | Call |
| 4 | MDYSPDR S&P MIDCAP 400 ETF TR | 36,158 | $15.2B | 4.89% | |
| 5 | IJHISHARES TR | 43,255 | $9.9B | 3.20% | |
| 6 | IWFISHARES TR | 32,879 | $7.9B | 2.55% | |
| 7 | IVVISHARES TR | 19,428 | $7.3B | 2.35% | |
| 8 | IJRISHARES TR | 62,180 | $5.7B | 1.84% | |
| 9 | XLKSELECT SECTOR SPDR TR | 38,088 | $5.0B | 1.59% | |
| 10 | VEAVANGUARD TAX-MANAGED INTL FD | 104,796 | $4.9B | 1.59% | |
| 11 | MSFTMICROSOFT CORP | 21,890 | $4.9B | 1.57% | Put |
| 12 | AMZNAMAZON COM INC | 1,440 | $4.7B | 1.51% | Put |
| 13 | IWDISHARES TR | 33,080 | $4.5B | 1.46% | |
| 14 | ICSHISHARES TR | 85,130 | $4.3B | 1.38% | |
| 15 | IWMISHARES TR | 21,053 | $4.1B | 1.33% | |
| 16 | METAFACEBOOK INC | 13,417 | $3.7B | 1.18% | Put |
| 17 | VTIVANGUARD INDEX FDS | 15,150 | $2.9B | 0.95% | |
| 18 | IYWISHARES TR | 32,365 | $2.8B | 0.89% | |
| 19 | SCHFSCHWAB STRATEGIC TR | 74,535 | $2.7B | 0.86% | |
| 20 | GOOGLALPHABET INC | 1,517 | $2.7B | 0.86% | |
| 21 | VIOOVANGUARD ADMIRAL FDS INC | 14,405 | $2.4B | 0.78% | |
| 22 | TSLATESLA INC | 3,276 | $2.3B | 0.74% | |
| 23 | VOOVANGUARD INDEX FDS | 7,966 | $2.3B | 0.73% | |
| 24 | GQ9SPDR GOLD TR | 12,346 | $2.2B | 0.71% | |
| 25 | VGTVANGUARD WORLD FDS | 6,222 | $2.2B | 0.71% | |
| 26 | XLVSELECT SECTOR SPDR TR | 19,308 | $2.2B | 0.70% | |
| 27 | BRK/BBERKSHIRE HATHAWAY INC DEL | 9,290 | $2.2B | 0.69% | |
| 28 | MINTPIMCO ETF TR | 21,019 | $2.1B | 0.69% | |
| 29 | XBISPDR SER TR | 14,810 | $2.1B | 0.67% | |
| 30 | NLYEURANNALY CAPITAL MANAGEMENT IN | 246,646 | $2.1B | 0.67% | |
| 31 | XNCMXNUVEEN CALIFORNIA AMT QLT MU | 121,913 | $1.9B | 0.62% | |
| 32 | VUGVANGUARD INDEX FDS | 7,485 | $1.9B | 0.61% | |
| 33 | NACNUVEEN CA QUALTY MUN INCOME | 124,725 | $1.9B | 0.61% | |
| 34 | BILSPDR SER TR | 19,479 | $1.8B | 0.57% | |
| 35 | DISDISNEY WALT CO | 9,455 | $1.7B | 0.55% | |
| 36 | VVISA INC | 7,787 | $1.7B | 0.55% | |
| 37 | ACNACCENTURE PLC IRELAND | 6,396 | $1.7B | 0.54% | |
| 38 | GOOGALPHABET INC | 873 | $1.5B | 0.49% | |
| 39 | CVXCHEVRON CORP NEW | 17,985 | $1.5B | 0.49% | |
| 40 | VWOVANGUARD INTL EQUITY INDEX F | 28,859 | $1.4B | 0.47% | |
| 41 | NVDANVIDIA CORPORATION | 2,591 | $1.4B | 0.44% | Put |
| 42 | XEVMXEATON VANCE CALIF MUN BD FD | 110,135 | $1.3B | 0.42% | |
| 43 | PYPLPAYPAL HLDGS INC | 5,027 | $1.2B | 0.38% | |
| 44 | FDNFIRST TR EXCHANGE-TRADED FD | 5,383 | $1.1B | 0.37% | |
| 45 | JPMJPMORGAN CHASE & CO | 8,965 | $1.1B | 0.37% | |
| 46 | IWCISHARES TR | 9,468 | $1.1B | 0.36% | |
| 47 | CRMSALESFORCE COM INC | 4,836 | $1.1B | 0.35% | |
| 48 | RPARTIDAL ETF TR | 44,885 | $1.1B | 0.34% | |
| 49 | NOCNORTHROP GRUMMAN CORP | 3,504 | $1.1B | 0.34% | Put |
| 50 | DONSPDR DOW JONES INDL AVERAGE | 3,464 | $1.1B | 0.34% | Put |
| 51 | ARCCARES CAPITAL CORP | 60,900 | $1.0B | 0.33% | |
| 52 | EPDENTERPRISE PRODS PARTNERS L | 51,789 | $1.0B | 0.33% | |
| 53 | IAUUSDISHARES GOLD TRUST | 54,629 | $990.0M | 0.32% | |
| 54 | COSTCOSTCO WHSL CORP NEW | 2,625 | $989.0M | 0.32% | |
| 55 | VCVINVESCO CALIF VALUE MUN INCO | 72,756 | $963.0M | 0.31% | |
| 56 | TTDTHE TRADE DESK INC | 1,201 | $962.0M | 0.31% | |
| 57 | JNJJOHNSON & JOHNSON | 5,842 | $919.0M | 0.30% | |
| 58 | IWBISHARES TR | 4,256 | $902.0M | 0.29% | |
| 59 | DFSEURDISCOVER FINL SVCS | 9,689 | $877.0M | 0.28% | |
| 60 | MAMASTERCARD INCORPORATED | 2,426 | $866.0M | 0.28% | |
| 61 | XBFZXBLACKROCK CALIF MUN INCOME T | 60,391 | $859.0M | 0.28% | |
| 62 | HDHOME DEPOT INC | 3,203 | $851.0M | 0.27% | |
| 63 | PDNINVESCO EXCH TRADED FD TR II | 24,560 | $849.0M | 0.27% | |
| 64 | TXNTEXAS INSTRS INC | 5,164 | $847.0M | 0.27% | Put |
| 65 | NKENIKE INC | 5,786 | $819.0M | 0.26% | |
| 66 | QCOMQUALCOMM INC | 5,211 | $794.0M | 0.26% | |
| 67 | XYZSQUARE INC | 3,612 | $788.0M | 0.25% | |
| 68 | IWVISHARES TR | 3,518 | $786.0M | 0.25% | |
| 69 | UNHUNITEDHEALTH GROUP INC | 2,223 | $780.0M | 0.25% | |
| 70 | DHRDANAHER CORPORATION | 3,426 | $761.0M | 0.24% | |
| 71 | IGRCBRE CLARION GLOBAL REAL EST | 110,022 | $757.0M | 0.24% | |
| 72 | EFAISHARES TR | 10,050 | $733.0M | 0.24% | |
| 73 | ADBEADOBE SYSTEMS INCORPORATED | 1,414 | $707.0M | 0.23% | |
| 74 | ORCLORACLE CORP | 10,609 | $686.0M | 0.22% | |
| 75 | STWDSTARWOOD PPTY TR INC | 35,074 | $677.0M | 0.22% | |
| 76 | BMYBRISTOL-MYERS SQUIBB CO | 10,674 | $662.0M | 0.21% | |
| 77 | PDIPIMCO DYNAMIC INCOME FD | 24,476 | $647.0M | 0.21% | |
| 78 | WMTWALMART INC | 4,400 | $634.0M | 0.20% | Put |
| 79 | BABAALIBABA GROUP HLDG LTD | 2,726 | $634.0M | 0.20% | Put |
| 80 | CMCSACOMCAST CORP NEW | 12,066 | $632.0M | 0.20% | |
| 81 | —BARCLAYS BANK PLC | 37,041 | $622.0M | 0.20% | |
| 82 | ITOTISHARES TR | 7,100 | $612.0M | 0.20% | |
| 83 | VXUSVANGUARD STAR FDS | 10,078 | $606.0M | 0.20% | |
| 84 | BACVERIZON COMMUNICATIONS INC | 10,314 | $606.0M | 0.20% | |
| 85 | SGOVISHARES TR | 5,895 | $590.0M | 0.19% | |
| 86 | PGPROCTER AND GAMBLE CO | 4,189 | $583.0M | 0.19% | |
| 87 | DJPBARCLAYS BANK PLC | 26,415 | $578.0M | 0.19% | |
| 88 | PEPPEPSICO INC | 3,797 | $563.0M | 0.18% | |
| 89 | RITMNEW RESIDENTIAL INVT CORP | 56,271 | $559.0M | 0.18% | |
| 90 | SBUXSTARBUCKS CORP | 5,220 | $558.0M | 0.18% | |
| 91 | NOWSERVICENOW INC | 1,011 | $556.0M | 0.18% | |
| 92 | ZMZOOM VIDEO COMMUNICATIONS IN | 1,631 | $550.0M | 0.18% | |
| 93 | ANETEURARISTA NETWORKS INC | 1,892 | $550.0M | 0.18% | |
| 94 | CSCOCISCO SYS INC | 11,952 | $535.0M | 0.17% | |
| 95 | METMETLIFE INC | 11,324 | $532.0M | 0.17% | |
| 96 | —CASCADE ACQUISITION CORP | 50,000 | $523.0M | 0.17% | |
| 97 | ABBVABBVIE INC | 4,799 | $514.0M | 0.17% | |
| 98 | PZCPIMCO CALIF MUN INCOME FD II | 50,000 | $513.0M | 0.17% | |
| 99 | SHOPSHOPIFY INC | 453 | $513.0M | 0.17% | |
| 100 | NFLXNETFLIX INC | 899 | $486.0M | 0.16% |
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