CERTUITY, LLC Q3 2020 Filing
Filed October 30, 2020
Portfolio Value
$253.4B
Holdings
180
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (180 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 134,861 | $45.2B | 17.82% | Put |
| 2 | AAPLAPPLE INC | 247,488 | $28.7B | 11.31% | Put |
| 3 | NDQINVESCO QQQ TR | 52,382 | $14.6B | 5.74% | Put |
| 4 | MDYSPDR S&P MIDCAP 400 ETF TR | 36,701 | $12.4B | 4.91% | |
| 5 | IJHISHARES TR | 44,055 | $8.2B | 3.22% | |
| 6 | IWFISHARES TR | 28,304 | $6.1B | 2.42% | |
| 7 | IVVISHARES TR | 17,733 | $6.0B | 2.35% | |
| 8 | AMZNAMAZON COM INC | 1,454 | $4.6B | 1.81% | Put |
| 9 | IJRISHARES TR | 60,074 | $4.2B | 1.66% | |
| 10 | XLKSELECT SECTOR SPDR TR | 34,305 | $4.0B | 1.58% | |
| 11 | MSFTMICROSOFT CORP | 18,510 | $3.9B | 1.54% | Put |
| 12 | VEAVANGUARD TAX-MANAGED INTL FD | 94,889 | $3.9B | 1.53% | |
| 13 | METAFACEBOOK INC | 12,412 | $3.3B | 1.28% | Put |
| 14 | IWDISHARES TR | 25,424 | $3.0B | 1.18% | |
| 15 | ICSHISHARES TR | 56,641 | $2.9B | 1.13% | |
| 16 | IWMISHARES TR | 18,048 | $2.7B | 1.07% | |
| 17 | GQ9SPDR GOLD TR | 13,982 | $2.5B | 0.98% | Call |
| 18 | IYWISHARES TR | 8,075 | $2.4B | 0.96% | |
| 19 | MINTPIMCO ETF TR | 23,142 | $2.4B | 0.93% | |
| 20 | SCHFSCHWAB STRATEGIC TR | 74,710 | $2.3B | 0.93% | |
| 21 | GOOGLALPHABET INC | 1,553 | $2.3B | 0.90% | Put |
| 22 | VVISA INC | 10,826 | $2.2B | 0.85% | Put |
| 23 | XNCMXNUVEEN CALIFORNIA AMT QLT MU | 133,655 | $2.0B | 0.81% | |
| 24 | XLVSELECT SECTOR SPDR TR | 19,279 | $2.0B | 0.80% | |
| 25 | VGTVANGUARD WORLD FDS | 6,483 | $2.0B | 0.80% | |
| 26 | NLYEURANNALY CAPITAL MANAGEMENT IN | 282,504 | $2.0B | 0.79% | |
| 27 | BRK/BBERKSHIRE HATHAWAY INC DEL | 9,205 | $2.0B | 0.77% | |
| 28 | VTIVANGUARD INDEX FDS | 10,879 | $1.9B | 0.73% | |
| 29 | VIOOVANGUARD ADMIRAL FDS INC | 14,250 | $1.8B | 0.73% | |
| 30 | NACNUVEEN CA QUALTY MUN INCOME | 123,711 | $1.8B | 0.71% | |
| 31 | BILSPDR SER TR | 19,479 | $1.8B | 0.70% | |
| 32 | ACNACCENTURE PLC IRELAND | 7,371 | $1.7B | 0.66% | |
| 33 | XBISPDR SER TR | 11,405 | $1.3B | 0.50% | |
| 34 | GOOGALPHABET INC | 854 | $1.3B | 0.50% | Put |
| 35 | XEVMXEATON VANCE CALIF MUN BD FD | 110,135 | $1.3B | 0.49% | |
| 36 | VWOVANGUARD INTL EQUITY INDEX F | 28,840 | $1.2B | 0.49% | |
| 37 | TSLATESLA INC | 2,861 | $1.2B | 0.48% | |
| 38 | XBFZXBLACKROCK CALIF MUN INCOME T | 89,591 | $1.2B | 0.47% | |
| 39 | VUGVANGUARD INDEX FDS | 5,139 | $1.2B | 0.46% | |
| 40 | CVXCHEVRON CORP NEW | 15,730 | $1.1B | 0.45% | |
| 41 | NOCNORTHROP GRUMMAN CORP | 3,475 | $1.1B | 0.43% | Put |
| 42 | BACVERIZON COMMUNICATIONS INC | 16,758 | $996.0M | 0.39% | Call |
| 43 | TXNTEXAS INSTRS INC | 6,711 | $959.0M | 0.38% | Put |
| 44 | DISDISNEY WALT CO | 7,609 | $944.0M | 0.37% | |
| 45 | VCVINVESCO CALIF VALUE MUN INCO | 72,756 | $909.0M | 0.36% | |
| 46 | QCOMQUALCOMM INC | 7,707 | $907.0M | 0.36% | Put |
| 47 | NVDANVIDIA CORPORATION | 1,660 | $899.0M | 0.35% | Call |
| 48 | PZCPIMCO CALIF MUN INCOME FD II | 82,479 | $878.0M | 0.35% | |
| 49 | IAUUSDISHARES GOLD TRUST | 48,455 | $872.0M | 0.34% | |
| 50 | JNJJOHNSON & JOHNSON | 5,763 | $858.0M | 0.34% | |
| 51 | IWCISHARES TR | 9,438 | $854.0M | 0.34% | |
| 52 | BSVVANGUARD BD INDEX FDS | 10,212 | $848.0M | 0.33% | |
| 53 | CRMSALESFORCE COM INC | 3,372 | $847.0M | 0.33% | |
| 54 | PYPLPAYPAL HLDGS INC | 4,255 | $838.0M | 0.33% | |
| 55 | BABAALIBABA GROUP HLDG LTD | 2,817 | $829.0M | 0.33% | Put |
| 56 | MAMASTERCARD INCORPORATED | 2,409 | $815.0M | 0.32% | |
| 57 | JPMJPMORGAN CHASE & CO | 8,336 | $802.0M | 0.32% | |
| 58 | FDNFIRST TR EXCHANGE-TRADED FD | 4,108 | $774.0M | 0.31% | |
| 59 | PDNINVESCO EXCH TRADED FD TR II | 24,560 | $730.0M | 0.29% | |
| 60 | COSTCOSTCO WHSL CORP NEW | 2,052 | $728.0M | 0.29% | |
| 61 | WEPMAGELLAN MIDSTREAM PRTNRS LP | 20,970 | $717.0M | 0.28% | |
| 62 | DHRDANAHER CORPORATION | 3,282 | $707.0M | 0.28% | |
| 63 | EFAISHARES TR | 10,988 | $699.0M | 0.28% | |
| 64 | DJPBARCLAYS BANK PLC | 35,857 | $698.0M | 0.28% | |
| 65 | IWVISHARES TR | 3,518 | $689.0M | 0.27% | |
| 66 | ZMZOOM VIDEO COMMUNICATIONS IN | 1,400 | $658.0M | 0.26% | |
| 67 | BMYBRISTOL-MYERS SQUIBB CO | 10,682 | $644.0M | 0.25% | Call |
| 68 | DFSEURDISCOVER FINL SVCS | 10,394 | $601.0M | 0.24% | |
| 69 | RPARTIDAL ETF TR | 27,029 | $600.0M | 0.24% | |
| 70 | NKENIKE INC | 4,709 | $591.0M | 0.23% | |
| 71 | VOOVANGUARD INDEX FDS | 1,899 | $584.0M | 0.23% | |
| 72 | STWDSTARWOOD PPTY TR INC | 37,618 | $568.0M | 0.22% | |
| 73 | UNHUNITEDHEALTH GROUP INC | 1,751 | $546.0M | 0.22% | |
| 74 | HDHOME DEPOT INC | 1,960 | $544.0M | 0.21% | |
| 75 | VXUSVANGUARD STAR FDS | 10,078 | $526.0M | 0.21% | |
| 76 | ITOTISHARES TR | 6,925 | $523.0M | 0.21% | |
| 77 | EPDENTERPRISE PRODS PARTNERS L | 31,811 | $502.0M | 0.20% | |
| 78 | TLTISHARES TR | 2,954 | $482.0M | 0.19% | |
| 79 | TTDTHE TRADE DESK INC | 896 | $465.0M | 0.18% | |
| 80 | PGPROCTER AND GAMBLE CO | 3,345 | $465.0M | 0.18% | |
| 81 | CMCSACOMCAST CORP NEW | 10,040 | $464.0M | 0.18% | |
| 82 | METMETLIFE INC | 12,343 | $459.0M | 0.18% | |
| 83 | ARCCARES CAPITAL CORP | 32,777 | $457.0M | 0.18% | |
| 84 | CEVEATON VANCE CALIF MUN INCOM | 33,600 | $447.0M | 0.18% | |
| 85 | SPABSPDR SER TR | 14,469 | $446.0M | 0.18% | |
| 86 | ORCLORACLE CORP | 7,474 | $446.0M | 0.18% | |
| 87 | PEPPEPSICO INC | 3,161 | $438.0M | 0.17% | |
| 88 | RITMNEW RESIDENTIAL INVT CORP | 55,100 | $438.0M | 0.17% | |
| 89 | SBUXSTARBUCKS CORP | 5,075 | $436.0M | 0.17% | |
| 90 | MRKMERCK & CO. INC | 5,146 | $427.0M | 0.17% | |
| 91 | DONSPDR DOW JONES INDL AVERAGE | 1,484 | $412.0M | 0.16% | |
| 92 | EEMISHARES TR | 9,210 | $406.0M | 0.16% | |
| 93 | APDAIR PRODS & CHEMS INC | 1,363 | $406.0M | 0.16% | |
| 94 | CSCOCISCO SYS INC | 9,963 | $392.0M | 0.15% | |
| 95 | —NUVEEN CALIF MUNICPAL VALUE | 25,000 | $391.0M | 0.15% | |
| 96 | IWPISHARES TR | 2,235 | $386.0M | 0.15% | |
| 97 | MUBISHARES TR | 3,243 | $376.0M | 0.15% | |
| 98 | ADBEADOBE SYSTEMS INCORPORATED | 766 | $376.0M | 0.15% | |
| 99 | ABBVABBVIE INC | 4,224 | $370.0M | 0.15% | |
| 100 | XYZSQUARE INC | 2,253 | $367.0M | 0.14% |
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