CERTUITY, LLC Q1 2021 Filing

Filed May 10, 2021

Portfolio Value

$372.6B

Holdings

303

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (303 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
128,455$50.9B13.66%Call
2
AAPLAPPLE INC
232,632$28.4B7.63%Put
3
NDQINVESCO QQQ TR
54,362$17.3B4.66%Call
4
MDYSPDR S&P MIDCAP 400 ETF TR
35,520$16.9B4.54%
5
IJHISHARES TR
58,674$15.3B4.10%
6
IJRISHARES TR
88,506$9.6B2.58%
7
IWDISHARES TR
55,176$8.4B2.24%
8
IWFISHARES TR
33,662$8.2B2.20%
9
IVVISHARES TR
19,714$7.8B2.11%
10
MSFTMICROSOFT CORP
22,615$5.3B1.43%Put
11
VEAVANGUARD TAX-MANAGED INTL FD
107,129$5.3B1.41%
12
AMZNAMAZON COM INC
1,552$4.8B1.29%Put
13
IWMISHARES TR
21,701$4.8B1.29%
14
XLKSELECT SECTOR SPDR TR
35,805$4.8B1.28%
15
METAFACEBOOK INC
13,500$4.0B1.07%
16
ICSHISHARES TR
76,580$3.9B1.04%
17
VTIVANGUARD INDEX FDS
15,287$3.2B0.85%
18
GOOGLALPHABET INC
1,527$3.1B0.85%
19
MINTPIMCO ETF TR
29,377$3.0B0.80%
20
SCHFSCHWAB STRATEGIC TR
78,959$3.0B0.80%
21
VOOVANGUARD INDEX FDS
9,317$2.9B0.78%
22
TSLATESLA INC
4,310$2.9B0.77%Call
23
VIOOVANGUARD ADMIRAL FDS INC
14,405$2.9B0.77%
24
NLYEURANNALY CAPITAL MANAGEMENT IN
328,295$2.8B0.76%
25
IYWISHARES TR
31,960$2.8B0.75%
26
UPSUNITED PARCEL SERVICE INC
15,506$2.6B0.71%
27
SHOPSHOPIFY INC
2,360$2.6B0.70%
28
BRK/BBERKSHIRE HATHAWAY INC DEL
9,729$2.5B0.67%
29
DISDISNEY WALT CO
12,876$2.4B0.64%
30
XLVSELECT SECTOR SPDR TR
20,243$2.4B0.63%
31
XBISPDR SER TR
16,544$2.2B0.60%
32
CVXCHEVRON CORP NEW
20,574$2.2B0.58%
33
VGTVANGUARD WORLD FDS
5,794$2.1B0.56%
34
DANIMER SCIENTIFIC INC
54,359$2.1B0.55%
35
GQ9SPDR GOLD TR
12,662$2.0B0.54%
36
GOOGALPHABET INC
947$2.0B0.53%
37
VVISA INC
8,893$1.9B0.51%
38
NACNUVEEN CA QUALTY MUN INCOME
124,749$1.9B0.50%
39
VUGVANGUARD INDEX FDS
7,096$1.8B0.49%
40
ACNACCENTURE PLC IRELAND
6,494$1.8B0.48%
41
BILSPDR SER TR
19,479$1.8B0.48%
42
NVDANVIDIA CORPORATION
2,933$1.6B0.42%
43
JPMJPMORGAN CHASE & CO
9,890$1.5B0.40%
44
VWOVANGUARD INTL EQUITY INDEX F
28,863$1.5B0.40%
45
JNJJOHNSON & JOHNSON
9,110$1.5B0.40%
46
PYPLPAYPAL HLDGS INC
6,123$1.5B0.40%
47
EPDENTERPRISE PRODS PARTNERS L
66,689$1.5B0.39%
48
RPARTIDAL ETF TR
63,191$1.4B0.39%
49
IWCISHARES TR
9,479$1.4B0.37%
50
XNCMXNUVEEN CALIFORNIA AMT QLT MU
85,574$1.3B0.35%
51
CRMSALESFORCE COM INC
6,184$1.3B0.35%
52
XEVMXEATON VANCE CALIF MUN BD FD
110,135$1.3B0.34%
53
ARCCARES CAPITAL CORP
62,367$1.2B0.31%
54
NOCNORTHROP GRUMMAN CORP
3,549$1.1B0.31%Put
55
MAMASTERCARD INCORPORATED
3,221$1.1B0.31%
56
FDNFIRST TR EXCHANGE-TRADED FD
4,864$1.1B0.28%
57
TAT&T INC
32,900$996.0M0.27%
58
COSTCOSTCO WHSL CORP NEW
2,822$995.0M0.27%
59
TTDTHE TRADE DESK INC
1,509$983.0M0.26%
60
TXNTEXAS INSTRS INC
5,082$960.0M0.26%Put
61
HDHOME DEPOT INC
3,080$940.0M0.25%
62
XYZSQUARE INC
4,139$940.0M0.25%
63
VCVINVESCO CALIF VALUE MUN INCO
72,756$931.0M0.25%
64
UNHUNITEDHEALTH GROUP INC
2,492$927.0M0.25%
65
DFSEURDISCOVER FINL SVCS
9,532$905.0M0.24%
66
ADBEADOBE SYSTEMS INCORPORATED
1,891$899.0M0.24%
67
PDNINVESCO EXCH TRADED FD TR II
24,560$899.0M0.24%
68
IAUUSDISHARES GOLD TR
55,082$896.0M0.24%
69
ABBVABBVIE INC
8,251$893.0M0.24%
70
AGNCAGNC INVT CORP
52,011$872.0M0.23%
71
XBFZXBLACKROCK CALIF MUN INCOME T
60,391$867.0M0.23%
72
STWDSTARWOOD PPTY TR INC
34,983$865.0M0.23%
73
ZMZOOM VIDEO COMMUNICATIONS IN
2,673$859.0M0.23%
74
NKENIKE INC
6,368$846.0M0.23%
75
IWVISHARES TR
3,453$819.0M0.22%
76
OBDCOWL ROCK CAPITAL CORPORATION
58,225$802.0M0.22%
77
EFAISHARES TR
10,493$796.0M0.21%
78
DHRDANAHER CORPORATION
3,528$794.0M0.21%
79
APPNAPPIAN CORP
5,943$790.0M0.21%
80
QCOMQUALCOMM INC
5,717$758.0M0.20%Call
81
METMETLIFE INC
11,605$705.0M0.19%
82
ORCLORACLE CORP
23,003$677.0M0.18%
83
MLB1MERCADOLIBRE INC
459$676.0M0.18%
84
NFLXNETFLIX INC
1,282$669.0M0.18%
85
CMCSACOMCAST CORP NEW
12,323$667.0M0.18%
86
DKNG1USDDRAFTKINGS INC
10,856$666.0M0.18%Call
87
BMYBRISTOL-MYERS SQUIBB CO
10,546$666.0M0.18%
88
CSCOCISCO SYS INC
12,834$664.0M0.18%
89
ITOTISHARES TR
7,100$650.0M0.17%
90
RITMNEW RESIDENTIAL INVT CORP
57,453$646.0M0.17%
91
VXUSVANGUARD STAR FDS
10,078$632.0M0.17%
92
BACVERIZON COMMUNICATIONS INC
10,760$626.0M0.17%
93
INTUINTUIT
1,608$616.0M0.17%
94
ADSKAUTODESK INC
2,219$615.0M0.17%
95
DJPBARCLAYS BANK PLC
25,900$613.0M0.16%
96
BARCLAYS BANK PLC
53,163$610.0M0.16%Call
97
DUKDUKE ENERGY CORP NEW
6,123$591.0M0.16%
98
SGOVISHARES TR
5,895$590.0M0.16%
99
PGPROCTER AND GAMBLE CO
4,300$582.0M0.16%
100
SBUXSTARBUCKS CORP
5,049$552.0M0.15%
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